Regional Governance and Risk Management Auditor
4 days ago
About this role:
As a Regional Governance and Risk Management Auditor at Sumitomo Mitsui Banking Corporation, you will play a critical part in promoting strong governance and risk management culture across the organization.
Responsibilities:
- Lead and/or execute audits independently and efficiently, including audit planning, key control evaluation and testing, report drafting and issues follow-up and closure.
- Assess the Bank internal control environment with view to provide value-adding recommendations to Management to manage emerging issues or remediate identified weaknesses.
- Apply data analytics to assess the internal control environment.
- Establish and develop good working relationship with Management of assigned Business Units for which candidate has been assigned risk assessment responsibility.
- Contribute to the annual risk assessment exercise by developing good understanding of business strategy, plans, products, processes performance, risks and issues of the assigned Business Units.
- Perform continuous monitoring on assigned Business Units to keep abreast on evolving markets, regulatory, business and operational changes to drive appropriate ongoing audit coverage.
- Participate in Bank's strategic initiatives / project meeting to promote / enhance the organization's governance and risk culture.
- Participate in the audit department's strategic initiatives and projects as opportunities arise.
Requirements:
- CPA certified or equivalent of an internationally recognized accounting body.
- At least 8 years experience in audit of the banking industry with experience in governance and risk management audit.
- Familiar with execution of risk-based audit approach.
- Strong understanding of risk management frameworks, governance standards, and best practices (i.e. Basel, COSO, Three-line Defense).
- Excellent communication skills, with the ability to present audit findings and recommendations effectively.
- Good interpersonal and stakeholder management skills.
- Good team player as well as able to work independently.
- Meticulous, disciplined and self-motivated individual with the passion to pursue excellence.
- Strong problem-solving skills and attention to detail.
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