Chief Conduct

3 weeks ago

Singapore BNP Paribas Full time
Position Purpose

For the scope of Global Banking APAC and as part of the first line of defense, the CCCO for Global Banking APAC (GBA) is responsible for implementing and maintaining a strong Conduct & Permanent control framework on all non-financial risks (operational, conduct and regulatory) throughout the 1LOD across GBA in strong partnership with the Global Banking APAC métiers, APAC functions and APAC region/territories, and in full alignment and integration with Global Banking worldwide.

This shall be done in line with the CIB CCCO mission statement, the OPC Group mission statement, and in line with the Group Code of Conduct.

With a presence in 12 territories across APAC, Global Banking APAC has presence in 12 markets across the APAC region and delivers global solutions to our clients, leveraging our global network and our product & sector expertise. The Global Banking APAC organization comprises of the three pillars:
  • Corporate Clients Group (CCG) which focuses on the coverage of all our Corporate clients in APAC. It encompasses all existing coverage teams and includes Industry Groups and M&A to provide strategic content to clients.
  • Global Capital Markets (GCM) brings together all financing activities (i.e. Real Assets, LSF, Loan Book), Capital Markets activities (DCM/ECM and Strategic Hedging) and syndication (LMFS) to offer one-stop-shop financing solutions to our clients.
  • Transaction Banking APAC offers a full range of award-winning Transaction Banking solutions, including Cash Management, Trade and Supply Chain Finance., as well as Liquidity and Investment Solutions APAC.
GB APAC CCCO reports hierarchically to the Chief Operating Officer ("COO") for Global Banking APAC. GB APAC CCCO's core responsibilities is to have the full view on the Conduct and Control framework for GB scope applicable to APAC and to oversee its implementation and adherence to across APAC territories and GB APAC legal entities. GB APAC CCCO shall work in close collaboration with CIB APAC CCCO, APAC Transversal CCCO Team, APAC ITO CCCO, APAC Conduct Team, CIB CCCO central team and related OPC teams & ISPL OPC platform, and in full alignment with GB CCCOs of other regions.

