Director, Compliance Services

2 months ago


Singapore Aptitude Asia Full time

Job Responsibilities:

  • Oversee the day-to-day compliance operations for a diverse portfolio of licensed entities, including fund managers, broker-dealers, and payment service providers
  • Provide expert guidance on complex regulatory matters, particularly related to licensing and regulatory inquiries
  • Manage compliance projects to ensure timely completion and adherence to requirements
  • Serve as the subject matter expert on regulations governing Singapore's financial institutions
  • Lead and develop a team to maintain service excellence and implement effective compliance programs

Job Requirements:

  • Minimum 10 years of experience in regulatory compliance, either within a regulator, regulated firm, or consultancy
  • Strong technical expertise in compliance, with a deep understanding of MAS regulations, especially the Securities and Futures Act
  • Proven track record of team management and driving continuous improvement in operations
  • Familiarity with building compliance policies and procedures tailored to various business models in the financial services industry, particularly asset management
  • Excellent communication skills, a team-oriented mindset, and a proactive, meticulous approach to problem-solving

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