Change-in-Circumstances Review compliance Officer Contract

Work Location: Changi Business ParkResponsibilities:Support the Senior Management of Bank in ensuring compliance with external and internal RegulationsPerform KYC plausibility checks and assess any AML/KYC risk, review and approve any change in circumstances (CiC) for Standard and Medium Risk client relationships booked in BankReview and assess the risk of...

Work Location: Changi Business ParkResponsibilities:Support the Senior Management of Bank in ensuring compliance with external and internal RegulationsPerform KYC plausibility checks and assess any AML/KYC risk, review and approve any change in circumstances (CiC) for Standard and Medium Risk client relationships booked in BankReview and assess the risk of...

Roles & ResponsibilitiesWork Location: Changi Business ParkResponsibilities: Support the Senior Management of Bank in ensuring compliance with external and internal Regulations Perform KYC plausibility checks and assess any AML/KYC risk, review and approve any change in circumstances (CiC) for Standard and Medium Risk client relationships booked in Bank ...

Work Location: CentralWorking Hours: 9am to 6pmResponsibilities:To provide AML / compliance advisory support to colleagues, senior management and key stakeholders in AML and Financial Crime mattersTo manage daily AML tasks such as onboarding assessment, account reviews, client update / change in circumstances, review, and approval of paymentsTo conduct...

Duration: 12 Month ContractResponsibilities:Coordinate with Front office, Legal, Compliance and Risk department in ensuring compliance with external and internal regulations Perform KYC plausibility checks and assess any AML/KYC risk, review and approve any Change in Circumstances for existing clients Check quality of submission for name screening and review...

Provide compliance and audit support to the business unitWork closely with internal auditors ensuring all processes are in compliance with regulatory requirementsReview regulatory changes and make necessary revisions to the policies and proceduresInvolved with legal contract writing and audit supportMonitoring and reporting on audit progress in the...

Roles & ResponsibilitiesCompliance Officer oversees and manages compliance issues within the company, advises Senior Management/Board on possible risks and informs on material violations, reviews the policies and procedures of the company, ensures that the company is in compliance with regulatory requirements and the employees are in adherence with internal...

Roles & ResponsibilitiesOur Client is a private wealth manager registered with the Monetary Authority of Singapore (“MAS”). Their clients are High Net-Worth and Family Office clients focused in the ASEAN region. They assist clients in inter-generational wealth transfers, wealth planning, asset protection and portfolio optimisation and fund...

Roles & Responsibilities Provide compliance and audit support to the business unit; Work closely with internal auditors ensuring all processes are in compliance with regulatory requirements; Review regulatory changes and make necessary revisions to the policies and procedures; Involved with legal contract writing and audit support; Monitoring and...

Compliance Officer oversees and manages compliance issues within the company, advises Senior Management/Board on possible risks and informs on material violations, reviews the policies and procedures of the company, ensures that the company is in compliance with regulatory requirements and the employees are in adherence with internal policies and...

Summary:We are looking for an individual who goes by the book to ensure they comply with regulatory requirements, internal policies and proceduresRequirementsDegree in IT, Finance, Business, Law, or equivalentAt least 2 years of experience in IT Compliance and AuditHands on experience in governance and internal controlsExperience in legal contracts with...

Our Client is a private wealth manager registered with the Monetary Authority of Singapore ('MAS'). Their clients are High Net-Worth and Family Office clients focused in the ASEAN region. They assist clients in inter-generational wealth transfers, wealth planning, asset protection and portfolio optimisation and fund management.About the Role:The Compliance...

Roles & ResponsibilitiesCompliance OfficerOur client is a bank.Job Description:•Attached to Financial Compliance Department•Provide appropriate support to Front Office and Middle Office with regards to ongoing review of existing accounts and event triggered review•Engage the Front Office to obtain the KYC and transactional information and...

6 months Contract Compliance contractorJob scope: .Experience in testing reviews on the design and operating effectiveness of controls across key compliance risks (including Anti-Money Laundering, Investment Suitability, Cross Border and others) .Experience in developing policies and procedures as needed that defines QA test methodology, test steps etc....

Role:The Compliance Officer is responsible for assisting in ensuring that the operations of BMT comply with relevant laws, regulations, and internal policies. He/she will report to the Head of Compliance and work closely with other stakeholders to implement and monitor compliance programs within BMT.Responsibilities:. Assist in conducting regular reviews and...

Compliance OfficerOur client is a bank.Job Description:. Attached to Financial Compliance Department. Provide appropriate support to Front Office and Middle Office with regards to ongoing review of existing accounts and event triggered review. Engage the Front Office to obtain the KYC and transactional information and supporting/corroborative documents and...

Roles & ResponsibilitiesRole:The Compliance Officer is responsible for assisting in ensuring that the operations of BMT comply with relevant laws, regulations, and internal policies. He/she will report to the Head of Compliance and work closely with other stakeholders to implement and monitor compliance programs within BMT.Responsibilities:· Assist in...

Roles & ResponsibilitiesResponsibilities: Oversee the entire lifecycle of contracts, including drafting, negotiation, execution, and administration to ensure compliance with company policies and legal requirement Develop and maintain relationships with vendors and suppliers, ensuring that contracts are accurately reflected, adhered to, and renegotiated as...

Undertaking risk-based and rule-based general compliance monitoring, and liaising with the regulators (MAS and SGX), where necessary.Keeping abreast of relevant regulatory and legal changes, assessing their impact and implementing any required changes to internal policies and procedures.Updating internal policy and procedure manuals, where...

At OCBC, we uphold integrity as one of our core values and place a strong emphasis on having a strong compliance culture. The Business Compliance Service Manager role within the Commercial Banking Business Compliance Team is responsible for reviewing and carrying out surveillance work on Corporate accounts (Commercial Banking) to manage risks pertaining to...