Direct Responsibilities

The key responsibilities of the CCCO for Global Banking APAC include, but are not limited to the following and shall be implemented in alignment with Global Banking worldwide where relevant:
  • Guarantee a robust, coherent organization & governance across Global Banking APAC for all non-financial risks (duly involving LOD2&3 and Functions):
  • Facilitate Global Banking APAC responses on non-financial risks matters (operational, conduct and regulatory) raised by local regulators
  • Prepare material and presentations to relevant governance bodies of the bank (e.g. the Senior Management, the Boards) when needed
  • Represent GB APAC and / or prepare relevant material for the relevant Conduct & Controls committees in APAC and globally, notably but not limited to
  • Conduct: GB APAC Conduct Behavioral Forum and associated input to GB/APAC PCC, APAC Conduct Board, APAC Market Surveillance Steerco, DMA Opco
  • Non-financial Risk/ controls: Global Banking ICC, CIB APAC ICC and territories ICC, APAC CCCO Exco, APAC AML Steerco
  • Project mode: CIB APAC record keeping SteerCo, CIB APAC Safety & Trust Steerco (not exhuastive)
  • Ensure a proper oversight of regulatory, conduct, and control matters impacting Global Banking APAC, including all remediation programs across in scope regions and métiers, with the aim of ensuring compliance within each territories of regulations and regulatory expectations; compliance with the bank's Code of Conduct; compliance with the bank's policies and procedures; and protection of the Group's reputation; in alignment and integration with Global Banking worldwide and coordination with APAC CCCO stakeholders:
  • Oversee of annual risk and control self-assessment review for the business to ensure regulatory compliance and practices in line with internal requirements
  • Oversee the delivery of improvement remediation plans, in particular ECB and DMA remediation and CIB APAC Safety & Trust Programme, as well plans addressing material weaknesses identified in the annual risk and control self-assessment
  • Coordinate responses and contribution to IG assignments covering GB APAC
  • Closely monitor the closure of IG, RISK ORM, Compliance, Regulatory, or Auditors'' findings
  • Facilitate the coordination of the controls design, testing, assessment, and monitoring between 1LOD and 2LOD, including remediation milestones
  • Ensure clear split of roles & responsibilities between 1LOD and 2LOD
  • Launch necessary programs or other efforts to ensure compliance with external and internal requirements, policies
  • Ensure the role and responsibilities of Anti-Bribery and Corruption (ABC) Business Points of Contact as defined by the ABC domain
  • Oversee the effective implementation and results of FOCS related controls for GB APAC population, with the full support of the APAC FOCS team
  • Oversee the implementation of the Global Banking Conduct Behaviour Forum rules of engagement and the Global Banking Conduct Handbook in Global Banking APAC
  • Continuously enhance the Global Banking APAC operational risk management framework, in alignment and integration with Global Banking worldwide and coordination with APAC operational risk management stakeholders:
  • Establish or ensure the implementation of standards for defining the risk cartography, and implementing, evaluating, tracking, reporting, and testing of controls
  • Monitor Global Banking APAC roadmaps and priorities on operational risk management,
  • Review periodically existing control framework and propose enhancements, including mechanisms for feedback loops
  • Embed a conduct and control-mindset in all facets of GB APAC businesses, in alignment with the CCCO stakeholders in APAC and globally:
  • Act as an Ambassador of the BNPP Code of Conduct within GB APAC 1LOD
  • Develop and/or implement conduct-oriented initiatives (e.g., awareness campaigns, trainings)
  • Drive industrialization / transformation projects and initiatives for GB APAC CCCO scope, in full coordination with GB CCCO worldwide and Head of GB APAC Strategy & Industrialization as well as Head of Industrialization for GB worldwide
  • Contribute to transformation and development projects for CCCO scope, by gathering information, analyzing, formulating options and building a business case. Assist in the implementation in liaison with internal or external parties.
  • Propose proactively and support GB APAC Head and GB APAC COO office in any regulatory and transformation projects related to CCCO scope, defining priority areas (team, geography, Global Business Line, capabilities, client segments) for investment
  • Daily management of the teams under CCCO's responsibility
  • Monitor Conduct & Control staffing resources and adjust size and expertise where necessary
  • Allocate the work inside the team ;
  • Ensure the quality of the outcome coming from the team ;
  • Support the team, reply to escalation, reallocate tasks based on priorities ;
  • Perform appraisal, set objectives, monitor the performance and facilitate the development of team members.
Contributing Responsibilities
  • Responsible to support feedback to Head of Business on risks/controls and conduct matters.
  • Responsible to contribute to enquiries / surveys on non-financial risks matters coming from other part of the bank (e.g. territories)
  • Support GB APAC Management on Data Leakage Incidents review
  • Support GB APAC Management on Conduct Incidents review where relevant
Technical & Behavioral Competencies
  • Knowledge of BNPP APAC CIB set up, CIB & Group guidelines & framework
  • Proven expertise on leading operational risk management and conduct matters
  • Ability to interact and manage stakeholders at different seniority levels and across different metiers/Function
  • Ability to lead and manage teams, directly and in project mode
  • Ability to work in a fast-paced business environment, on various projects at the same time and under tight deadlines
  • Ability to facilitate, manage and implement organizational, cultural changes and transformation.
  • Ability to make clear and timely decisions which are based on judgement after weighing up all facts, risks, constraints and available options.
  • Reliability and integrity
  • Good verbal and written communication skills
  • At least 10 years of professional experience in corporate banking environment

  • Chief News Editor

    2 weeks ago

    Singapore Argus Full time

    Chief News Editor / Bureau Chief, Asia Based in Singapore About Argus Argus is the leading independent provider of market intelligence to the global energy and commodity markets. We offer essential price assessments, news, analytics, consulting services, data science tools and industry conferences to illuminate complex and opaque commodity markets....

