Market Oversight and Regulatory Compliance Lead

Job Description Manage a portfolio of clients Provide advisory and consultancy services to clients Submit and/or review regulatory filings and notifications Liaise and correspond with MAS and auditors Periodic compliance reporting to senior management or board of directors Provide or review compliance manual Provide or review compliance checklists,...

IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. is seeking a highly skilled Regulatory Compliance Specialist to join our team in Singapore.Job DescriptionWe are looking for an experienced professional to manage a portfolio of clients and provide advisory and consultancy services to ensure compliance with regulatory requirements.Client Management: Manage a...

We are seeking a highly skilled Regulatory Compliance Specialist to join our team at IQ EQ Regulatory Compliance (Singapore) PTE. LTD.About the Role:This is a challenging and rewarding role that requires strong regulatory knowledge, analytical skills, and excellent communication abilities.As a Regulatory Compliance Specialist, you will be responsible for...

Roles & ResponsibilitiesJob Description Manage a portfolio of clients Provide advisory and consultancy services to clients Submit and/or review of regulatory filings and notifications Liaise and correspond with MAS and auditors Periodic compliance reporting to senior management or board of directors Provide or review compliance manual Provide or...

Regional IB Oversight Compliance Manager To support the Head, Regional IB Oversight, senior management and stakeholders in the management of regulatory compliance at regional entities of RHB Investment Bank Berhad; Compliance Manager for all compliance matters for regional offices under the portfolio assigned; To execute and manage initiatives and tasks...

Job Title:Chief Regulatory Oversight OfficerAbout the Role:We are seeking a highly experienced and skilled Chief Regulatory Oversight Officer to join our team at Danos Group in Singapore.Key Responsibilities:Lead the Compliance team in Singapore and develop strategies to enhance the reputation and standing of the Compliance function.Act as the primary...

About the RoleWise Asia-Pacific PTE. LTD. is seeking a skilled Card Compliance & Regulatory Oversight Specialist to join its team.Job SummaryThe successful candidate will oversee compliance with regulatory and industry standards for card payment transactions, ensuring seamless customer experience and minimal disruptions.Main ResponsibilitiesMonitor...

Roles & ResponsibilitiesPurpose of the roleTo provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in a compliance with Barclays legal, regulatory and ethical responsibilities.Accountabilities Identification and assessment of compliance risks through thorough reviews of...

Join us as a member of the Markets Business Oversight Compliance team, where you will be a part of a high performing team, providing advisory coverage to several different businesses including Credit, Macro, PDS, and Treasury. In this role, you will be a key member, that is highly skilled at maintaining, organizing, and delivering management information for...

About Cornerstone Global PartnersWe are a rapidly growing macro alternative investment manager with a diverse team of professionals operating across the Asian financial markets.Job Description:The RoleThis new role will support the Head of Legal and Compliance in Singapore, focusing on legal support and compliance oversight. You will be responsible for...

Position:Regulatory Compliance Lead Location:Singapore Salary:TBC Type:Temporary BOSS Energy has been retained by a multinational Offshore Oil & Gas company seeking to appoint a Regulatory Compliance Engineer. Reports to: According to Organisation chart Supervises: According to Organisation chart Responsibilities: Personal Accountability Responsible for...

About the RoleDAIICHI SANKYO SINGAPORE PTE. LTD. is seeking a highly skilled Regulatory Compliance Specialist to join our team in Singapore.The successful candidate will have extensive experience in ensuring adherence to ethical standards and pharma codes, with a proven track record of maintaining robust Quality Management Systems (QMS).Key...

Senior Vice President, Regulatory Compliance (Insurance)We are seeking a highly skilled professional to join our team as a Senior Vice President, Regulatory Compliance (Insurance).Company OverviewHSBC Life in Singapore is the combination of AXA Singapore and HSBC Insurance. We offer a dynamic and innovative workplace, and a world of opportunities to develop...

About Charterhouse Partnership SingaporeWe are a leading financial services firm in Singapore, providing expert advice and guidance to our clients. Our team is dedicated to delivering exceptional results, and we are committed to maintaining the highest standards of integrity and professionalism.Job SummaryWe are seeking an experienced Regulatory Compliance...

Job SummaryWe are seeking a highly skilled Senior Risk Oversight Professional to join our team at Barclays Execution Services Limited Singapore Branch. As a key member of our Markets Business Oversight Compliance team, you will provide advisory coverage to several different businesses and play a critical role in maintaining, organizing, and delivering...

Job OverviewThe Edge Partnership is seeking an experienced Compliance Expert to oversee reporting and regulatory compliance in our banking operations.

At BNY, our dynamic culture empowers employees to grow and succeed in a fast-paced global financial services environment. As a leading institution at the heart of the world's financial system, we touch nearly 20% of the world's investible assets.We continue to be a leader in the industry, recognized for creating an inclusive workplace and fostering...

Job OverviewWe are seeking a skilled Market Compliance Officer to join our team at KS Consulting PTE. LTD. This critical role involves monitoring regulatory changes, providing compliance advice, and executing 2nd line compliance controls to support our FICC business.About the RoleThe successful candidate will have a strong background in Markets Compliance or...

Join HAITONG INTERNATIONAL SECURITIES GROUP (SINGAPORE) PTE. LTD. as a key player in our compliance and risk management team.About the RoleWe are seeking an experienced Compliance & Risk Management Manager to oversee all aspects of compliance and risk management across business operations. The successful candidate will provide strategic guidance on...

Dubai | Singapore We are seeking an experienced and motivated Compliance & Regulatory Manager to support business growth and help us think strategically about regulatory compliance.. What you’ll be doing Regulatory Engagement: Stay updated on crypto regulatory developments, engage with regulators, and participate in industry forums. Compliance...