Risk Management Associate
6 days ago
The successful candidate will be responsible for supporting the review and maintenance of product disclosure documents and fund offering documents to ensure compliance with internal and regulatory requirements.
Key Tasks:
- Review and maintain product disclosure documents and fund offering documents.
- Prepare and submit regulatory filings to regulators.
- Handle licensing and registration matters, including applications and cessations.
- Monitor compliance with local licensing regulatory requirements.
- Collate information for reporting to senior management and the Board of Directors.
Desirable Skills:
- Bachelor's degree in accounting/finance, business, legal, or a similar field.
- Experience in compliance, risk management, or audit in the asset management industry.
- Strong analytical skills and attention to detail.
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