Compliance Risk Manager Position
5 days ago
We are seeking a Compliance Risk Manager to enhance our compliance risk framework. As a key member of our team, you will manage and execute compliance programs, provide policy guidance, and conduct training for our investment business groups.
ResponsibilitiesMain Objectives:
- Conduct thorough reviews and monitoring of our business activities to ensure compliance with regulatory requirements.
- Develop risk-based compliance programs to facilitate the execution of compliance reviews and monitoring.
- Advise business units on meeting regulatory requirements through implementing appropriate policies, assisting with risk management initiatives, and enhancing internal processes.
- Review risk assessments and identify trends and areas of concern, working with business units to reduce exposures to regulatory risk.
- Provide compliance training and support through internal updates, training modules, and guidelines.
Requirements
- A minimum of 3-5 years' experience in compliance, audit, or risk management in the securities, financial advisory, or fund management industry.
- Knowledge of key applicable regulations in Singapore, including the Securities & Futures Act, Financial Advisers Act, MAS Notices, and Guidelines, as well as AML/CFT regulations.
- Excellent writing and communication skills.
- Good interpersonal, influencing, and networking skills.
- A team player.
Estimated salary: SGD $80,000 - $120,000 per annum.
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