Expert Regulatory Professional for Asset and Wealth Management

1 week ago

Singapore beBeeCompliance Full time $90,000 - $120,000

Regulatory Expert for Asset and Wealth Management

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We are seeking a seasoned professional to join our rapidly expanding team in Risk and Compliance Solutions. As a regulatory expert, you will play a critical role in helping companies rethink their approach to compliance and risk.

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About the Role:

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  • Providing regulatory advice to clients operating in fund management, private wealth management, digital advisory, digital assets, and other capital markets intermediaries to help optimise their risk management compliance with regulatory requirements.
  • Managing a team of specialists providing outsourced compliance support to clients, including regulatory reporting, operationalising changes and updates to regulations, conducting compliance monitoring and reporting to senior management, assisting on AML/KYC reviews, and providing regulatory advice.
  • Helping clients develop, implement, and strengthen their enterprise risk management and compliance frameworks, including conducting business processes and controls reviews, identifying gaps, assessing risks, and providing recommendations for remediation.
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What You'll Need:

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  • At least 6 years of financial services regulatory, legal, or external audit experience in a Big 4 audit firm, regulator, or financial institution.
  • Good understanding of the asset and wealth management/digital assets/capital markets landscape.
  • Strong experience in auditing and advising on local MAS regulatory requirements for capital markets intermediaries, including Securities and Futures Act, Financial Advisers Act, Banking Act, Payments Services Act, and AML/CFT.
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What We Offer:

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  • A stable yet flexible working environment with certainty in hours and the ability to manage and control your own time.
  • The opportunity to work as part of a fast-growing team of subject matter experts with extensive industry experience in areas relating to regulatory compliance, risk, and internal controls.
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How to Apply:

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We regret that only short-listed candidates will be notified. If you are a motivated and experienced professional looking to take your career to the next level, please submit your application.

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