Compliance VP

Our Client is an established and hugely exciting Fintech/Digital Bank in Singapore to search for a Compliance VP to join their growing team and business. They are fully regulated by the MAS and are on a mission to challenge the status quo in Financial Services.Please contact Jack Smith on email your cv directly in word format with job reference no. Job-12653...

Our client is urgently looking for a suitably qualified Compliance professional to join their team in the private wealth space.AVP/VP, Compliance Testing & ControlResponsibilities : Reports to Head of Private Wealth Compliance, APACChecks adherence to framework, policies, procedures and manuals of Private Wealth.Provide regulatory advise to stakeholders in...

Roles & ResponsibilitiesOur client is urgently looking for a suitably qualified Compliance professional to join their team in the private wealth space.AVP/VP, Compliance Testing & ControlResponsibilities : Reports to Head of Private Wealth Compliance, APAC Checks adherence to framework, policies, procedures and manuals of Private Wealth. Provide...

VP, Compliance Lead (IT, Bank, Permanent)Responsibilities: Lead communications with external/internal audit in collaboration with respective departmentsPlan for any mitigation controls with relevant departments and track the implementation to closure for reporting to managementDefine and review internal compliance policy and procedure to incorporate industry...

Roles & ResponsibilitiesOur Client:Our Client is a leading financial institution with presence in Europe, US and Asia. Currently, they are looking for a Regulatory Compliance, VP and this person will be responsible for establishing and implementing a robust compliance program to ensure compliance with all relevant laws, regulations and internal policies.Job...

Our Client:Our Client is a leading financial institution with presence in Europe, US and Asia. Currently, they are looking for a Regulatory Compliance, VP and this person will be responsible for establishing and implementing a robust compliance program to ensure compliance with all relevant laws, regulations and internal policies.Job Description:Responsible...

Roles & Responsibilities High growth firm Excellent exposure Career progressionA well-established Investment Firm is seeking a VP Finance/Fund Controller to join the team. The Finance VP will report into the CFO, you will oversee fund-related financial matters; driving fund management, ensuring adherence to regulatory requirements and market practices,...

Roles & ResponsibilitiesResponsibilities:• To assist in ensuring that the business operates in compliance with relevant legislations/regulations, by giving advice on compliance implications of business decisions, both for on-going issues and in project decisions.• Keep abreast of developments in the local regulatory and HO requirements and monitor the...

Roles & Responsibilities Excellent exposure Strong stable culture Great career progressionA well-performing Banking Client is looking for a AVP/VP, Finance Change to join the team. As an SME in Financial & Regulatory reporting functions for the bank, you will be the key person working with the Technology and Finance team to provide end to end solutions...

Job Title: VP-Director FX (NDF) Trader Job Purpose The individual will join FX and Rates trading team in SMBC Global Markets & Treasury Asia Pacific division (GMTAP) and be responsible for market making and risk management in FX (NDF) products Job Responsibilities To manage SMBC clients' transactions and hedge the position in interbank market To...

You will be required to: Lead the RFMC license application and be the key contact point for MAS.   Provide expert compliance advisory support, addressing queries and concerns related to compliance matters.   Develop and maintain a robust compliance framework to meet with latest compliance requirements.   Implement and monitor programs including...

Roles & ResponsibilitiesThe candidate will support the Legal, Regulatory and Compliance Department (“LCD”) and reports to the Chief Regulatory Officer.Key Duties and Responsibilities:1) Member Supervisiona) Lead APEX’s supervision of members to ensure that they are fulfilling their obligations under the APEX Trading and Clearing Rulebooks.b) Review...

The candidate will support the Legal, Regulatory and Compliance Department ('LCD') and reports to the Chief Regulatory Officer.Key Duties and Responsibilities:1) Member Supervisiona) Lead APEX's supervision of members to ensure that they are fulfilling their obligations under the APEX Trading and Clearing Rulebooks.b) Review and strengthen frameworks,...

VP, Anti-Financial Crimes Advisory Posting Date: 1 May 2024 Location: Raffles (City Area), Singapore, SG, 048624 Company: United Overseas Bank Ltd Advisory Acts as a subject matter expert within GC on financial crime frameworks within overseas entities Builds strong partnerships with overseas local compliance and Line 1 teams to ensure strong...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

Roles & ResponsibilitiesCompany Overview:Lico Resources is partnering a leading financial institution, seeking a talented VP Investor Relationship Specialist to join their team. With a commitment to excellence and a focus on building lasting relationships with investors, our client offers a dynamic and collaborative work environment where you can make a...

Roles & ResponsibilitiesResponsibilities: To be the Subject Matter Expert in all regulatory requirements concerning market conduct matters that cut across product lines including Life, Health, and General Insurance To review consultation papers from both regulators and industry bodies, and implementation of the requirements when they are affected by...

Company Overview:Lico Resources is partnering a leading financial institution, seeking a talented VP Investor Relationship Specialist to join their team. With a commitment to excellence and a focus on building lasting relationships with investors, our client offers a dynamic and collaborative work environment where you can make a significant impact.Why this...

Roles & ResponsibilitiesResponsibilities: To be the Subject Matter Expert in all regulatory requirements concerning market conduct matters that cut across product lines including Life, Health, and General Insurance To review consultation papers from both regulators and industry bodies, and implementation of the requirements when they are affected by...

The Role:My Client is a leading Technology and Healthcare firm, and we are looking for an Operational Risk Manager to join the team in Singapore. We are looking for Operational Risk candidates who are keen to build their career in a startup environment and to influence and spearhead new Operational Risk policies in the Firm.Responsibilities:Develops and...