Regulatory Compliance Specialist

2 days ago


Singapore eFinancialCareers Full time

**Job Overview**

eFinancialCareers is seeking a highly skilled Compliance Officer to join our team.

We offer a competitive salary of approximately $120,000 per annum, depending on experience and qualifications.

**Key Responsibilities**

  • Manage the Compliance function at a CMS licensed wealth management business, ensuring adherence to regulatory requirements.
  • Oversee enterprise risk management and monitor regulated business activities.
  • Provide updates to senior management on the regulatory environment and propose actions where necessary.
  • Evaluate and update compliance policies to ensure consistency with latest regulatory requirements.
  • Develop and implement AML/CFT frameworks and policies.
  • Supervise the implementation of various compliance, risk, IT risk (TRM), internal controls, and outsourcing policies.
  • Conduct client KYC/AML and annual reviews for new and existing clients.
  • Perform due diligence and reviews on outsourced service providers.
  • Prepare, submit, and handle enquiries related to regulatory returns, MAS annual and ad-hoc forms, and surveys.
  • Lead training and development initiatives for senior management and staff.
  • Serve as key point of contact for MAS: address queries from MAS and external authorities.
  • Coordinate internal and external compliance audits.

**Requirements**

  • Bachelor's or Master's degree in a relevant field.
  • 2-3 years' experience working in a licensed/regulated business.
  • Prior compliance experience is advantageous.
  • Proven track record of being responsible, independent, diligent, and detail-oriented.
  • High stress tolerance required.


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