Sales Audit Executive

4 weeks ago


Singapore Maybank Singapore Full time
Job Title: Sales Audit Executive Job Summary: We are seeking a highly skilled Sales Audit Executive to join our team at Maybank Singapore. The successful candidate will be responsible for conducting regular post-transaction reviews and assessments, ensuring timely completion of quarterly audit reviews, and guiding business units on performing remedial actions and mitigation of potential risks. Key Responsibilities: • Conduct regular post-transaction reviews and assessments to ensure compliance with regulatory requirements • Ensure timely completion of quarterly audit reviews and provide objective assessments for exceptional approval on a case-by-case basis • Guide business units on performing remedial actions and mitigation of potential risks • Ensure all essential controls and methodologies are established to maintain an effective control system • Involve in new hires training and communication sessions pertaining to regulatory matters to bridge any competency gaps identified • Perform data extraction and sampling • Review KRI breaches Requirements: • Degree with at least 3-4 years of relevant experience in BSC Sales Advisory / Compliance/ Training & Competency in the financial services industry preferred • Good knowledge of regulatory requirements on fair dealing, and advisory and sales process • Team player with strong interpersonal, written and communication skills • Good presentation and possesses logical, critical and analytical thinking skills with an eye for detail • Strong Microsoft skills especially in Excel (e.g. VBA, Pivot) What We Offer: • Competitive salary and benefits package • Opportunities for career growth and professional development • Collaborative and dynamic work environment How to Apply: If you are a motivated and experienced professional looking for a new challenge, please submit your application with your resume and a cover letter.
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