Auditor - Risk Management and Internal Controls
4 weeks ago
Job Summary:
This role is responsible for executing day-to-day operational audit work and contributing to the delivery of front-to-back audits related to sales and trading activities within the Investment Bank – Fixed Income and Currencies sub-businesses.
Key Responsibilities:
- Takes responsibility for execution of day-to-day operational audit work.
- Evaluates the adequacy and effectiveness of internal controls relating to risks within those business areas.
- Plans audits, documents activity flows of the processes to be reviewed, identifies risks, and key actual controls in place to mitigate the identified risks.
- Drafts high-quality audit findings for review by audit management, facilitates issue tracking, validates the closure of issues, and approves closure of important issues.
- Reviews and provides opinions on action plans provided by stakeholders.
- Completes all assigned audit work in line with agreed budgets, including ad hoc projects and special investigations.
- Develops and maintains professional working relationships with business stakeholders inside and outside of the bank and represents audit functions at various fora.
- Presents complex and sensitive messages (such as audit issues) comprehensively, professionally, and reduces complex topics to simple statements.
- May work on multiple audits at one time.
- Participates in business monitoring and risk assessments.
- Contributes to quarterly continuous monitoring.
- May occasionally work on ad hoc projects.
Requirements:
- At least 5 years of audit experience in either banking or accountancy firms or internal auditors, with a focus on Financial Services – Banking and Capital Markets.
- Basic knowledge in sales and trading activities.
- A bachelor's degree (or equivalent) from an accredited college or university (or equivalent).
- A professional/industry recognized Accounting professional qualification e.g. CPA, ACA, CIA.
- Good knowledge of auditing standards and concepts.
- Good communication skills - communicating with clarity, both orally and in writing, in a logical order and structured approach.
- Good planning and presentation skills.
- Flexible, pro-active, self-sufficient with the ability and willingness to work in a high-pressure environment and deliver under tight deadlines.
- The ability to multi-task assignments and prioritize workloads with minimal supervision.
- Someone with an inquisitive mindset who isn't afraid to ask questions until the process is understood.
- Ability and willingness to work in a high-pressure environment and deliver under tight deadlines.
- Team working capabilities and the ability to build strong business and team relationships.
Working Arrangements:
- Flexible working to assist you balance your personal priorities.
- Coaching and support from experts in your team.
- A culture of continuous learning to aid progression.
- A range of flexible benefits that you can tailor to suit your needs.
- Training and development to help you excel in your career.
About Us:
0781 Deutsche Bank Aktiengesellschaft, Filiale Singapur is committed to providing an environment with your development and wellbeing at its center.
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