Business Compliance Manager
4 weeks ago
Indosuez Wealth Management is seeking a highly skilled Business Compliance Manager to join our team in Singapore. As a key member of our Compliance department, you will be responsible for ensuring the overall management of risks associated with our Wealth Management activities.
Key Responsibilities:
- Support Front Office in performing KYC reviews for new clients, including assessing and mitigating screening hits, extracting additional compliance reports, and analyzing source of wealth and source of revenues.
- Provide preliminary advice to Front Office on new prospects, identifying and reviewing potential risks and liaising with relevant departments for guidance.
- Support Front Office in performing AML Periodic Account Reviews where required.
- Implement and monitor the progress of Risk campaigns initiated by Head Office and the Branch.
- Prepare periodic reporting to relevant stakeholders at the Head Office and Branch level.
Requirements:
- Minimum 8-10 years of relevant banking and Compliance experience in Private Banking/Wealth Management.
- Good understanding of local regulatory framework and practices, particularly in relation to AML/CFT, Private Banking Code of Conduct, and MAS Guidelines on Private Banking Controls.
- Intermediate proficiency in Microsoft Excel, Word, PowerPoint, and other PC applications.
- Strong analytical and decision-making ability, with excellent communication and interpersonal skills.
What We Offer:
- A competitive salary and benefits package.
- Opportunities for professional growth and development.
- A dynamic and supportive work environment.
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