Compliance Assurance Leader
5 days ago
About the Role:
The Hong Leong Group is looking for a Compliance Assurance Leader to join its team. As a Compliance Assurance Leader, you will be responsible for managing risk, incident, audit, and compliance measures within the organization.
The ideal candidate will have experience in executing operations governance, compliance, or risk management in insurance/financial institutions. They should also possess expertise in quality assurance and audit activities, as well as familiarity with establishing standard operating procedures and control measures to comply with regulatory frameworks.
Key Responsibilities:
- Manage risk, incident, audit, and compliance measures
- Establish and execute regular controls assurance/testing of key controls mitigating operational risks
- Provide oversight and advisory to operational standard procedures to ensure consistency in practice execution of regulatory compliance requirements
- Responsible for monitoring and tracking existing incidents and audit activities to ensure timely closures without any further escalation
- Ensure preventive and corrective measures for incidents and audits are implemented or executed by business units
Requirements:
- Experience in executing operations governance, compliance, or risk management in insurance/financial institutions
- Experience in carrying out quality assurance and audit activities
- Familiarity with establishing standard operating procedures and control measures to comply with regulatory frameworks
- Experience in stakeholder management and influencing senior colleagues to achieve key goals of the division
- Proficient in MS Word, MS Excel, Power Point, and CRM systems
- Degree in Business Studies, Law, Finance, Financial Compliance, or related fields
- Minimum 6 years of working experience, with at least 4 years in compliance/legal/regulatory related roles
- Analytical, good communication and presentation skills, with business acumen, collaborative, and agile mindset
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