Current jobs related to Director, Regional Compliance and Controls - Singapore - MUFG

  • Director, Regional Compliance and Controls

    2 weeks ago

    Singapore MUFG Bank, Ltd., Singapore Office Full time

    **Do you want your voice heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term...

  • Director Regional Controlling

    4 weeks ago

    Singapore dsm-firmenich Full time

    Director Regional Controlling - TTH Finance - APA Join to apply for the Director Regional Controlling - TTH Finance - APA role at dsm-firmenich Director Regional Controlling - TTH Finance - APA Join to apply for the Director Regional Controlling - TTH Finance - APA role at dsm-firmenich Get AI-powered advice on this job and more exclusive features....

  • Compliance Director

    2 weeks ago

    Singapore beBeeRiskManagement Full time $90,000 - $120,000

    Job Title:Compliance Director">Overview:We are seeking a seasoned compliance professional to join our team as a Compliance Director. This role will be responsible for managing non-financial risk across the Global Corporate and Investment banking business for MUFG APAC, supporting our strategic direction and providing guidance to key stakeholders across the...

  • Regional Compliance Director

    2 weeks ago

    Singapore beBeeCompliance Full time $120,000 - $180,000

    Job DescriptionWe are seeking a strategic compliance leader with deep regional expertise to join our team. The Head of Compliance, Asia will lead the regional compliance strategy across our travel insurance and assistance businesses in Asia.Develop and implement a comprehensive compliance program that ensures regulatory alignment and embeds Zurich Cover-More...

  • Regional Credit Control Director

    1 week ago

    Singapore beBeeCreditRiskManagement Full time $80,000 - $150,000

    Job DescriptionWe are seeking a seasoned Regional Credit Control Director to lead our credit control efforts in the APAC region.The successful candidate will be responsible for developing and implementing regional credit policies, reviewing and standardizing credit control procedures, and overseeing credit risk assessment and management.This is a key role...

  • Regional Finance Director

    6 days ago

    Singapore LVMH FRAGRANCES AND COSMETICS (SINGAPORE) PTE LTD Full time

    The Finance Director, with her/his team, is responsible for all finance-related topics concerning L Beauty entities, operating Perfumes & Cosmetics brands in the South East Asia Region: - Business controlling (Budget and forecast) - Compliance (Audit & Tax) and Internal Control - Accounting / Closing / Reporting - Cash & Credit Management - Improvement...

  • Director, Regional Head of Conduct Compliance

    1 week ago

    Singapore ING Group Full time

    Director, Regional Head of Conduct Compliance & Ethics (CCE), Asia **ING Wholesale Banking in Singapore** We began operating in Singapore in 1987 where we host the regional Asia Pacific headquarters. With over 300 financial experts, we are the largest wholesale banking branch in Asia. ING stands out in the Asia Pacific region because we go a step further...

  • Director, Regional Head of Conduct Compliance

    1 week ago

    Singapore ING Group Full time

    Director, Regional Head of Conduct Compliance & Ethics (CCE), Asia **ING Wholesale Banking in Singapore** We began operating in Singapore in 1987 where we host the regional Asia Pacific headquarters. With over 300 financial experts, we are the largest wholesale banking branch in Asia. ING stands out in the Asia Pacific region because we go a step further...

  • Regional Technical

    7 days ago

    Singapore BSI Full time

    Great that you're thinking about a career with BSI! Countries in APAC include Australia & New Zealand, Greater China (China & Hong Kong), Japan, North East Asia (Taiwan & South Korea) and ASEAN (Indonesia, Malaysia, Philippines, Singapore, Thailand & Vietnam). Overview / Purpose of the position To ensure the assigned regional business obtains and...

  • Compliance Director

    1 week ago

    Singapore Bitdeer (NASDAQ: BTDR) Full time

    Join to apply for the Compliance Director role at Bitdeer (NASDAQ: BTDR) Join to apply for the Compliance Director role at Bitdeer (NASDAQ: BTDR) Get AI-powered advice on this job and more exclusive features. About BitdeerBitdeer Technologies Group (Nasdaq: BTDR) is a world-leading technology company for Bitcoin mining. Bitdeer is committed to providing...

Director, Regional Compliance and Controls

4 weeks ago

Singapore MUFG Full time
Director, Regional Compliance and Controls

Join to apply for the Director, Regional Compliance and Controls role at MUFG

Director, Regional Compliance and Controls

Join to apply for the Director, Regional Compliance and Controls role at MUFG

Direct Recruiter at MUFG Bank, Singapore via Robert Walters | Talent Acquisition, HR

Purpose of role:

Reporting to the Head of Business Risk Management, you will manage non-financial risk across the Global Corporate and Investment banking business for MUFG APAC, supporting our strategic direction and providing guidance to key stakeholders across the GCIB business to ensure the adoption, embedding and sustainability of the risk and control framework.