  • Assistant Chief Engineer

    7 days ago

    Singapore FURAMA HOTEL SINGAPORE PTE LTD Full time

    Roles & ResponsibilitiesJob Description Assist the Director of Engineering / Chief Engineer in supervising, co-ordinating and directing the activities of the Engineering staff and in overall administration of the Engineering Department. Assist the Director of Engineering / Chief Engineer in implementing maintenance and repair of all machinery, equipment,...

  • Chief Steward

    2 months ago

    Singapore MANDAI RESORTS PTE. LTD. Full time

    Roles & ResponsibilitiesMain Duties and ResponsibilitiesWe are looking for a dedicated and experienced Chief Steward to join our pre-opening team in Mandai Rainforest Resort by Banyan Tree.As our Chief Steward, you will be responsible for overseeing the cleanliness of all food and beverage operations, whilst importantly ensuring adherence to hygiene and...

  • Chief Technician

    2 months ago

    Singapore 1 CAR SERVICE PTE. LTD. Full time

    Roles & ResponsibilitiesWe are seeking a highly skilled and experienced Chief Automotive Technician to lead our team of mechanics and oversee all technical, mechanical, and electrical repairs in our automotive service center. As the Chief Automotive Technician, you will be responsible for performing a wide range of repairs on various makes and models,...

  • Assistant Chief Engineer

    7 days ago

    Singapore LAGUNA HOTEL HOLDINGS PTE. LTD. Full time

    Roles & ResponsibilitiesJob SummaryWe are seeking a highly skilled and experienced Assistant Chief Engineer to join our luxury hotel resort team in Singapore. The ideal candidate will support the Chief Engineer in overseeing all property engineering and maintenance operations. This role is critical to ensuring that the resort facilities are safe,...

  • Chief Engineer

    7 days ago

    Singapore PEARL MARINE LOGISTICS PTE. LTD. Full time

    Roles & ResponsibilitiesJob Description- Manage the daily operation andmaintenance of the Engine Department.- Manages & verifies efficiency of SMS(engine department), including conductingfamiliarization and training of enginepersonnel.- Plans and prepares maintenanceschedule for the Engine Department.Minimum 3 years of experience on boardas Chief Engineer-...

  • Assistant Chief Engineer

    7 days ago

    Singapore IBIS SINGAPORE ON BENCOOLEN Full time

    Roles & ResponsibilitiesAssistant Chief EngineerJob Description: Assist the Chief Engineer in the daily operation, facilitate effective repair and maintenance of the Hotel Asset Responsible for the day-to-day management of the Engineering and Maintenance operations in an efficient condition to ensure the safety and comfort of guests and employees Support...

  • Chief Sales Executive

    7 days ago

    Singapore CAREER INTERNATIONAL - FOS PTE. LTD. Full time

    Job Summary:As a Chief Sales Executive at CAREER INTERNATIONAL - FOS PTE. LTD., you will be responsible for implementing the company's strategy in the Singapore market. This includes expanding the market, developing the brand, and overseeing overall operations management in Singapore.Key Responsibilities:* Conduct market research in Singapore, including...

  • Chief Compliance Officer

    4 weeks ago

    Singapore MOBILE COMMUNITY TECH PTE. LTD. Full time

    Position OverviewThe Chief Compliance Officer will lead the compliance division, ensuring that MOBILE COMMUNITY TECH PTE. LTD. adheres to all applicable regulatory standards and internal protocols. This position entails the formulation of compliance strategies, executing audits, and delivering training sessions to personnel. Primary Responsibilities· Ensure...

  • Assistant Chief Engineer

    7 days ago

    Singapore JEN SINGAPORE TANGLIN BY SHANGRI-LA Full time

    Roles & ResponsibilitiesJob Highlights Career Development Opportunities Duty Meals, Birthday Leave and Flexible benefits Complimentary Room Nights Discounted Room and Dining RatesThe Assistant Chief Engineer supports the Director of Engineering in overseeing both the operational and design aspects of the hotels facilities. This role involves utilizing...

