Senior Trading Compliance Officer

7 days ago


Singapore Fullerton Fund Management Full time

At Fullerton Fund Management, we value robust relationships with our clients. As a key member of our team, you will focus on optimising investment outcomes and enhancing investor experience.

We believe in building relationships to deliver exceptional experience, inspiring trust through stewardship and investment excellence. Our goal is to generate value through innovative and sustainable solutions for our clients.

The role will report directly to the Head of Trading & Portfolio Monitoring and will be responsible for daily pre and post trade monitoring of compliance with investment guidelines. This includes investigating, notifying, logging and tracking breaches to ensure timely rectification.

You will also provide periodic client portfolio compliance reports and conduct coding and testing of investment guidelines. Additionally, you will prepare and maintain investment guidelines documentation and work closely with portfolio managers, product development and client management services on investment guidelines related matters.

This role requires meticulous attention to detail, analytical skills and the ability to multi-task and work under tight timelines. You should have experience in coding investment compliance and a good understanding of financial instruments. Knowledge of the regulatory environment, particularly the Code on CIS and UCITS, is essential.



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