Compliance Specialist

1 week ago

Singapore Citi Full time
About Citi

Citi is a global financial institution with over 200 years of experience. We connect millions of people across hundreds of cities and countries every day through our unparalleled global network.

We provide a broad range of financial services and products to our clients, helping them meet their biggest opportunities and face the world's toughest challenges.

Job Description

This role is part of the Singapore Wealth Controls team and reports to Asia South Wealth Controls Head.

The Compliance Specialist - Risk Management will be accountable for management of complex/critical/large professional disciplinary areas.

The Wealth Control team fosters a culture of control and customer centricity and accountability by leading efforts to identify, anticipate and mitigate regulatory, reputational, and operational risks.

This role is responsible for supporting the business in the MCA Program through implementation of effective control design and monitoring strategies to create a robust, comprehensive, and sustainable risk and controls management and monitoring framework.

You will also be performing business self-assessment testing on controls over various Wealth Sales and Distribution activities.

Responsibilities
  • Serve as MCA Coordinator for the Wealth Sales and Distribution Assessment Unit (AU) and support on MCA activities for other relevant AUs.
  • Perform regular MCA testing and review on Controls Monitoring steps relating to Wealth Sales and Distribution activities.
  • Work with SMEs to monitor and track embedding Key Automated Application Controls (KAACs), Regulatory Mandatory Addendum (RMA) and Digital Monitoring Tools (DMTs) within MCA.
  • Track timely completion of key MCA activities by testers for the relevant AUs.
  • Perform AU related activities such as mapping of issues to ARCMs, quality of documentation, quality of monitoring and testing.
  • Participate in CitiRisk and Controls (CRC) system design initiatives including UATs and monitoring of key system related issues impacting users.
  • Support Quarterly Risk Assessments (QRAs) and Annual Risk Assessments (ARAs) related activities for AUs.
  • Assist in identifying automation opportunities from MCA data via data analytics and drive the execution of automation for controls and monitoring and embedding them into MCA.
  • Where appropriate, assist with the development of thematic testing/assessment of Key Control suites based on Standard MCA Profile (SMP) and Enterprise MCA Profile (EMP) content.
  • Drive a strong control culture and ensuring permanent controls readiness through proactive risk management and issue self-identification.
Requirements
  • 5-10 years of relevant experience with strong strategic, analytical and project management skills
  • Experience in Risk & Control or audit/advisory in a large financial institution or professional services firm.
  • Experience using risk and control systems (i.e. CitiRisk and Controls)
  • Strong understanding of Retail/Wealth Management/Insurance products
  • Excellent presentation and communication skills in English, both oral and written, with the ability to articulate complex and sensitive issues to Senior Management.
  • Solid organizational skills including attention to detail and multi-tasking skills
  • Strong working knowledge of Microsoft Office
  • Ability to organize and prioritize multiple deliverables while working with minimal supervision in a large, global corporate environment
  • Resourceful, meticulous and detail oriented
  • Ability to work independently, interface and execute with a sense of urgency and to deliver on tasks effectively and efficiently
  • Strong stakeholder management skills with an ability to influence, negotiate, persuade and adapt
Salary

$120,000 - $180,000 per annum

  • Regulatory Compliance Specialist

    6 days ago

    Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full time

    IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. is seeking a highly skilled Regulatory Compliance Specialist to join our team in Singapore.Job DescriptionWe are looking for an experienced professional to manage a portfolio of clients and provide advisory and consultancy services to ensure compliance with regulatory requirements.Client Management: Manage a...

  • Regulatory Compliance Specialist

    4 days ago

    Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full time

    We are seeking a highly skilled Regulatory Compliance Specialist to join our team at IQ EQ Regulatory Compliance (Singapore) PTE. LTD.About the Role:This is a challenging and rewarding role that requires strong regulatory knowledge, analytical skills, and excellent communication abilities.As a Regulatory Compliance Specialist, you will be responsible for...

  • Reliable Equipment Specialist

    2 weeks ago

    Singapore Link Compliance Full time

    About Link ComplianceWe are a global company specializing in providing comprehensive solutions to our clients. As a leading provider of field service and technical support, we aim to deliver exceptional customer experiences.Job SummaryWe are seeking a highly skilled and experienced Reliable Equipment Specialist to join our team. In this role, you will be...

  • Health and Safety Compliance Specialist

    7 days ago

    Singapore ASPHALT SPECIALIST SERVICES PTE. LTD. Full time

    Job Description:We are seeking a highly skilled Health and Safety Compliance Specialist to join our team at Asphalt Specialist Services PTE. LTD.About the Role:Analyse data on Workplace Safety and Health (WSH) performance, conditions, and practices.Carry out WSH compliance inspections.Clarify WSH programme requirements to employees of other departments.Coach...

  • Link Compliance Technical Sales Specialist

    3 weeks ago

    Singapore Link Compliance Full time

    Job SummaryThe Technical Sales Representative position at Link Compliance is a rewarding opportunity for a skilled professional to develop relationships with customers, grow accounts, and promote our products and services in the APAC region.About the RoleCultivate new sales prospects and customer opportunities to achieve sales growth by identifying and...

  • Technical Operations Specialist

    3 weeks ago

    Singapore Link Compliance Full time

    Job DescriptionWe are seeking a highly skilled Technical Operations Specialist to join our team at Link Compliance. In this role, you will be responsible for providing technical support and expertise to our customers and channel partners in the field.ResponsibilitiesTravel to customer sites to install, pre-commission, and commission our equipment, ensuring...

