Distribution Risk and Compliance, Manager/SM
3 months ago
- Be the go-to expert on rules and guidelines relevant to the division, including the Financial Advisers Act, Insurance Act, and internal company policies, especially those tied to operational and financial risks.
- Ensure the division’s processes and governance are aligned with both external regulations and internal rules.
- Oversee follow-up actions from audits and inspections, ensuring they are completed on time.
- Identify and implement improvements in governance, risk, and compliance within the division.
- Take responsibility for recognizing business and regulatory risks and taking steps to reduce them.
- Stay updated on industry trends in compliance, risks, and emerging technologies to protect the company.
- Proactively flag potential risks and share best practices for risk management.
Our requirements:
- Degree
- At least 10 years’ experience in risk management and compliance, preferably within the insurance industry or financial services sector.
- Strong knowledge of insurance products and distribution models.
- Experience in managing relationships with regulatory bodies and external partners.
- Excellent analytical, problem-solving, and communication skills.
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