Risk Management and Compliance Specialist
1 month ago
We are seeking a highly skilled Risk Management and Compliance Specialist to join our team at PERSOLKELLY SINGAPORE PTE. LTD.
Job Summary:The successful candidate will be responsible for conducting agency reviews and trend analysis to identify potential gaps and areas for improvement. They will also implement an enhanced framework for distribution reps to conduct proper sales advisory processes, providing quality advice and suitable recommendations to policyholders.
About the Role:- Provide support for day-to-day operations by assisting in the team's functions.
- Assist in monitoring competency standards required of supervisors and representatives to ensure alignment with regulatory and industry guidelines.
- Ensure timely reviews and follow-up with representatives on cases triggered by Company-approved monitoring systems and information via other sources reported to the department.
- Assist in developing and implementing communication plans on competency standards.
- Engage and coach representatives and supervisors in areas of sales activity, quality of sales/sales management, and training needs as and when required.
- Perform trend analysis to detect potential sales advisory and market conduct risks.
- Address all queries and concerns from various internal and external stakeholders.
- Assist in the execution of special projects/initiatives.
- Update SOPs and internal guidelines when required.
- Perform other work as required to meet business needs.
- Takes accountability in considering business and regulatory compliance risks and takes appropriate steps to mitigate the risks.
- Maintains awareness of industry trends on regulatory compliance, emerging threats, and technologies to understand risks and better safeguard the company.
- Highlights any potential concerns/risks and proactively shares best risk management practices.
- Strong background in risk management and compliance.
- Excellent analytical and problem-solving skills.
- Ability to communicate effectively with stakeholders.
- Proficiency in Microsoft Excel, Due Diligence, Regulatory Compliance, Interpersonal Skills, Sales Management, Risk Management, Trend Analysis, Compliance, Project Management, Trade Compliance, Audits, Accountability, Microsoft Word, Regulatory Requirements, and Job Search.
$SGD 6,000 - $8,000 per month (dependent on experience).
About Us:PERSOLKELLY SINGAPORE PTE. LTD. is a leading recruitment agency in Singapore, dedicated to connecting top talent with exceptional job opportunities.
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