
APAC Regulatory Reporting Lead
2 days ago
The Operations Regulatory Control unit is responsible for overseeing regulatory reporting, including exception management and risk mitigation across swap dealer reporting. Key objectives include:
- Implementation of new regulatory reporting initiatives and enhancements
- Control and exception management on swap dealer reports
- Industry level advocacy across multiple trade associations
- Collaboration with Markets to remediate regulatory issues
The successful candidate will oversee the day-to-day delivery of complete, accurate, and timely reporting as defined by relevant APAC regulations and industry best practices.
Key Responsibilities- Monitor daily reporting control exceptions and metrics
- Work with stakeholders to remediate any gaps
- Ensure effective Governance of APAC regulatory reporting obligations
- Proactively investigate exceptions and incidents
- Conduct ad-hoc data quality checks and data analysis
- Support addressing questions from regulators and internal stakeholders
- Collaborate with peers in the global ORC team to deliver regulatory requirements
- Manage the successful delivery of regulatory projects
- Represent the team in APAC industry forums and interactions
- Ensure ORC procedures and controls are in place
- Understanding of OTC derivatives products across major asset classes
- Subject matter expertise: G20 financial regulatory reform with an emphasis on transaction level reporting
- Minimum 3+ years experience in the Regulatory space, Derivatives Operations, Project Management or Business Analysis
- Excellent communication, negotiation, and coordination skills
- Strong time management, organization, and multitasking skills
- Strong analytical and problem-solving skills
- Interpersonal skills to collaborate effectively
- Advanced knowledge of Power Point, Excel, and Visio preferred, SQL / VBA an advantage
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Regulatory Reporting Analyst
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Regulatory Reporting Lead
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Financial & Regulatory Reporting
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Axiom Regulatory Reporter
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Regulatory Reporting and Controls, Vp
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Project Manager Regulatory Reporting
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Director, Regulatory Affairs
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Apac Regulatory Program Lead- Fcc
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APAC Regulatory Compliance Specialist
3 days ago
Singapore beBeeCompliance Full timeCompliance Associate, APACThis is a key position in the Global Compliance Department, reporting to the Chief Compliance Officer (CCO) of APAC.The successful candidate will be responsible for:Ensuring compliance with regulatory requirements in Singapore and other regional markets;Providing guidance on regulatory frameworks and advising on compliance...