  • Assistant chief engineer

    6 hours ago

    Singapore JEN Singapore Tanglin Full time

    Job Highlights Career Development Opportunities Duty Meals, Birthday Leave and Flexible benefits Complimentary Room Nights Discounted Room and Dining Rates The Assistant Chief Engineer supports the Director of Engineering in overseeing both the operational and design aspects of the hotels facilities. This role involves utilizing design software like Auto...

  • Chief Officer

    7 days ago

    Singapore PEARL MARINE LOGISTICS PTE. LTD. Full time

    Roles & Responsibilities· Bridge and Deck Operations:Conduct daily bridge and deck watchkeeping.Operate and maintain deckdepartment equipment and gears.Prepare and execute docking plans asrequired.· Safety and Compliance:Assist the Master in implementingand monitoring the SafetyManagement System (SMS).Ensure adherence to health, safety,and pollution...

  • Chief Engineer

    7 days ago

    Singapore RAFFLES SENTOSA SINGAPORE Full time

    Roles & ResponsibilitiesJOB SUMMARYReporting to the Cluster Director of Facilities, the Chief Engineer is to manage and supervise the entire Engineering operation of the hotel. Areas included are mechanical & electrical equipment maintenance; air condition ventilation and refrigeration; plumbing, hot water system; structure ground and landscape; energy...

  • Chief Cost Estimator

    6 days ago

    Singapore AVENUE ENGINEERING PTE. LTD. Full time

    Job Summary:At Avenue Engineering Pte. Ltd., we are seeking a skilled Chief Cost Estimator to join our team. As a key member of our operations team, you will be responsible for managing project costs and budgets, coordinating with contractors and suppliers, and ensuring the successful delivery of projects.Key Responsibilities:To manage overall project costs...

  • Chief Concierge

    7 days ago

    Singapore RAFFLES QUAY ASSET MANAGEMENT PTE LTD Full time

    Roles & ResponsibilitiesAs a Chief Concierge, you oversee the Concierge team to ensure the highest quality of service experience to our tenants and guests while maintaining smooth operations. You will be a role model and lead your team members to adhere to service standards, actively act on service opportunities and drive the team members to provide best in...

  • Chief Compliance Officer, Hedge Funds

    1 month ago

    Singapore Principle Partners Full time

    Job Title: Chief Compliance Officer, Hedge FundsAt Principle Partners, we are seeking a highly experienced and skilled Chief Compliance Officer to join our team. As a key member of our organization, you will be responsible for ensuring that our hedge fund operations are in compliance with all relevant laws, regulations, and industry...

  • Chief business officer

    6 hours ago

    Singapore Aktivolabs Pte. Ltd. Full time

    Summary : As the Chief Business Officer, you will be pivotal in defining and executing Aktivolabs’ strategic vision for growth and market leadership. This role entails leading the business functions, including enterprise sales, partnerships, and marketing, to drive impactful revenue streams, customer acquisition, and market expansion. You will work...

  • Chief Risk Officer

    2 weeks ago

    Singapore Executive Access Full time

    Job SummaryExecutive Access seeks a seasoned Chief Risk Officer to lead our risk management efforts. As a key member of our leadership team, you will be responsible for developing and implementing a comprehensive risk management framework that aligns with our company's strategic plan.Key ResponsibilitiesFormulate a risk management framework and determine...

  • Chief Steward

    1 month ago

    Singapore THE CAPITOL KEMPINSKI HOTEL SINGAPORE Full time

    Roles & ResponsibilitiesThe Chief Steward is responsible for managing the Stewarding Department and maintaining a high level of hygiene in all food processing facilities. The incumbent should possess the ability to perform shift work and work well under pressure in providing a courteous, professional, efficient and flexible service that is consistent with...

  • Chief Compliance Officer, Hedge Funds

    3 weeks ago

    Singapore Principle Partners Full time

    Chief Compliance Officer, Hedge FundsAbout the Role:We are seeking a highly experienced Chief Compliance Officer to join our team at Principle Partners. As a key member of our organization, you will be responsible for developing and implementing a comprehensive compliance framework that ensures our firm remains in line with evolving regulatory requirements...