The role will require you to design, own and drive initiatives for the identification, management and mitigation of key non-financial business risks, including providing subject matter expertise for conducting and overseeing the design and execution of a regional non-financial risk and controls program which identifies compliance and non-financial risks in the 1st line of defence.

You will work with a regional team to ensure that non-financial and compliance risks are appropriately monitored, reported, assessed and enhanced, including having oversight and implementation of risk controls to ensure effective conformity with regional and head office policies and regulatory requirements.

You will also have primary responsibility for ensuring that non-financial and compliances risks in Singapore meet the relevant standards required by MAS and all applicable MUFG policies and procedures.

Job Responsibilities:

Strategic

  • To design and implement a risk and controls framework for the APAC region in 1LOD, ensuring the minimum standards are identified and met across to region.
  • Monitor and respond to emerging and horizon risks that impact GCIB business in APAC and be responsible for assessing the adequacy of risk and controls policies to ensure such risks are appropriately managed.
  • Manage & implement compliance policies, program and framework in GCIB, including leading and supervising other GCIB/AIBD CLOs (SG/HK).
  • To manage & coordinate GCIB-wide compliance projects and risk assessments, including Global Financial Crime Risk Assessment, Regional Risk Assessment [RCSA] and Self Identified Issues.
  • Act as the SME for risk and compliance policies and controls across 1LOD, including advising and supporting GCIB management to ensure that internal controls and management of regulatory risks are appropriately identified and mitigated.
  • Support the delivery and growth of GCIB APAC business and returns by ensuring that gaps and opportunities for enhancement of processes or efficiency gains are identified and actioned.
  • Support business growth into new markets/products/collaborations by ensuring that such activities are properly risk assessed and mitigation actions/plans designed to support safe and sustainable business growth.

Customer

  • Demonstrate a deep understanding of GCIB APAC business clients and drivers.
  • Partner with different business teams across the GCIB APAC region across both 1LOD and 2LOD to become a trusted advisor, able to identify current and emerging risks from our client portfolio and business activities to ensure that our risk/reward objectives are met and delivering optimal risk management outcomes for our clients and our bank.

People

  • Lead a small team of staff located in SG and HK in the execution of the regional strategic activities across APAC, with a focus on SG and HK compliance and non-financial risk matters
  • In time, potential to matrix manage regional staff located across 14 branches in GCIB APAC

Other/ Control

  • Review, track and challenge open issues for GCIB APAC, ensuring that escalations are made to appropriate governance or oversight forums of any risks and issues, control weaknesses, incidents and review activities as applicable.
  • Provide oversight and periodic review of APAC MNPI/Insiders Lists and identify and manage Conflict of Interest scenarios across APAC.
  • Analyse, challenge and disseminate compliance and non-financial risk policies from 2LOD and/or consider impact of related Circulars/Procedures from Head Office.
  • Review/confirm on a timely basis whether the regional procedures including GCBDA and AIBD SOPs are in alignment with such HO, Compliance Procedures and changed/new regulations.
  • Review implementation status of auditors/inspectors/ACO recommendations related to regulatory compliance.
  • Design, lead or coordinate for risk and compliance training as and when required.

Job Requirements:

  • Degree Qualification.
  • Minimum 10 years of experience in financial services in corporate banking
  • Minimum 10 years of experience in regulatory compliance, risk or audit role specialising in regulatory compliance and reporting, risk management.
  • Experience in Operational Risk
  • Strong audit, regulatory risk and controls or compliance background
  • Strong communication and influencing skills
  • Exceptional knowledge and experience of SG and HK regulations
  • Track record in compliance/regulatory project management & implementation
  • Strong organizational and analytical skills
  • Detailed and solution oriented, ability to multi-task, work independently and make timely, sound/informed decisions
Seniority level
  • Seniority levelDirector
Employment type
  • Employment typeFull-time
Job function
  • Job functionFinance
  • IndustriesBanking and Investment Banking

Referrals increase your chances of interviewing at MUFG by 2x

Get notified about new Director of Compliance jobs in Singapore, Singapore.

Director P&B Regulatory Affairs Asia PacificDirector, Regional Compliance and ControlsAssistant Director (Policy & Compliance), Online Safety and Content RegulationCompliance Director – Global Alternative Fund HouseDirector of Global Environmental Compliance and SustainabilityDirector / Associate Director – Core ComplianceSr. Director, Quality Leadership Team (QLT)Director - Contract Logistics Procurement - APACDeputy Director - Policy & Compliance (Risk & Sector Governance)Director, Head of Investor Services Asia PacificHead of Legal and Compliance, Director (Fintech)Head of Compliance (Regulatory & Licensing – MAS Insurance Brokerage)Senior Manager/Director - Finance - APACNew Hotel Opening Operations Director - SEAKAssociate Director – Corporate Secretarial | Professional Services Firm

We're unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.

#J-18808-Ljbffr