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Trade Monitoring Analyst
2 weeks ago
We're looking for a talented and experienced Margin Risk Specialist to join our team. As a key member of our Trading Services group, you will be responsible for ensuring the smooth operation of our margin business. Your primary focus will be on analyzing and resolving various types of margin calls, communicating with customers via phone or email to resolve escalated issues, and reviewing risk-based alerts. Additionally, you will be expected to help with options-related and trading operations.
Key Requirements:
- Bachelor's degree in Accounting/Finance/Economics/Business/Statistics/Actuarial Science or equivalent experience in a financial field preferred
- Currently have or ability to obtain CMFAS Modules for Rules: RES1B and RES 2B, or RES 12B
- 4+ Years of experience in financial services operations, with minimum 2+ years specializing in Margin
- General understanding of trading, brokerage functions
- Strong interpersonal skills
- Excellent attention to detail