VP/AVP, Business Compliance, Group Legal, Secretariat
3 weeks ago
Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust and integrity for all our stakeholders.
Job Purpose
To provide regulatory and compliance advice and support to the Global Financial Markets ("GFM") business in DBS Bank Group.
Responsibilities
- To contribute to the development of a strong compliance culture in the DBS Group to comply with laws, regulations and ethical standards in the GFM business, thereby protecting the reputation of the DBS Group.
- Identify and resolve regulatory issues in GFM (in Singapore and regionally).
- Keeping up-to-date on any regulatory changes and developments in Singapore and globally that have an impact on GFM.
- To be cognizant of legal issues affecting GFM and work together with Legal colleagues to provide more holistic advice covering both legal and compliance aspects.
- Maintain strong internal relationships, acting as a professional and value-adding partner with the business and support units.
- Provide GFM with prompt, sound and consistent compliance and regulatory advice in relation to (1) the structuring and sale of products (including funded and unfunded, OTC and cleared) in respect of various asset classes (FX, rates, commodities (including carbon), credit, equities, funds and crypto); and (2) sales practices and processes in relation to GFM products (onshore and cross border).
- Advise and provide support to other stakeholders in GFM in relation to regulatory and compliance matters.
- Review new products and other business initiatives (e.g. new business ventures and new transaction structures) and consider the impact of relevant rules and regulations on GFM and Legal & Compliance.
- Review the impact of new / amended regulations and provide feedback and implications on the proposed regulations to GFM.
- Liaise with regulators and relevant internal stakeholders in connection with MAS applications, resolve regulatory issues and seek clarifications.
- Identify key regulatory issues of concern to regulators early.
- Track outstanding issues.
- Co-ordinate regulatory inspections involving GFM.
- Develop / review training materials on applicable regulations for GFM.
- Provide in-house training to ensure compliance with Bank's ethical standards, GFM policies and applicable regulations.
- At least 5 years of working experience in compliance / treasury business / audit / regulatory environment.
- Detailed understanding of the prevailing Singapore and overseas regulations relevant to GFM (Global Financial Markets), as well as working knowledge of the diverse banking products (especially derivatives) and services offered by GFM.
- Degree or Professional qualification in related field
- Relevant banking and compliance experience as a senior compliance officer, auditor, lawyer or regulatory examiner, with exposure to different banking products and businesses.
- Communication skills with ability to clearly and diplomatically articulate issues, solutions and rationales.
- Ability to think critically with good problem-solving skills; results-oriented to ensure sound implementation of controls and compliance processes/procedures.
- Ability to analyse financial markets transactions and consider the application of relevant regulations and rules.
- Strong awareness of regulations/laws (e.g. MAS Notices, Banking Act, Companies Act, Securities and Futures Act, Financial Advisers Act and Payment Services Act) in Singapore, regionally and globally. Comprehensive product knowledge together with good understanding of relevant financial services and investment banking activities.
- Strong team player who can collaborate and work well with GFM Legal and Compliance colleagues. Working relationship with BUs/SUs, and other colleagues in Legal, Compliance and
- Secretariat in Singapore and overseas.
- Establish and maintain good working relationship with regulators.
We offer a competitive salary and benefits package and the professional advantages of a dynamic environment that supports your development and recognises your achievements.
-
Singapore DBS Bank Limited Full timeBusiness Function Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust...
-
Legal & Secretariat Support Specialist
19 hours ago
Singapore MyCareersFuture Full timeRoles & ResponsibilitiesJob SummaryAs a Legal & Secretariat Support member, you will play a vital role in providing assistance with various legal and secretarial tasks. Your responsibilities include preparing commercial agreements, supporting the Company Secretary for corporate-wide companies, managing intellectual property registrations, and obtaining...
-
Legal & Secretariat Support
1 day ago
Singapore MyCareersFuture Full timeRoles & Responsibilities Job Summary As a Legal & Secretariat Support member, you will play a vital role in providing assistance with various legal and secretarial tasks. Your responsibilities include preparing joint venture and franchise agreements, supporting the Company Secretary for CEG-wide companies, managing trademark registrations, and obtaining...
-
Singapore DBS Bank Limited Full timeBusiness Function Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust...
-
Corporate Secretariat Manager
1 day ago
Singapore MyCareersFuture Full timeRoles & Responsibilities Corporate Secretariat Manager About PIDG At the Private Infrastructure Development Group (PIDG), we get infrastructure finance moving and multiplying accelerating climate action and sustainable development where most urgently needed. We work with public and private partners to bridge financing gaps, directing capital and...
-
Singapore DBS Bank Limited Full timeBusiness Function Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust...
