Strategic Risk Governance Professional

6 days ago


Singapore HAITONG INTERNATIONAL SECURITIES GROUP (SINGAPORE) PTE. LTD. Full time
About the Role

We are seeking a highly skilled Strategic Risk Governance Professional to join our team at HAITONG INTERNATIONAL SECURITIES GROUP (SINGAPORE) PTE. LTD. This is a critical role that requires a strong understanding of compliance and risk management principles, as well as excellent communication and stakeholder management skills.

Job Description

The successful candidate will be responsible for providing oversight on all compliance and risk management matters across business operations with relevant legislation, regulations, rules, and internal policies. They will also be required to monitor and assess regulatory updates, provide advisory on compliance and risk implications of business decisions, and conduct training on regulatory and risk matters internally.

Key responsibilities include:

  • Providing advice and conducting training on regulatory and risk matters internally
  • Liaising and coordinating with MAS and SGX on all reporting and submission requirements as well as addressing any queries
  • Providing advice to CEO and management team on new products and initiatives including all regulatory and risk requirements
  • Building and maintaining strong framework of compliance and risk management policies, procedures, and programs
Requirements

To be successful in this role, you will need to have:

  • A degree in Finance, Accountancy, or Law
  • At least 5-10 years of experience within Compliance and/or Risk Management function in banks/brokerage firms
  • Strong knowledge of SFA & FAA (including its subsidiary legislations and related regulatory instruments issued by MAS) as well as SGX rules requirements
  • Oversight experience in compliance/risk management monitoring programs/models, or policy drafting experience
Salary Range

The estimated salary for this role is SGD $120,000 - SGD $180,000 per annum, depending on experience.



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