Investment Portfolio Compliance Manager

1 day ago


Singapore FULLERTON FUND MANAGEMENT COMPANY LTD. Full time
Job Description:
As a TPM Manager at FULLERTON FUND MANAGEMENT COMPANY LTD., you will play a crucial role in ensuring compliance with investment guidelines. Your responsibilities will include daily pre and post-trade monitoring, investigating breaches, providing periodic client portfolio compliance reports, conducting coding and testing of investment guidelines, and maintaining documentation.

About the Role:
The ideal candidate will have a tertiary degree in Accounting, Finance or Economics, possess meticulous and analytical skills, and be able to multi-task under tight timelines. Proficiency in coding investment guidelines and knowledge of financial instruments are also essential. Additionally, the ability to work effectively within a team and adapt to new processes is vital.

Responsibilities:
  • Daily pre and post-trade monitoring for compliance with investment guidelines
  • Investigate and notify breaches, log and track them for timely rectification
  • Provide periodic client portfolio compliance reports
  • Conduct coding and testing of investment guidelines
  • Maintain investment guidelines documentation

Qualifications:
  • Tertiary Degree in Accounting, Finance or Economics
  • Meticulous, rigorous and analytical
  • Ability to multi-task and work under tight timeline
  • Experience in coding investment guidelines
  • Good understanding of financial instruments
  • Knowledge of regulatory environment (Code on CIS, CPFIS, SC, UCITS)


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