Business Compliance Manager

4 weeks ago


Singapur, Singapore Indosuez Wealth Management Full time
Job Summary

Indosuez Wealth Management is seeking a highly skilled Business Compliance Manager to join our team in Singapore. As a key member of our Compliance department, you will be responsible for ensuring the overall management of risks associated with our Wealth Management activities.

Key Responsibilities:

  • Support Front Office in performing KYC reviews for new clients, including assessing and mitigating screening hits, extracting additional compliance reports, and analyzing source of wealth and source of revenues.
  • Provide preliminary advice to Front Office on new prospects, identifying and reviewing potential risks and liaising with relevant departments for guidance.
  • Support Front Office in performing AML Periodic Account Reviews where required.
  • Implement and monitor the progress of Risk campaigns initiated by Head Office and the Branch.
  • Prepare periodic reporting to relevant stakeholders at the Head Office and Branch level.

Requirements:

  • Minimum 8-10 years of relevant banking and Compliance experience in Private Banking/Wealth Management.
  • Good understanding of local regulatory framework and practices, particularly in relation to AML/CFT, Private Banking Code of Conduct, and MAS Guidelines on Private Banking Controls.
  • Intermediate proficiency in Microsoft Excel, Word, PowerPoint, and other PC applications.
  • Strong analytical and decision-making ability, with excellent communication and interpersonal skills.

What We Offer:

  • A competitive salary and benefits package.
  • Opportunities for professional growth and development.
  • A dynamic and supportive work environment.

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