Head of Compliance
3 weeks ago
Main Responsibilities
· To develop and manage a robust Compliance function in line with the Group Compliance Policy which provides assurance to the Board and senior management.
· To develop in co-ordination with other members of senior management an appropriate and integrated framework of Compliance policies, procedures, and standards, to assist with the groupwide development of select Compliance frameworks, programs and standard, and to implement the same for Asia.
· To promote a bank wide culture of Compliance centered on awareness and understanding of Compliance risks and responsibilities consistent with expectations of the Board and regulatory authorities and assist with groupwide development of risk and compliance culture programs and training.
· To develop in co-ordination with Group Compliance, regulatory and compliance Conduct related program, standards, policies and procedures, and implement in Asia.
· To develop in co-ordination with Group Compliance, Regulatory, Governance and Compliance orientation and training programs for Board and Senior Management level staff, and rollout for Asia
· To develop and maintain professional and wholistic regulatory relationships with regulatory authorities with jurisdiction over ABC in Asia region which ensures, amongst others, the appropriate level of regulatory supervision and engagement.
· To provide Groupwide support on regulatory consultations, interpretation of relevant laws and regulations, regulatory forward-looking trends, and analysis to inform Compliance and Financial Crime Risk Assessments and Plans
· To assist and support Group Compliance in enhancing and standardizing Compliance and Risk Assessment Methodologies and Management Information, facilitating the Board and Senior Management in establishing Compliance Risk Appetite, decision making, oversight and management of Compliance Risks
· Support Group Compliance in collaborating with relevant businesses (predominantly corporate and institutional) on Compliance and financial crime issues (including overdue CDD) across client and geographic segments and client coverage models.
· To ensure and maintain Compliance independence and objectivity.
· To be the supervising FATCA Advisor & Compliance Officer for the Branch
· To be appointed as local Data Protection Officer (“DPO”) for the Branch with the responsibility to: ensure that the Branch is in compliance with the Personal Data Protection Act (“PDPA”), work with Head Office to implement the framework and policies in relation to data protection, and conduct training for Branch staff on the requirements under the PDPA whenever necessary.
Requirement
Knowledge - A clear understanding of regulatory compliance and financial crime controls and regulatory expectations in Singapore with focus on corporate and institution business considering the Wholesale Banking licence granting by MAS in Singapore. This includes Singapore PDPA and acting as local DPO.
Education / Certifications - At least a bachelor’s degree in a relevant discipline from a well-regarded university with post-graduate professional qualifications preferred
Experience - 15 Years’ experience in Compliance, Legal or Risk particularly in Asia Pacific. The experience should include a sound understanding of the Singapore regulatory environment and preferably other key Asian regulatory environments in which the Bank conduct business; a specialist expertise in relation to the design and delivery of Compliance products and advice; a good track record of stakeholder management (both internal, auditors and regulators) and coordination towards the achievement of project deliveries.
Personal attributes - Mature, experience and self-starter working with teams in diverse locations, culturally sensitive, good communication skills.
-
Head of Compliance
3 weeks ago
Singapore Randstad Pte Ltd Full timeabout the companyOur client is a Wholesale bank with a long-standing history in Singapore. It has a well-established international network and a strong commitment to the growth in Asia. They are looking to recruit a Head of Compliance to ensure the business is operating in accordance with all relevant regulations.about the jobEstablish and continuously...
-
Head of Compliance
3 weeks ago
Singapore Randstad Pte. Limited Full timeAbout The CompanyOur client is a Wholesale bank with a long-standing history in Singapore. It has a well-established international network and a strong commitment to the growth in Asia. They are looking to recruit a Head of Compliance to ensure the business is operating in accordance with all relevant regulations.About The JobEstablish and continuously...
-
Head of Compliance
3 weeks ago
Singapore Randstad Pte Ltd Full timeabout the companyOur client is a Financial Institution hiring for a Head of Compliance / Money Laundering Reporting Officer (MLRO) to help implement and drive a robust AML & compliance programme. about the jobYour responsibilities will be to:Continuously develop, implement and monitor a robust AML and compliance framework and liaise with relevant...
-
Head of Compliance
3 weeks ago
Singapore Randstad Pte Ltd Full timeabout the companyA leading Financial Institution is hiring for a Head of Compliance. As a senior leader, your role would be to partner with senior management in developing and establishing strong internal controls and an effective compliance programme in adherence with industry standards, laws, and regulations.about the jobEstablish and continuously maintain...
-
Head of Compliance
3 weeks ago
Singapore Qontel Search Pte Ltd Full timeEmbark on a transformative journey with a distinguished financial institution as the Head of Compliance - Singapore, and leave a lasting mark on the industry! We are actively seeking a highly qualified Compliance professional boasting a minimum of 15 years of extensive experience in the financial sector, with a focus on securities trading, equities,...
-
Compliance Analyst
2 days ago
Singapore BANK OF TAIWAN Full timeRoles & ResponsibilitiesJob Description Keep abreast with regulatory changes, and assist the Compliance Manager in managing, monitoring, and reporting new regulatory changes to local Management and Head Office. Updating of local SOPs to comply with current/new regulatory requirements. Perform periodic compliance reviews and/or testing for compliance...
-
Head of Compliance
3 days ago
Singapore Liquid Group Pte. Ltd. Full timeHEAD OF COMPLIANCELiquid Group is a Major Payment Institution licensed in Singapore, specialising in cross border payment services for consumers and corporates based across Asia.It operates XNAP Network, an open API based QR payment acceptance network that enables the cross-border acceptance of bank and non-bank QR payment apps across multiple markets in the...
