Current jobs related to Banking Regulatory Advisor - Singapore - Scotiabank

  • Regulatory Advisor, Banking Services

    5 days ago

    Singapore Scotiabank Full time

    **Job Description:**We are seeking a Regulatory Advisor to join our Banking Services team in Singapore. As a key member of our Compliance function, you will play a crucial role in ensuring we operate within regulatory requirements.Responsibilities will include contributing to the overall success of the Compliance function in Singapore, working closely with...

  • Executive (Contract), Group Regulatory Compliance (Global Wholesale Banking)

    3 weeks ago

    Singapore OVERSEA-CHINESE BANKING CORPORATION LIMITED Full time

    Roles & ResponsibilitiesWhy JoinYou will play a pivotal role in shaping the bank's regulatory landscape for Global Wholesale Banking. This role offers the opportunity to collaborate with diverse teams, engage with regulators, and implement best practices in compliance management, ensuring that the bank meets regulatory expectations while being a proactive...

  • Regulatory Compliance Specialist

    18 hours ago

    Singapore Sumitomo Mitsui Banking Corporation Full time

    Role: Regulatory Compliance SpecialistWe are seeking a detail-oriented Regulatory Compliance Specialist to join our team at Sumitomo Mitsui Banking Corporation.About the Role:Ensure compliance with regulatory requirements related to AML/KYC projects and initiatives.Collaborate with IT teams to ensure seamless integration of regulatory changes.Develop and...

  • VP (Data Governance) - Sumitomo Mitsui Banking Corporation

    7 days ago

    Singapore Sumitomo Mitsui Banking Corporation Full time

    The Role As Data Governance Lead, you will assist in establishing and implementing the data governance framework across the bank, initially focusing on Singapore and extend to priority branches in the APAC region. Your primary responsibilities include regulatory compliance, enhancing regulatory reporting, managing data quality, developing and maintaining...

  • Transaction Banking Product Lead Asia Pacific

    1 day ago

    Singapore Sumitomo Mitsui Banking Corporation Full time

    Sumitomo Mitsui Banking Corporation's Global Transaction Banking Department, Asia Pacific is driving product capabilities and innovation to deliver next-generation cash management capabilities for corporate clients.The Liabilities Management Product Manager will play a critical role in shaping and delivering best-in-class Liabilities products and solutions...

  • VP, Relationship Manager, Private Banking

    2 weeks ago

    Singapore DBS BANK LTD. Full time

    Roles & ResponsibilitiesBusiness FunctionDBS' Private Banking offers a one-stop, full-service touch-point for total banking requirements and provides the highest level of personalised banking. We have a team of dedicated, experienced investment advisors who identify opportunities in the various asset classes and employ the best strategies and product...

  • Regulatory & corporate secretarial, manager

    3 hours ago

    Singapore CAMBRIDGE ADVISERS PTE. LTD. Full time

    Key Responsibilities: 1. Client Onboarding & Bank Account Management: Conduct Know Your Customer (KYC) and Client Due Diligence (CDD) checks to ensure compliance with AML and financial regulations. Manage the corporate bank account opening process for clients, liaising with financial institutions to facilitate account setup 2. Corporate Secretarial &...

  • AVP, Relationship Manager, Private Banking

    4 weeks ago

    Singapore DBS BANK LTD. Full time

    Roles & ResponsibilitiesBusiness FunctionDBS’ Private Banking offers a one-stop, full-service touch-point for total banking requirements and provides the highest level of personalised banking. We have a team of dedicated, experienced investment advisors who identify opportunities in the various asset classes and employ the best strategies and product...

  • AVP, Relationship Manager, Private Banking

    4 weeks ago

    Singapore DBS BANK LTD. Full time

    Roles & ResponsibilitiesBusiness FunctionDBS’ Private Banking offers a one-stop, full-service touch-point for total banking requirements and provides the highest level of personalised banking. We have a team of dedicated, experienced investment advisors who identify opportunities in the various asset classes and employ the best strategies and product...

  • AVP, Relationship Manager, Private Banking

    2 weeks ago

    Singapore DBS BANK LTD. Full time

    Roles & ResponsibilitiesBusiness FunctionDBS' Private Banking offers a one-stop, full-service touch-point for total banking requirements and provides the highest level of personalised banking. We have a team of dedicated, experienced investment advisors who identify opportunities in the various asset classes and employ the best strategies and product...

  • Regulatory & Corporate Secretarial, Manager

    5 days ago

    Singapore CAMBRIDGE ADVISERS PTE. LTD. Full time

    Key Responsibilities: 1. Client Onboarding & Bank Account Management: Conduct Know Your Customer (KYC) and Client Due Diligence (CDD) checks to ensure compliance with AML and financial regulations. Manage the corporate bank account opening process for clients, liaising with financial institutions to facilitate account setup 2. Corporate Secretarial &...

