Investment Portfolio Compliance Manager
1 day ago
As a TPM Manager at FULLERTON FUND MANAGEMENT COMPANY LTD., you will play a crucial role in ensuring compliance with investment guidelines. Your responsibilities will include daily pre and post-trade monitoring, investigating breaches, providing periodic client portfolio compliance reports, conducting coding and testing of investment guidelines, and maintaining documentation.
About the Role:
The ideal candidate will have a tertiary degree in Accounting, Finance or Economics, possess meticulous and analytical skills, and be able to multi-task under tight timelines. Proficiency in coding investment guidelines and knowledge of financial instruments are also essential. Additionally, the ability to work effectively within a team and adapt to new processes is vital.
Responsibilities:
- Daily pre and post-trade monitoring for compliance with investment guidelines
- Investigate and notify breaches, log and track them for timely rectification
- Provide periodic client portfolio compliance reports
- Conduct coding and testing of investment guidelines
- Maintain investment guidelines documentation
Qualifications:
- Tertiary Degree in Accounting, Finance or Economics
- Meticulous, rigorous and analytical
- Ability to multi-task and work under tight timeline
- Experience in coding investment guidelines
- Good understanding of financial instruments
- Knowledge of regulatory environment (Code on CIS, CPFIS, SC, UCITS)
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