Private Wealth Management Operations Specialist
1 month ago
Impact and Responsibility
As a Private Wealth Management Operations Specialist on the Client Onboarding Team, you will play a critical role in ensuring the seamless onboarding of new clients for our Private Wealth Management (PWM) business. Your responsibilities will include reviewing account documentation to ensure compliance with regulatory requirements, collaborating with Legal, Management, Compliance, and AML Compliance teams to mitigate risks, and partnering with AML Compliance to implement new policies and regulations.
Key Responsibilities
- Review account documentation to ensure accuracy and completeness
- Collaborate with cross-functional teams to ensure regulatory compliance
- Partner with AML Compliance to implement new policies and regulations
- Perform data input into the system for proper account setup
- Ensure suitability review has been completed
- Identify red flags at client onboarding stage
- Request products and services for client accounts
- Ensure downstream systems correctly recognize approved products and services
- Resolve issues through coordination with PWM Teams, PWM Compliance, and PWM Legal
Requirements
- Bachelor's degree
- 5+ years of financial industry experience in AML or other Client Onboarding Regulatory experience
- Fluency in Mandarin is an added advantage
- Highly motivated and results-oriented individual
- Strong understanding of risk and control framework in operations
- Strong interpersonal skills to establish business and federation relationships
- Able to manage multiple tasks or projects and manage deadlines effectively
About Goldman Sachs
At Goldman Sachs, we are committed to fostering and advancing diversity and inclusion in our own workplace and beyond. We believe that who you are makes you better at what you do, and we offer a range of opportunities for professional and personal growth. Learn more about our culture, benefits, and people at /careers.
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