Compliance Risk Manager Position

5 days ago


Singapore Flintex Consulting Pte Ltd Full time

We are seeking a Compliance Risk Manager to enhance our compliance risk framework. As a key member of our team, you will manage and execute compliance programs, provide policy guidance, and conduct training for our investment business groups.

Responsibilities

Main Objectives:

  • Conduct thorough reviews and monitoring of our business activities to ensure compliance with regulatory requirements.
  • Develop risk-based compliance programs to facilitate the execution of compliance reviews and monitoring.
  • Advise business units on meeting regulatory requirements through implementing appropriate policies, assisting with risk management initiatives, and enhancing internal processes.
  • Review risk assessments and identify trends and areas of concern, working with business units to reduce exposures to regulatory risk.
  • Provide compliance training and support through internal updates, training modules, and guidelines.

Requirements

  • A minimum of 3-5 years' experience in compliance, audit, or risk management in the securities, financial advisory, or fund management industry.
  • Knowledge of key applicable regulations in Singapore, including the Securities & Futures Act, Financial Advisers Act, MAS Notices, and Guidelines, as well as AML/CFT regulations.
  • Excellent writing and communication skills.
  • Good interpersonal, influencing, and networking skills.
  • A team player.

Estimated salary: SGD $80,000 - $120,000 per annum.



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