Wealth Control Testing Operations Manager

4 weeks ago


Singapore Citi Full time
Job Description:

Citi is seeking a skilled Wealth Control Testing Operations Manager to join our team. This role plays a crucial part in the success of our business, and we're looking for someone who can help us achieve our goals.

About the Job:

This position reports to the Wealth Client Segments Control Testing Lead, within the USPB-Wealth-Common Control Testing Utility. As an execution-oriented individual contributor, you'll be accountable for end-to-end controls monitoring, including design, execution, results reporting, and insight sharing related to the above scope of controls monitoring/testing.

Responsibilities:
  • Supports the Wealth Client Segments Control Testing Utility by acting on assessing control design, designing control testing tools, developing control testing procedures, ensuring control testing transitions, dispositioning exceptions, and developing insights.
  • Carries key responsibility for Control Design Assessment (CDA) by executing CDA checklist/procedures for controls and recording results in Citi Risk & Control (CRC).
  • Owns significant portions of control testing design activity, which includes writing control testing tool descriptions, and completing control testing and QUEST setup.
  • Develops control testing procedures in Confluence and is responsible for obtaining necessary signoffs from covered businesses and functions.
  • Performs a uniquely significant role on training Central Execution team overseas on all designed control testing tools and established control testing procedures.
  • Has the ultimate decision on controls testing outlier disputes, holds the responsibility to raise concerns through IMPACT Concerns or QUEST Observation Logs based on the Business.
  • Creates materials for Operational Risk Forums (ORF) and senior meetings as needed and investigates causes for results that are deviating from trends and escalate situations that pose excessive risk(s).
  • Develops and drives quality-checking routines to ensure compliance with all relevant policies, operating guides, and owned control testing.
  • Supports team members on topics ranging from control testing design to performance management and control testing platforms basics.
  • Helps drive continuous improvements in accuracy, efficiency, timeliness, and quality of MCA control design assessment and controls testing.
  • Maintains relationships and drives accountability with partners and stakeholders to drive control testing's success in support of the business's strategy.
  • Appropriately assesses risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail to maintain these standards.
  • Support other relevant work efforts of the department where needed and as directed by their manager.
Qualifications:
  • 5+ years relevant experience, 3+ years in Risk & Controls roles.
  • Subject matter expert on controls design, execution and/or control testing.
  • Excellent understanding of MCA (Managers Control Assessment) frameworks and processes.
  • Advanced skills in MS Word, MS Excel, MS PowerPoint, and MS SharePoint.
  • Effective communication, written and presentation skills.
  • Strong people and relationship management skills with the ability to influence others and foster a sense of collaboration.
  • Independent thinker and able to perform a credible challenge of businesses/functions.
  • Ability to work effectively on virtual teams, including across different geographies and time zones preferred.
  • Investment securities and/or insurance licenses preferred (e.g., Series 7, 9,10, 24, 63, 65, 53, 55, 66).
Estimated Salary Range:

$120,000 - $180,000 per year.

Benefits:

Citi offers a comprehensive benefits package, including medical, dental, and vision coverage, as well as a 401(k) plan and employee stock purchase program.

About Citi:

Citi is a global bank with operations in over 160 countries. We're committed to helping our clients achieve their financial goals and making a positive impact on the communities we serve.



  • Singapore Citi Full time

    The Wealth Client Segments Control Testing Utility is responsible for the testing of controls designed and owned by the Citi's Wealth Segments (i.e., client-facing) businesses. This position reports to the Wealth Client Segments Control Testing Lead, within the USPB-Wealth-Common Control Testing Utility; and is an execution-oriented individual contributor...


  • Singapore Citi Full time

    Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...


  • Singapore Citi Full time

    Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...


  • Singapore Citi Full time

    Job Summary:We are seeking an experienced Wealth Client Segments Control Testing Expert Lead to join our team at Citi. This role will be responsible for leading the design, execution, and monitoring of controls within the Wealth Client Segments business.About the Role:The Wealth Client Segments Control Testing Expert Lead will play a critical role in...


