Compliance Manager

Roles & ResponsibilitiesOur asset management client is seeking an experienced Compliance Officer for a maternity cover role within their Compliance Department. This role involves providing regulatory compliance advisory services, managing operational compliance functions, and contributing to governance activities.Key Responsibilities Advisory Compliance: ...

Roles & ResponsibilitiesJob Summary: The Training Compliance Manager is responsible for ensuring that all training programs and initiatives comply with industry regulations, organizational policies, and best practices. This role involves overseeing the development, implementation, and evaluation of training programs to ensure they meet compliance standards...

Job SummaryThe SFIC Institute Pte. Ltd. is seeking a highly skilled Compliance Manager to oversee the development, implementation, and evaluation of training programs to ensure compliance with industry regulations, organizational policies, and best practices. This role involves working closely with various departments to manage compliance requirements and...

Job SummaryCHINA UNICOM (SINGAPORE) OPERATIONS PTE. LTD. is seeking a highly skilled Compliance Manager to lead the management and control of high-quality development in the region. The ideal candidate will have a strong background in compliance management and be familiar with Singapore TMT laws and regulations.Key ResponsibilitiesLead the development and...

Roles & ResponsibilitiesJob Summary:The Compliance Manager is responsible for overseeing and ensuring that the company's operations, policies, and procedures adhere to all applicable regulatory and internal compliance requirements in the oil and gas FPSO industry. This includes monitoring and managing compliance with environmental, safety, financial, and...

Roles & ResponsibilitiesOur client in the Fintech industry is hiring an experienced professional in Compliance to join their dynamic team.Compliance ManagerResponsibilities : Act as the Money Laundering Reporting Officer (MLRO), Compliance Officer, and primary relationship lead to the Monetary Authority of Singapore (MAS). Lead and drive the compliance...

Roles & ResponsibilitiesMain Roles and Responsibilities：1) Take the lead in promoting the management and control of high-quality development in the region；2） Cooperate with the Legal Department and the Corporate Development Department of the headquarter to fulfill compliance due-diligence per regional company compliance management standards (including...

Job DescriptionAt HAITONG INTERNATIONAL SECURITIES GROUP (SINGAPORE) PTE. LTD., we are seeking a highly skilled and experienced Compliance Manager to join our team. As a key member of our compliance department, you will play a critical role in ensuring that our business operations are in compliance with all relevant laws, regulations, and industry...

Roles & ResponsibilitiesJob SummaryThe Compliance Manager has oversight and responsibility over the organisation’s adherence to applicable laws, regulations, and internal and external policies. These include, but are not limited to, prevailing legal, fiduciary, and real estate-related regulations.You will play a key role in supporting the firm’s...

Roles & ResponsibilitiesJob Description Develop and implement an effective compliance framework and ongoing compliance monitoring programs. Identify any potential compliance risks and develop precautionary measures by developing and maintaining an effective internal compliance alert system Supervise the relevant business lines to ensure compliance with...

Roles & ResponsibilitiesRoles and Responsibilities: Oversee all business processes related to compliance and regulations. Take prompt action to ensure adherence to national and local laws as well as internal company policies. Prepare reports and documentation regarding potential compliance risks, in the role of a Compliance Risk Manager. Develop and...

Role Overview: We are looking for a proactive Compliance Manager who can go beyond just ticking boxes. This role requires a business-oriented professional who can leverage their compliance expertise to drive business growth. The ideal candidate will take ownership of the compliance function, ensuring that all regulatory requirements are met while leading a...

Regulatory Compliance and Corporate Advisory RoleCambridge Advisers PTE. LTD. is a leading regulatory compliance and corporate advisory firm based in Singapore, serving the Asia Pacific region. Our team of regulatory specialists, formerly from Big 4 and top-tier banks, addresses the market gap in compliance, governance, and corporate advisory support.Key...

Job Title Compliance Manager Job Description Join us at IG as a Compliance Manager in Singapore. Your expertise will ensure we meet regulatory benchmarks and lead with integrity. In this critical role, you'll contribute to compliance initiatives that are essential to our success and reputation in the fast-paced world of financial trading. So, who are...

Job Title: Compliance ManagerNOVATE GLOBAL MARKETS LIMITED SINGAPORE BRANCH is seeking a highly skilled Compliance Manager to join our team. As a key member of our Compliance and Risk department, you will play a critical role in ensuring the company's compliance with regulatory requirements and industry best practices.Key Responsibilities:Interface with...

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Roles & ResponsibilitiesRole SummaryAs a manager within the CDD, Compliance and Risk department consisting of 5 individuals across London and Singapore. This role will be ideal for an individual with 4-6 years experience within Financial Services (ideally in Capital Markets and within a Compliance role), who has knowledge of regulatory requirements and...

Responsibilities: Provide regulatory Compliance, AML, and Sanction Advice and Recommendation regarding development of process. Able to track of ongoing process and monitoring on overall Compliance, AML and Sanction work under Bank (including change and new of regulation based on analysis) Assist in the Implementation of New Regulatory Requirements and...

  Key Job responsibilities: Provide advisory on compliance and regulatory matters involving new initiatives and product launches, ensuring regulatory requirements are met. Monitor alerts arising from trade surveillance system, review alerts for unusual trading activities and escalate incident to senior management. Manage inspections and queries from the...

Roles & ResponsibilitiesJob Purpose:Provide advisory, perform planning, reporting and analysis on compliance tasks/assignments (both Regulatory Compliance and AML/KYC Compliance). Support the Head of Compliance from time to time.Job Responsibilities:Implement Policy and Procedures (Regulatory Compliance and AML/KYC Compliance)Address gaps, review and...