-
Head of Legal
3 weeks ago
Singapore Randstad Pte Ltd Full timeabout the companyA licensed Payment entity is hiring for a Head of Legal and Compliance to support and advise on a broad range of legal and regulatory matters.about the jobYour responsibilities will be to:Provide sound, coherent and commercially minded legal advice and compliance support on all matters relating to the organisation's day-to-day...
-
Compliance Professional
22 hours ago
Singapore BANK OF COMMUNICATIONS CO., LTD Full timeRoles & ResponsibilitiesResponsibilities:• To assist in ensuring that the business operates in compliance with relevant legislations/regulations, by giving advice on compliance implications of business decisions, both for on-going issues and in project decisions.• Keep abreast of developments in the local regulatory and HO requirements and monitor the...
-
Compliance Manager
1 week ago
Singapore State Bank Of India Full timeJob DescriptionRegulatory Compliance (Primary)Provide compliance advisory in areas of Banking Act 1970, Securities and Futures Act 2001 ('SFA') and Financial Advisers Act 2001 ('FAA') to all Business Units and departments.Review Marketing and Promotional Materials in relation to deposit, remittance and investment products.Update Management on all MAS...
-
Compliance Manager
2 weeks ago
Singapore STATE BANK OF INDIA Full timeRoles & ResponsibilitiesJob DescriptionRegulatory Compliance (Primary) Provide compliance advisory in areas of Banking Act 1970, Securities and Futures Act 2001 (“SFA”) and Financial Advisers Act 2001 (“FAA”) to all Business Units and departments. Review Marketing and Promotional Materials in relation to deposit, remittance and investment products....
-
Head, IT
3 weeks ago
Singapore Young Men's Christian Association Of Singapore Full timeYMCA of SingaporeJOB SUMMARYWe are seeking an experienced IT leader with expertise to deliver high-quality IT solutions and services. The Head, IT will be responsible for managing IT projects, overseeing the development of IT solutions, and ensuring that IT systems align with business objectives. The role also involves managing business stakeholders and...
-
Head, IT
3 weeks ago
Singapore Young Men's Christian Association of Singapore Full timeRoles & ResponsibilitiesYMCA of SingaporeJOB SUMMARY We are seeking an experienced IT leader with expertise to deliver high-quality IT solutions and services. The Head, IT will be responsible for managing IT projects, overseeing the development of IT solutions, and ensuring that IT systems align with business objectives. The role also involves managing...
-
Compliance
2 weeks ago
Singapore R.j. O'brien & Associates (singapore) Pte. Limited Full timeJob Title: Project Consultant ComplianceBusiness Unit: Compliance Location: SingaporeReports To: Country HeadPerm/temp: Temporary role (9 months)Position Summary:This is a fixed term role which reports directly to the Country Head for day-to-day compliance activities with dotted reporting responsibilities to the Senior Director, Head of Compliance EMEA for...
-
Head of Compliance
1 week ago
Singapore Ethos BeathChapman (EBC) Full timeThe Role: My Client is a leading Bank and we are looking for a Head of Compliance to be based in Singapore. This is a regional role with direct visibility to the CEO, and you will be given the opportunity to spearhead and elevate the Risk and Compliance culture and strategy within the business.Responsibilities:Oversee and spearhead the Compliance policies...
-
Head of Compliance – Leading Wholesale
1 week ago
Singapore BEATHCHAPMAN (PTE. LTD.) Full timeRoles & ResponsibilitiesThe Role:My Client is a leading Bank and we are looking for a Head of Compliance to be based in Singapore. This is a regional role with direct visibility to the CEO, and you will be given the opportunity to spearhead and elevate the Risk and Compliance culture and strategy within the business.Responsibilities: Oversee and spearhead...
-
Compliance Officer
2 days ago
Singapore THE EDGE PARTNERSHIP HOLDINGS PTE. LTD. Full timeRoles & ResponsibilitiesThis is a 6-months Maternity CoverSupport the Singapore Compliance team in managing daily compliance activities for the Singapore branch, ensuring alignment with the requirements of the Monetary Authority of Singapore and all relevant compliance-related laws and regulations, as well as internal policies and procedures. This individual...
-
Head of IT
3 days ago
Singapore Bank Of Communications Co., Ltd Full timeJOB RESPONSIBILITIES1. General Management. Department managing such as work review, plan. IT budget managing. Liaise with IT departments of Head office. Create/Update/Renew IT policy and procedure. Organize ITCO meeting. Report IT department work in Management meeting monthly. Manage IT incident and incident response plan2. Contingency Management. Carry out...
-
Head of IT
2 days ago
Singapore BANK OF COMMUNICATIONS CO., LTD Full timeRoles & ResponsibilitiesJOB RESPONSIBILITIES1. General Management• Department managing such as work review, plan• IT budget managing• Liaise with IT departments of Head office• Create/Update/Renew IT policy and procedure• Organize ITCO meeting• Report IT department work in Management meeting monthly• Manage IT incident and incident...
-
Head of Operations/Compliance
2 weeks ago
Singapore eFinancialCareers Full timeKey Responsibilities Collaborate with the CEO in setting and driving organizational vision and operational strategy (individual contributor role) Develop an effective governance and controls framework encompassing policies and procedures, timely and appropriate management information and reporting of financials and compliance matters, risk management...