Finance Operations Associate

2 weeks ago


Singapore Phillip Securities Full time
Job Description:

Phillip Securities seeks a highly skilled Finance Operations Associate to join its team. The ideal candidate will possess excellent analytical skills, attention to detail, and the ability to work effectively in a dynamic environment.

Key Responsibilities:
  • Review account opening documents for completeness and compliance with regulatory rules and internal policies
  • Liaise with business units to gather missing client information and resolve outstanding issues
  • Perform adverse checks on potential clients to identify AML concerns and escalate to senior management for approval
  • Respond to queries from business units
  • Review client submissions for ongoing review
  • Review trading limit requests and submit for senior management approval
  • Conduct periodic reviews of clients' existing limits
  • Review license representative profiles and conduct background checks
  • Ensure license representatives comply with annual fit and proper requirements
Requirements:
  • Degree in any discipline
  • Strong interpersonal skills
  • Meticulous and able to deliver under tight deadlines
  • Self-motivated with the ability to multitask
  • Familiarity with tools such as Python, Macro, Tableau is an advantage
Compensation:

We offer a competitive salary of SGD 5,500 per month, commensurate with experience. Additionally, you will be entitled to benefits including medical insurance and annual leave.


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