Regional Lead Internal Audit
2 days ago
Role Overview
We are seeking a seasoned professional to lead our internal audit function in a regional capacity. As a key member of the Lockton Companies team, you will be responsible for developing and implementing risk-based audit plans tailored to regional operations, ensuring alignment with company objectives and regulatory requirements.
Key Responsibilities
- Strategic Leadership
- Collaborate with the GHIA to develop and implement risk-based audit plans, ensuring alignment with company objectives and regulatory requirements.
- Provide guidance and direction to audit team members.
- Proactively assist the GHIA in producing papers for Board/Committees and working groups.
- Risk Assessment and Audit Planning
- Conduct comprehensive risk assessments of regional operations to identify risks and key areas of focus for internal audits.
- Develop detailed audit plans, including scope, objectives, and methodologies, and detailed work programs.
- Coordinate with external auditors and regulatory agencies as needed to support audit activities.
- Audit Execution and Reporting
- Execute audit engagements from end to end, conducting interviews, analyzing data, evaluating controls, and performing detailed testing procedures.
- Monitor the status of audit recommendations and follow up with stakeholders to ensure timely resolution of identified issues and deficiencies.
- Continuous Improvement
- Identify opportunities for process improvements, operational efficiency, and risk mitigation.
- Implement best practices and contribute to the development and enhancement of internal audit methodologies and approach.
- Champion a culture of transparency, integrity, and accountability.
- Stakeholder Engagement and Relationship Management
- Cultivate strong relationships with key stakeholders across regional offices, including regional leadership, local senior management, business unit leaders, and support functions.
- Regional Compliance
- Stay abreast of regulatory changes and industry trends impacting the insurance sector.
- Actively liaise with subject matter experts (internal and external) to ensure compliance with regional regulations and Lockton policies and procedures.
Requirements
- Fully qualified ACCA/ACA.
- Significant post-qualified relevant professional audit/finance experience.
- Experience in managing audit teams.
- Strong understanding of good corporate governance, business and operational risk, and control processes and procedures.
- Strong knowledge of assurance and audit procedures, including risk-driven audit planning techniques and methods used to examine, verify, and analyze business and financial operations, information, records, statements, and reports.
- Strong knowledge of accounting principles, financial records, and transactions.
- Good knowledge of information technology to conduct assurance activities related to the general computer environment and application controls.
- Experience in data analytics applied to auditing.
- Advanced working knowledge of Microsoft products (Word, Excel, Outlook) or similar software applications.
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