-
Compliance Analyst – Singapore or Hong Kong
2 months ago
Singapore or Hong Kong Jameson Legal Full timeAn international hedge fund/asset management group seeks a proactive and detail-oriented analyst to join its legal & compliance team in Hong Kong or Singapore. The Compliance analyst will work closely with the legal and compliance team to help ensure that the firm's business activities in Asia are conducted in strict accordance with regulatory requirements....
-
AVP, Legal Counsel,
3 weeks ago
Singapore Sumitomo Mitsui Banking Corporation Full timeProvision of legal services to support the bank's business and operations 1. Overseeing the monitoring and supervising the management of litigations and other disputes of offices under APD. 2. Co-ordinating legal matters with other offices under APAC where necessary. 3. Assisting Team Head or Dept Head in managing, coordinating and rolling-out initiatives...
-
AVP, Group Regulatory Compliance
4 days ago
Singapore OCBC Full timeWhy Join For the opportunity to engage and work with core corporate functions of the bank comprising finance, secretariat, human resources and other support functions and others assigned in respect of regulatory compliance matters, and to provide FATCA/CRS advisory bank-wide. To actively contribute to the development and implementation of various...
-
Singapore DBS Bank Limited Full timeAVP/VP, Program Manager, Tech COO, Group Technology Singapore Business Function Group Technology enables and empowers the bank with an efficient, nimble and resilient infrastructure through a strategic focus on productivity, quality & control, technology, people capability and innovation. We are seeking for talented professional, to drive and enable the...
-
Singapore United Overseas Bank Full timeAssistant VP, Anti-Financial Crime Assurance, Group Compliance Posting Date: 12 Jul 2024 Location: Singapore (City Area), Singapore, SG, 048624 Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia...
-
Singapore United Overseas Bank Full timeAssistant VP, Anti-Financial Crime Assurance, Group Compliance Posting Date: 30 Aug 2024 Location: Singapore (City Area), Singapore, SG, 048624 Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia...
-
Senior Corporate Secretariat Assistant
2 months ago
Singapore Mapletree Full timeThe Role This position will provide support on all aspects of corporate secretarial and general administrative services for both local and overseas companies within the Group.Job ResponsibilitiesProvide corporate secretariat support to Board and Management Committee. Perform filing to ACRA for all legally required documents as well as monitor the compliance...
-
Senior Corporate Secretariat Assistant
2 months ago
Singapore Mapletree Full timeThe Role This position will provide support on all aspects of corporate secretarial and general administrative services for both local and overseas companies within the Group. Job Responsibilities Provide corporate secretariat support to Board and Management Committee. Perform filing to ACRA for all legally required documents as well as monitor the...
-
SVP/VP, Strategic Advisory Group
2 months ago
Singapore DBS Bank Limited Full timeSVP/VP, Strategic Advisory Group - M&A, Institutional Banking GroupBusiness Function Corporate and Investment Banking provides corporate customers with a full range of commercial banking products and services, including cash management services, current accounts, time deposits, trade finance, working capital finance, term loans and foreign exchange....
-
Assistant VP, Operations
3 weeks ago
Singapore United Overseas Bank Full timeAssistant VP, Operations & Surveillance, Group Compliance Posting Date: 23 Aug 2024 Location: Singapore (City Area), SG, 048624 Company: United Overseas Bank Ltd To ensure timely review of alerts from Group approved AML transaction monitoring system(s), escalations on suspicious AML/CFT activities from business/support units and cases arising from...
-
HR Risk
1 week ago
Singapore Bank of Singapore Full timeAt Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive remuneration packages, we offer non-financial benefits and...
-
SVP/VP, Strategic Advisory Group
2 months ago
Singapore DBS Bank Limited Full timeSVP/VP, Strategic Advisory Group - M&A, Institutional Banking Group Business Function Corporate and Investment Banking provides corporate customers with a full range of commercial banking products and services, including cash management services, current accounts, time deposits, trade finance, working capital finance, term loans and foreign...
-
VP, Operational Excellence, Group Compliance
2 weeks ago
Singapore United Overseas Bank Full timeVP, Operational Excellence, Group Compliance Posting Date: 21 Aug 2024 Location: Singapore (City Area), SG, 048624 Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North...
-
Legal and Compliance Secretary
19 hours ago
Singapore MyCareersFuture Full time**Job Summary**We are seeking a highly skilled and experienced Legal and Compliance Secretary to join our team at MyCareersFuture. As a key member of our organization, you will play a critical role in ensuring the smooth operation of our business by providing administrative support and services that meet the needs of our company and group.**Key...
