Chief Compliance, Anti-Money Laundering and Privacy Specialist

The primary function of this role is to lead and oversee all first-line Compliance, Anti-Money Laundering (AML), and privacy-related matters. The incumbent will be responsible for ensuring the organization adheres to relevant policies and regulations.

This position reports directly to the Head of Operations and has a functional line to the Local Compliance Officer for Privacy matters.

The incumbent will be responsible for executing Customer Due Diligence (CDD) screening processes on customers and ensuring full compliance with the DLL CAMS Policy and Standard.

• Responsible for executing CDD triggered by the CAMS system during New Customer Onboarding, Contract Add-on, Event Driven, and Periodic Review of the customer.
• Handling and investigating PEP and sanction alerts created in the CAMS system.
• Responsible for performing Transaction Monitoring activities to identify suspicious client activity.
• Developing, implementing, and updating CAMS procedures to ensure adherence to legal and regulatory requirements as well as internal DLL standards.
• Collaborating with 2LOR in testing for CAMS-related controls.
• Coordinating with the Group FEC on reporting and ongoing dialogue to ensure alignment in the execution of CAMS procedures.
• Providing leadership and driving the vision and strategy for all matters relating to SG/HK privacy framework with the business, including local privacy laws/the DLL Global Privacy Office Policy Framework.
• Ensuring Business Continuity Management-related tasks are executed within timelines.

Responsibilities:

• Executing CDD screenings on customers to ensure full compliance with DLL CAMS Policy and Standard.
• Handling and investigating PEP and sanction alerts created in the CAMS system.
• Performing Transaction Monitoring activities to identify suspicious client activity.
• Developing, implementing, and updating CAMS procedures to ensure adherence to legal and regulatory requirements as well as internal DLL standards.
• Collaborating with 2LOR in testing for CAMS-related controls.
• Coordinating with the Group FEC on reporting and ongoing dialogue to ensure alignment in the execution of CAMS procedures.
• Providing leadership and driving the vision and strategy for all matters relating to SG/HK privacy framework with the business, including local privacy laws/the DLL Global Privacy Office Policy Framework.

Required Skills and Qualifications:

• Minimum 5 years of experience in Compliance/KYC & AML and Privacy, preferably in the leasing, finance or banking industry.
• Degree in Finance, Business Administration, or related field.
• Strong analytical and organizational skills, able to handle multiple tasks/projects simultaneously.
• Understanding of corporate governance.
• Excellent skills in MS Office (Excel, Word, and PowerPoint).
• Good verbal and written communication skills, and high level of interpersonal skills, including ability to collaborate with all stakeholders to achieve common goals.
• Self-starter, able to self-motivate and work autonomously in a fast-paced environment with a strong growth mindset.

Benefits:

• Competitive pay and benefits package.
• Generous health and wellbeing support.
• Hybrid working flexibility to manage work-life balance.
• Global operations offering variety of development opportunities.
• Encouragement to take on new challenges across departments, businesses, and regions.

Others:

This role offers an exciting opportunity to join a global asset finance company that partners with manufacturers, dealers, distributors, and end users to facilitate access to equipment and technology.