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Senior Officer, Legal Advisory and Compliance
2 months ago
Assistant Vice President, Legal Advisory Services
About United Overseas Bank
United Overseas Bank Limited (UOB) stands as a prominent financial institution in Asia, boasting a comprehensive network that spans over 500 branches and offices across 19 countries and territories in the Asia Pacific, Europe, and North America. With a legacy of more than 80 years, UOB is driven by core values of Honorable, Enterprising, United, and Committed, which guide our commitment to ethical practices, teamwork, and sustainable success.
Department Overview
The Legal Advisory and Attorney team plays a crucial role in delivering legal guidance to the organization, ensuring compliance with legal standards. Our specialists are dedicated to supporting the diverse activities of the firm, addressing legal matters, contracts, disputes, and complex transactions within the legal framework. The Product/Business Unit Lawyer focuses on providing legal counsel and strategic insights to various business lines, including Capital Markets, Investment Management, and Corporate Banking, while managing product development and regulatory challenges.
Key Responsibilities
This position is primarily responsible for delivering legal support for Global Markets and Investment Management. Key duties include:
- Offering legal guidance across various asset classes, including foreign exchange, commodities, interest rates, and equities.
- Assisting in the drafting and approval of structured notes and deposits.
- Reviewing and negotiating agreements with third-party brokers and related documentation.
- Collaborating with Compliance to identify legal and regulatory risks and implementing effective solutions.
- Providing legal support to UOB Asset Management, UOB Venture Management, and UOB Global Capital.
Additional Responsibilities
The candidate will also be expected to assist with certain matters related to Group Secretariat as part of professional development.
Candidate Requirements
- A law degree from a recognized institution.
- A minimum of 3 years of post-qualification experience in legal practice or a related in-house role within the financial sector.
- Previous experience with exchange-traded and over-the-counter derivatives, such as ISDA, CSA, GMRA, GMSLA, and exchange documents, is advantageous.
- Ability to work autonomously while also being a collaborative team player.
- Strong prioritization skills and the ability to perform under pressure.
- Excellent stakeholder management skills are essential.
- On-the-job training will be provided.