  • Senior Anti-Money Laundering and Compliance Specialist

    4 weeks ago

    Singapore HAYS SPECIALIST RECRUITMENT PTE. LTD. Full time

    About the RoleWe are seeking a skilled Senior Anti-Money Laundering and Compliance Specialist to join our team at HAYS SPECIALIST RECRUITMENT PTE. LTD. This is an excellent opportunity to work in a collaborative environment and gain exposure to the financial services industry.Job ResponsibilitiesCollaborate with internal stakeholders, including compliance,...

  • User Interface Specialist

    2 weeks ago

    Singapore Link Compliance Full time

    **Company Overview:**Link Compliance is a Software Company based in Singapore, focusing on innovative solutions.**Job Summary:We are seeking an experienced User Interface Specialist proficient in VueJS and Canvas to join our dynamic team.**Estimated Salary: SGD 80,000 - 110,000 per annum,dependent on experience.**Responsibilities:**Translate designs into...

  • Field Service Engineer Specialist

    3 weeks ago

    Singapore Link Compliance Full time

    About Link ComplianceAt Link Compliance, we pride ourselves on delivering exceptional service to our customers and channel partners. Our field service team plays a vital role in ensuring the smooth operation of our equipment.Job OverviewWe are seeking an experienced Field Service Engineer Specialist to join our team. As a key member of our field service...

  • Biotechnology Sales Specialist

    2 weeks ago

    Singapore Link Compliance Full time

    **About Link Compliance**We are a dynamic and innovative company specializing in the development of cutting-edge biocides for various industries.Our team is passionate about delivering exceptional results, and we're looking for a skilled Biotechnology Sales Specialist to join our ranks.Salary: $80,000 - $110,000 per annum, depending on experience.Job...

  • Equipment Installation and Maintenance Specialist

    2 weeks ago

    Singapore Link Compliance Full time

    Link Compliance seeks an experienced Equipment Installation and Maintenance Specialist to join our global field service team. In this role, you will provide technical support to our customers and channel partners, ensuring the smooth installation and maintenance of our equipment.Key Responsibilities:Travel to customer sites to manage the installation,...

  • Scientific Sales Specialist

    3 weeks ago

    Singapore Link Compliance Full time

    OverviewLink Compliance is a leading provider of innovative products and services in the fields of cleaning solutions, disinfectants, and sporicides. We are seeking an experienced Scientific Sales Specialist to join our team and contribute to our growth and success.About the RoleWe offer a competitive salary range of $85,000 - $110,000 per annum, depending...

  • Senior IT Infrastructure Specialist

    2 weeks ago

    Singapore Link Compliance Full time

    Job OverviewWe are seeking a skilled Senior IT Infrastructure Specialist to join our team at Link Compliance in Singapore. This role is ideal for an individual who enjoys working with complex system integrations and has experience in application management.About the RoleThe selected candidate will be responsible for supporting the Automic AWA and IBM File...

  • Compliance Specialist

    5 days ago

    Singapore NOVO RECRUITMENT SOLUTIONS PTE. LTD. Full time

    Job Title: Compliance SpecialistWe are seeking a highly motivated Compliance Specialist to join our team at NOVO RECRUITMENT SOLUTIONS PTE. LTD.

  • Regional Talent Acquisition Specialist

    3 weeks ago

    Singapore Link Compliance Full time

    Job DescriptionAt Link Compliance, we are seeking an experienced International Recruitment Professional to join our team.Key Responsibilities:Sourcing and briefing suitable candidates on opportunities offered by our clientsManaging the recruitment process from interview to offer stage and beyondProviding career advice and recommending the most suitable...

  • Compliance Governance Specialist

    5 days ago

    Singapore TECHNOLOGY SERVICES GROUP PTE. LTD. Full time

    Job SummaryWe are seeking a Compliance Governance Specialist to join our team at TECHNOLOGY SERVICES GROUP PTE. LTD.About the RoleThe Compliance Governance Specialist will be responsible for developing, implementing, and maintaining compliance policies, procedures, and governance structures across brands.Key Responsibilities

  • Compliance Specialist

    1 month ago

    Singapore Company 14 - Manulife (Singapore) Pte. Ltd. Full time

    Job SummaryWe are seeking a highly motivated and detail-oriented Compliance Specialist to join our team in Sales Conduct Compliance at Company 14 - Manulife (Singapore) Pte. Ltd.About the RoleAs a Compliance Specialist in Sales Conduct Compliance, you will be responsible for assisting the Team Lead in supporting the Sales Conduct Compliance work plan. Your...

  • Safety Compliance Specialist

    4 days ago

    Singapore PAL-LINK CONSTRUCTION PTE. LTD. Full time

    We are seeking a highly skilled Safety Compliance Specialist to join our team at PAL-LINK CONSTRUCTION PTE. LTD.As a Safety Compliance Specialist, you will play a critical role in ensuring the health and safety of our employees, contractors, and clients. You will be responsible for developing and implementing a comprehensive safety program that promotes a...

  • Talent Acquisition Specialist

    3 weeks ago

    Singapore Link Compliance Full time

    Link Compliance is a leading solutions provider for global Human Resources needs.We are now hiring a Recruitment Consultant to support our business expansion.Job Details:Office BaseWhat We Offer:Casual work attire (e.g. T-shirts)A competitive estimated salary of SGD 4500 per month, based on industry standards and Singapore locationJob...

  • Compliance Specialist

    4 days ago

    Singapore WECRUIT PTE. LTD. Full time

    Company OverviewWe are Wecruit Pte Ltd, a reputable recruitment agency dedicated to connecting talented professionals with exciting opportunities in the Financial Services Industry.About the RoleThis Compliance Specialist position is crucial in ensuring our clients' due diligence clearance processes are streamlined and efficient. The ideal candidate will...