  • Singapore Citibank N.A. Full time

    Whether you’re at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training and...


  • Singapore Citi Full time

    Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...


  • Singapore Citigroup Inc. Full time

    The Wealth Products and Operations Control Testing Team is responsible for the testing of controls that are designed and owned by Citi’s Wealth Product and Operations departments. The Citi Wealth business delivers a comprehensive wealth solution to clients across the wealth continuum, with integrated advice and execution, as well as traditional and...


  • Singapore Citi Full time

    Company OverviewCiti is a global bank with a presence in over 160 countries. We provide a wide range of financial services to individuals, businesses, and institutions.About the RoleWe are currently seeking a Senior Wealth Control Testing Team Lead to join our team. This role will be responsible for leading a team of control testing professionals who ensure...


  • Singapore Citi Full time

    Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...


  • Singapore Citi Full time

    Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi , you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...


  • Singapore Indosuez Wealth Management Full time

    Client Service Officer - Wealth Management M/F Business type Types of Jobs - Sales / Customer Service Job title Client Service Officer - Wealth Management M/F Contract type Permanent Contract Job summary As a Wealth Management generalist, the Client Service Officer (CSO) works within a CSO team under the responsibility of a Team Coordinator CSO (CCSO). His...


  • Singapore Citi Full time

    Citi is a leading global bank that offers a wide range of financial services to individuals, corporations, and governments around the world. As a Wealth Client Segments Control Testing Lead at Citi, you will play a critical role in ensuring the integrity and effectiveness of our risk management processes.Estimated Salary: $120,000 - $180,000 per year, based...


  • Singapore Citigroup Inc. Full time

    The Wealth Products and Operations Control Testing Team is responsible for the testing of controls that are designed and owned by Citi’s Wealth Product and Operations departments. The Citi Wealth business delivers a comprehensive wealth solution to clients across the wealth continuum, with integrated advice and execution, as well as traditional and...


  • Singapore BNP Paribas Wealth Management Full time

    Job DescriptionWe are seeking a highly experienced Wealth Management Specialist to join our team at BNP Paribas Wealth Management. This is an exciting opportunity to leverage your skills and expertise in private equity and real estate to drive business growth and success.About the RoleIn this role, you will be responsible for sourcing and marketing...


  • Singapore Citi Full time

    OverviewCiti, a global bank with a rich history of innovation and growth, offers an exciting opportunity for a skilled professional to join our team as a Risk Management Leader for Wealth Products and Operations Control. Our organization is committed to providing exceptional service to our clients while maintaining the highest standards of risk...


  • Singapore Citi Full time

    Job OverviewCiti is seeking a skilled Wealth - IPB and Private Bank Control Testing Leader to join our team in Singapore. This role offers an exciting opportunity to contribute to the success of our business while developing your career.About CitiCiti is one of the world's leading financial services companies, with a long history of innovation and commitment...


  • Singapore Citi Full time

    About CitiCiti is a global bank with a presence in over 160 countries. Our company offers a wide range of financial products and services to individuals, businesses, and institutions. At Citi, we are committed to helping our clients achieve their financial goals while making a positive impact on the communities we serve.Job DescriptionWe are seeking a highly...


  • Singapore Citi Full time

    Citi is a global bank committed to supporting the growth and development of its employees. The company offers extensive on-the-job training, exposure to senior leaders, and more traditional learning opportunities.We're looking for a high-caliber professional to join our team as a Vice President, Wealth - IPB and Private Bank Control Testing Leader. As a...


  • Singapore WEALTH ASIA LLP Full time

    Roles & ResponsibilitiesLooking for a rewarding student life and get ahead of your peers in qualifications and experience?We have internship programmes specially catered for students in financial services and agency management:• Industry recognised certifications in financial services industry• Full training on financial services and management•...


  • Singapore WEALTH ASIA LLP Full time

    Roles & ResponsibilitiesLooking for a rewarding student life and get ahead of your peers in qualifications and experience?We have internship programmes specially catered for students in financial services and agency management:• Industry recognised certifications in financial services industry• Full training on financial services and management•...