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Junior Securities Dealer

4 weeks ago

Singapore CAREER STORY PTE. LTD. Full time
Roles & Responsibilities

Junior Securities Dealer (Banking)

Job Overview:

Regulated Activity Business

The Junior Securities Dealer manages capital market products for accredited investors, ensuring thorough due diligence, risk assessment, and compliance with regulations.

The role involves recommending products, facilitating approvals, executing transactions, and collaborating with stakeholders.

Key Responsibilities:

Recommend and provide capital market products (fixed income, equities, funds) to accredited investors based on their needs.

Lead the approval process and coordinate product due diligence and risk assessments.

Engage with stakeholders, providing updates and addressing issues in the product approval process.

Execute securities and fund transactions, ensuring accuracy in the trading platform.

Conduct product reviews and adjust risk levels as needed.

Ensure compliance with SFA and MAS regulations, handling regulatory queries.

Perform additional duties as assigned.

Tell employers what skills you have

Due Diligence
Risk Assessment
Approval Process
Securities
Compliance
Banking
Securities Regulation
Capital
Fixed Income
Equities