  • Regulatory & corporate secretarial, manager

    19 hours ago

    Singapore CAMBRIDGE ADVISERS PTE. LTD. Full time

    Key Responsibilities: 1. Client Onboarding & Bank Account Management: Conduct Know Your Customer (KYC) and Client Due Diligence (CDD) checks to ensure compliance with AML and financial regulations. Manage the corporate bank account opening process for clients, liaising with financial institutions to facilitate account setup 2. Corporate Secretarial &...

  • Senior Regulatory Advisor

    5 days ago

    Singapore BOC Aviation Full time

    Job Overview:We are seeking a Director of Corporate Secretarial Services to join our team at BOC Aviation. The successful candidate will be responsible for managing subsidiary governance, ensuring compliance with regulatory requirements, and supporting corporate governance projects.Key Responsibilities:Manage subsidiary governance, including preparing and...

  • Private Banking Relationship Manager

    2 weeks ago

    Singapore UPPER SPRING CONSULTING PTE. LTD. Full time

    Roles & ResponsibilitiesWe are representing our client, an established Asian bank, to look for Private Banking Relationship Managers to complement the existing team in Singapore branch.ResponsibilitiesProspect new Private Banking clients and secure new relationships, and meet the assigned targets. Grow Net New Money and Asset under Management. Work closely...

  • Insurance Regulatory Advisor

    6 days ago

    Singapore This Is An IT Support Group Full time

    Regional Compliance RoleThis Is An IT Support Group is looking for a skilled Regional Compliance Analyst to support the regional compliance function by assisting in the implementation of compliance programs and monitoring regulatory requirements across the Asia region. The ideal candidate will have a strong background in compliance, risk management, internal...

  • Regulatory & Corporate Secretarial, Manager

    2 weeks ago

    Singapore CAMBRIDGE ADVISERS PTE. LTD. Full time

    Roles & ResponsibilitiesKey Responsibilities:1. Client Onboarding & Bank Account Management:Conduct Know Your Customer (KYC) and Client Due Diligence (CDD) checks to ensure compliance with AML and financial regulations. Manage the corporate bank account opening process for clients, liaising with financial institutions to facilitate account setup2. Corporate...

  • Private Banking Relationship Manager

    2 weeks ago

    Singapore UPPER SPRING CONSULTING PTE. LTD. Full time

    Roles & ResponsibilitiesWe are representing our client, an established Asian bank, to look for Private Banking Relationship Managers to complement the existing team in Singapore branch.Responsibilities Prospect new Private Banking clients and secure new relationships, and meet the assigned targets. Grow Net New Money and Asset under Management. Work...

  • Internal Audit Strategic Leader for Banking Operations

    6 days ago

    Singapore Sumitomo Mitsui Banking Corporation Full time

    As a key member of the Internal Audit Department at Sumitomo Mitsui Banking Corporation, you will play a critical role in supporting senior management with effective oversight of internal audit activities and risk management for the group companies. Your responsibilities will include collaborating with internal audit counterparts to review and monitor the...

  • Regulatory Compliance Manager/AVP – Regional Wholesale Bank

    3 weeks ago

    Singapore REVUP CONSULTING PTE. LTD. Full time

    Roles & ResponsibilitiesA regional wholesale bank is currently seeking an experienced Regulatory Compliance professional for their team. You will be given a great opportunity in this role offers significant exposure to senior management and regulatory authorities, providing opportunities to expand your skills and advance your career in regulatory advisory....

  • Corporate Banking Regulatory Compliance

    6 days ago

    Singapore OCBC Bank Full time

    Key Responsibilities: Conduct customer due diligence (CDD), triggering event reviews, and identify unusual activities/transaction activities that are not consistent with client profile. Liaise with the Front Office Business Units and Group Financial Crime Compliance team for information/clarification in relation to work assessment. Ensure that all tasks are...

Banking Regulatory Advisor

1 week ago

Singapore Scotiabank Full time
Job Summary

We are seeking a highly experienced Banking Regulatory Advisor to join our team in Singapore. As a key member of our compliance function, you will be responsible for advising stakeholders on regulatory requirements, internal policies/procedures, and matters that may present potential regulatory risk.

**Key Responsibilities:**

  • Advise stakeholders on regulatory requirements, internal policies/procedures, and matters that may present potential regulatory risk.
  • Coordinate licensing requirements, new product approvals, new business initiatives, cross-border marketing considerations, and other compliance matters.
  • Work closely with business partners, control and support functions, and internal compliance stakeholders regionally and globally to risk-manage key projects and initiatives from a compliance perspective.
  • Maintain up-to-date compliance knowledge and understanding of regulatory requirements applicable to a wholesale bank.

**Requirements:**

To be successful in this role, you will need:

  • A good degree in a finance or related discipline from a recognized university.
  • At least 5 years of relevant compliance experience covering global capital markets products and corporate and investment banking activities and their related compliance processes.
  • Strong verbal/written communication and interpersonal skills to deliver quality and robust compliance support to management and internal stakeholders.
  • The ability to liaise with regulators and auditors to address all regulatory-related queries in order to uphold the bank's image and reputation.