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Compliance Testing and Assurance Professional
2 weeks ago
About Our Roles in Compliance Testing Group, Global Compliance
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance.
As an independent control function and part of the firm's second line of defense, we assess the firm's compliance, regulatory and reputational risk; monitor for compliance with new or amended laws, rules and regulations; design and implement controls, policies, procedures and training; conduct independent testing; investigate, surveil and monitor for compliance risks and breaches; and lead the firm's responses to regulatory examinations, audits and inquiries.
Compliance Testing Group (