Senior Associate, Security Regulatory and Compliance, ISS, Group Technology
17 hours ago
Senior Associate, Security Regulatory and Compliance, ISS, Group Technology Job posting details and responsibilities for the role. Responsibilities Risk Management: Act as first line of defense and focal point for the team for risk and control matters Collaborating across units to drive risk reduction and mitigation initiatives Review identified issues, action plans proposed and verify remedial solutions for closure Work with Line managers and oversee risk mitigation programs to remediate control gaps identified from root cause analysis and lessons learnt Develop framework and metrics to support the department risk mitigation programs and escalate emerging or at-risk issues to the relevant stakeholders in a timely manner Manage the KRIs reporting and track the KRIs to prevent KRIs breaches Coordinate and drive programs to enhance the risk posture of the department Manage the periodic risk reviews and assessments, control testing, analysis of key risk indicators to review effectiveness of internal controls and to ensure risk exposure over the key processes are within risk appetite and comply to the
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DBS Asia Hub, Singapore at DBS Full time $80,000 - $120,000 per yearSenior Associate, Security Regulatory and Compliance, ISS, Group Technology - (WD Business Function Group Technology enables and empowers the bank with an efficient, nimble and resilient infrastructure through a strategic focus on productivity, quality & control, technology, people capability and innovation. In Group Tech, we manage the majority of the...
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Singapore DBS Bank Limited Full timeBusiness Function Group Technology enables and empowers the bank with an efficient, nimble and resilient infrastructure through a strategic focus on productivity, quality & control, technology, people capability and innovation. In Group Tech, we manage the majority of the Bank's operational processes and inspire to delight our business partners through our...
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Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full timeManage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...
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Singapore StoneX Group Inc. Full timeSenior Associate, Regulatory Compliance, APAC Join to apply for the Senior Associate, Regulatory Compliance, APAC role at StoneX Group Inc. Senior Associate, Regulatory Compliance, APAC 2 weeks ago Be among the first 25 applicants Join to apply for the Senior Associate, Regulatory Compliance, APAC role at StoneX Group Inc. Get AI-powered advice on this job...
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Senior Associate, Regulatory Compliance
6 days ago
Singapore IQ-EQ Group Full timeSenior Associate, Regulatory Compliance (Ongoing Compliance Services)Join to apply for the Senior Associate, Regulatory Compliance (Ongoing Compliance Services)role at IQ-EQ Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global...
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Compliance Manager
2 weeks ago
Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full time**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...
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Senior Associate, Regulatory Compliance
1 week ago
Singapore IQ-EQ Group Full timeHome Vacancies Senior Associate, Regulatory Compliance (Ongoing Compliance Services)Senior Associate, Regulatory Compliance (Ongoing Compliance Services)Job Description Manage a portfolio of clients Provide advisory and consultancy services to clients Submit and/or review of regulatory filings and notifications Liaise and correspond with MAS and auditors...
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DBS Asia Hub, Singapore at DBS Full time $120,000 - $150,000 per yearVP, CyberArk and Priviledged Access Management Engineer, ISS, Group Technology - (WD Business Function Group Technology enables and empowers the bank with an efficient, nimble and resilient infrastructure through a strategic focus on productivity, quality & control, technology, people capability and innovation. In Group Tech, we manage the majority of...
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Senior Associate, Regulatory Compliance
6 days ago
Singapore IQ-EQ Full timeSenior Associate, Regulatory Compliance (Ongoing Compliance Services)Join to apply for the Senior Associate, Regulatory Compliance (Ongoing Compliance Services)role at IQ-EQ Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global...
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Compliance Lead
4 days ago
Singapore Capital Group Full timeJoin to apply for the Compliance Lead - Technology, InfoSec & Privacy role at Capital Group Join to apply for the Compliance Lead - Technology, InfoSec & Privacy role at Capital Group Get AI-powered advice on this job and more exclusive features. “I can succeed as a Compliance Lead at Capital Group.”As a Technology, Infosec and Privacy Compliance Lead,...
