Governance Auditor
2 months ago
Internal Audit department of Sumitomo Mitsui Banking Corporation is responsible for examining the overall internal control system, including governance and risk management frameworks, as well as the effectiveness and efficiency of operations and compliance with applicable laws and regulations.
Key Responsibilities:- Lead and/or execute audits independently and efficiently, including audit planning, key control evaluation and testing, report drafting and issues follow-up and closure.
- Assess the Bank internal control environment with a view to provide value-adding recommendations to Management to manage emerging issues or remediate identified weaknesses.
- Apply data analytics to assess the internal control environment.
- Establish and develop good working relationships with Management of assigned Business Units for which candidate has been assigned risk assessment responsibility.
- Contribute to the annual risk assessment exercise by developing a good understanding of business strategy, plans, products, processes performance, risks and issues of the assigned Business Units.
- Perform continuous monitoring on assigned Business Units to keep abreast on evolving markets, regulatory, business and operational changes to drive appropriate ongoing audit coverage.
- Participate in Bank's strategic initiatives/project meetings to promote/enhance the organization's governance and risk culture.
- CPA certified or equivalent of an internationally recognized accounting body.
- At least 8 years experience in audit of the banking industry with experience in governance and risk management audit.
- Familiar with execution of risk-based audit approach.
- Strong understanding of risk management frameworks, governance standards, and best practices (i.e. Basel, COSO, Three-line Defense).
- Excellent communication skills, with the ability to present audit findings and recommendations effectively.
- Good interpersonal and stakeholder management skills.
- Good team player as well as able to work independently.
- Meticulous, disciplined and self-motivated individual with the passion to pursue excellence.
- Strong problem-solving skills and attention to detail.
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