VP Compliance Expert

1 month ago


Singapore Qontel Search Pte Ltd Full time
Job Description:
Qontel Search Pte Ltd is seeking a seasoned regulatory advisor to lead our compliance efforts in equity capital markets. As a key member of our team, you will provide trusted guidance on regulatory matters, ensuring that our operations align with relevant laws and regulations.

Responsibilities:
• Provide regulatory advice on equity capital markets, underwriting, and private placements.
• Manage conflict of interest and monitor announcements.
• Review circulars and offer documents, conduct compliance assurance reviews, and handle due diligence.
• Ensure supervision structures and procedures align with the IBD operating procedures manual.

Requirements:
• 4 to 8 years of experience in legal transactions and/or commercial issues, risk control, or compliance areas.
• Strong familiarity with relevant laws and regulations, including SGX-ST/DC/DT Rules, SFA, FAA, MAS Regulations, the Companies Act, and the Code of Corporate Governance.
• Excellent stakeholder management skills and ability to manage multiple compliance projects.
• Mandarin-speaking candidates are preferred to facilitate communication with Chinese stakeholders.
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