Head, Regulatory Monitoring

1 week ago

Singapore Maybank Full time

About the job

The role will support Chief Legal and Compliance Officer, Singapore to manage the overall general regulatory risks of Maybank Singapore Limited. To develop and implement the framework and procedures for compliance monitoring and testing programs that provide independent assurance on the state of regulatory compliance on key laws and regulations covering Banking Act, SFA, FAA, PDPA etc in accordance to the regulations, direction and risk appetite of Group Compliance and Singapore Senior Management.

Job Description:

  • Develop, review and implement compliance (excluding FCC) framework and strategies and provide independent assurance to stakeholders (Board/Management/Head Office) on the state of regulatory compliance.

  • Develop robust monitoring/testing methodologies to manage the risks from all business and operations segments. Timely update of methodologies of compliance dashboard, Heatmap and monitoring program.

  • Oversee the execution of quality monitoring programs, including timeliness and re-prioritization in the event of emerging risks. Ensure testing scope is sufficient and representative testing has been carried out for independent assurance

  • Develop tools, aids and reports to facilitate the conduct of monitoring program and improve the quality of assurance output. Supervise the quality of monitoring reports.

  • Plan and guide staff in implementing system enhancements and rectifications. Timely system Implementation of system and enhancements to manage compliance risks in an efficient manner.

  • Supervise the collation of information as requested by regulators, Head Office and senior management.

  • Oversee control room functions including management of Material Non-Public Information and management of Conflict of Interest (COI). Timely maintenance of MNPI restricted list, access persons, and management of COI

Requirements:

  • Minimum Bachelors degree holder or relevant professional qualification. ICA Diploma is advantageous.

  • At least 10 years in banking or financial industry with exposure in business, risk, compliance, operations or audit

  • Good Analytical thinking

  • Excellent Interpersonal and communication skills

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