Private Banking Compliance Officer

Roles & Responsibilitiesabout the companyOur Client is a renowned Private Bank with global footprints.about the jobPerform due diligence reviews, focusing on high risk accounts Assess clients' source of wealth (SOW) and work with front office on corroboration Act as the second line of defense in AML and KYC reviews Perform change in circumstance (CIC) and...

Roles & ResponsibilitiesJoin one of the fastest growing regional banks in Singapore as a Head of compliance responsible for their Private Banking and Wealth business. This highly visible role will report to the Chief Compliance, legal and Risk and will give the opportunity for the right individual to take on the succession in the near future.The head of...

Roles & ResponsibilitiesJob PurposeWorking with the Head of the Private Wealth business, the incumbent will manage end-to-end coordination between the Bank and securities company for Private Wealth. The incumbent will also be responsible for account opening, compliance and account planning and will ensure operational efficiency of the team across both bank...

Roles & ResponsibilitiesJob PurposeWorking with the Head of the Private Wealth business, the incumbent will manage end-to-end coordination between the Bank and securities company for Private Wealth. The incumbent will also be responsible for account opening, compliance and account planning and will ensure operational efficiency of the team across both bank...

Job DescriptionAs a Banking Compliance Officer, you will be responsible for ensuring that all banking activities are conducted in accordance with regulatory standards and guidelines. Your primary focus will be on fraud prevention, investigation, and escalation.You will work closely with our customers to provide high-quality service, respond to queries, and...

Roles & ResponsibilitiesJobs Responsibilities Provide compliance advisory support to the Private Banking business on regulatory and internal policy requirements Ensure adherence to related regulatory and internal policy requirements Interpret and implement regulatory changes, advising stakeholders on their impact. Identify and assess compliance risks...

Roles & ResponsibilitiesWe are working with a Private Banking client to look for a KYC Analyst on a contracting basis.ResponsibilitiesAccount opening/onboarding documentation Liaising with the various front office representatives on information required and training them on KYC related material Perform CDD, name searching, SoW corroboration, and other...

Job Summary:A unique opportunity to work with a multinational bank in Singapore, expanding their private banking operations. About the Role:This is an exciting chance to be part of a pioneering team setting up private banking operations in Singapore. As a Private Banking Operations Specialist, you will handle account setup and customer verification, ensuring...

Roles & ResponsibilitiesAbout the Role:We are hiring on behalf of our esteemed banking client for an experienced Private Banking Product Manager. If you have a strong background in investment product management and a passion for delivering high-quality service within the private banking sector, we invite you to apply.Roles and Responsibilities• Manage the...

Roles & ResponsibilitiesAbout the Role:We are hiring on behalf of our esteemed banking client for an experienced Private Banking Product Manager. If you have a strong background in investment product management and a passion for delivering high-quality service within the private banking sector, we invite you to apply.Roles and Responsibilities• Manage the...

Roles & ResponsibilitiesHead of Credit (Private Banking)We are assisting our client, an Asian Bank, searching for Head of Credit for their Private Banking Team.Responsibility Responsible for Credit Risk Management team and Credit officer of Private Banking Ensure the quality of Credit Applications meets the bank’s standards. Approve/recommend breaches of...

Job Overview:The Head of Wealth Platform will be responsible for driving the development and implementation of DBS's wealth management and private banking platform. This role requires a deep understanding of digital wealth management, private banking, customer experience, technology, and regulatory compliance. The successful candidate will have a proven...

Roles & ResponsibilitiesA leading financial institution with a strong international presence offering private banking and wealth management services to high-net-worth clients is seeking a Private Banking Assistant Relationship Manager (ARM) to support Relationship Managers (RMs) in delivering exceptional client service. With a focus on the North Asian...

Roles & ResponsibilitiesThe Business Control Officer plays a key role in ensuring the Private Banking Business operates within the regulatory framework set by compliance standards. This role involves advising front office teams on compliance matters, identifying risks and implementing policies to mitigate regulatory risks. Responsibilities:Regulatory &...

Roles & ResponsibilitiesThe Business Control Officer plays a key role in ensuring the Private Banking Business operates within the regulatory framework set by compliance standards. This role involves advising front office teams on compliance matters, identifying risks and implementing policies to mitigate regulatory risks. Responsibilities:Regulatory &...

About the RoleWe are looking for a seasoned professional to lead our Middle Office team in Wealth Management. As a Middle Office Manager, you will be responsible for supporting the development and implementation of operational processes and workflows, collaborating with Operations and Risk & Controls functions, and providing middle office function and...

Roles & ResponsibilitiesOur client is a well known bank in SingaporeKey Responsibilities: Provide administrative and client service support to Relationship Managers (RMs) serving Private Banking clients Respond to client inquiries, resolve issues, and fulfill requests Monitor client account transactions and activities Assist RMs in delivering financial...

KYC Analyst (Private Banking/ Wealth Management)Join our private banking client as a KYC Analyst, supporting the Front Office in new client account openings. You'll ensure compliance with KYC, AML, and Source of Wealth (SOW) requirements while collaborating with key stakeholders to enhance risk control processes. Key Responsibilities: Guide the Front...

Press Tab to Move to Skip to Content Link Select how often (in days) to receive an alert: VP, KYC Client Onboarding, Private Bank Posting Date: 6 Jan 2025Location: Raffles (City Area), Singapore, SG, 048624Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches...

Roles & ResponsibilitiesJob Purpose:Responsible for providing administrative and client service support to Hong Kong and Singapore Relationship Managers (RM) within the front office function serving Singapore booked Private Banking clients. In addition, ARM is to provide quality services to customers for RMs to acquire and grow the high net worth individual...