Vice President, Legal

4 weeks ago


Singapore Temasek International Pte Ltd Full time
We are looking to hire an equities compliance professional to join our regulatory and compliance team based in Singapore (which is part of the firm's Legal and Regulatory Department).

The candidate is expected to collaborate with colleagues in the legal and regulatory team and other internal partners (e.g. Portfolio Management, Treasury, Risk, Operations, and Technology).

Responsibilities:
  • Provide regulatory compliance support for the firm's equity execution desk, portfolio risk and management group and investment groups with a focus on cash equities, ETFs, listed options and OTC equity derivatives and associated hedging strategies.
  • Developing and implementing policies, procedures and controls which successfully mitigate key risk factors for the trading lifecycle.
  • Working with legal colleagues and external counsel to manage relationships with regulators (e.g. MAS, SGX, SEC, and FCA).
  • Assist with the resolution of issues identified by other oversight functions (i.e., Risk or Internal Audit).
  • Advise on the firm's responsibilities on corporate actions involving its listed portfolio companies and statutory shareholding disclosures.
  • Proactive regulatory change management for impacted coverage areas through participation in business, industry and regulatory initiatives and trade groups.
  • Design and deliver applicable training for business unit personnel.
Requirements:
  • Degree holder from a related field, preferably with an outstanding academic record.
  • At least 7 years' experience in a similar compliance and regulatory role at a financial institution, regulatory authority, broker-dealer or buy-side firm.
  • Strong overall product knowledge and regulatory experience within equities and equities derivatives (including ETFs and listed options).
  • Demonstrated experience with the implementation of trading and equity compliance projects, policies and programs.
  • Possesses working knowledge of financial regulations such as SFA, EMIR, MiFID and applicable SEC and CFTC rules.
  • Good understanding of regulations and investment monitoring requirements.
  • Possesses strong analytical skills, good working knowledge with data and able to think strategically.
  • Possesses strong communication skills and confidence to effectively engage multiple stakeholders.


  • Singapore NORMAN INVESTMENT GROUP PTE. LTD. Full time

    Roles & ResponsibilitiesThe Vice President of Art InvestmentsThe Vice President of Art Investments is responsible for overseeing and managing the art investment operations of the company. The individual will be expected to develop and execute strategies to increase the company's art investment portfolio and maximize returns.Key responsibilities include:...

  • Vice President

    1 week ago


    Singapore Barclays Full time

    Vice President - Fixed Income LegalSingaporeAs a Barclays Vice President - Fixed Income Legal, you will be a lawyer in the APAC Markets Legal team based in Singapore and provide transactional support and legal and regulatory advice and risk management to the APAC Markets business, with a primary focus on fixed income, emerging markets, and the corporate risk...


  • Singapore The Maples Group (Financial Services) Full time

    Position:Assistant Vice President**Location:Singapore**The Maples Group is a standard bearer in financial and legal services, trusted by many of the world's largest hedge fund managers, private equity firms and international corporations.Our distinction flows from our carefully curated team: 2,500+ professionals characterised by tenacity, ethics and exacting...


  • Singapore Temasek Full time

    Company : Temasek International Pte. Ltd.Dept : Strategic Development (SD)Position : Assistant Vice President/Vice PresidentOverviewThe Strategic Development (SD) team invests in global disruptive deep-tech ventures and business platforms. The SD team leverages its deep understanding of science and technology, global reach, technology investment acumen,...

  • Vice President

    1 week ago


    Singapore ENGAGE GROUP PTE. LTD. Full time

    **Vice President (VP/SVP), Innovative & Strategic Marketing - Healthcare & MedTech - Category Design & Creation (APAC, Greater Asia)An American Multinational Medical Technology company, Top 10 globally is seeking for a Vice President / Senior Vice President Level Marketing Leader with ' Blue Ocean' mindset to develop strategies, drive market development and...


  • Singapore Sumitomo Mitsui Banking Corporation Full time

    Assistant Vice President/Vice President, Internal Audit Department - SMBC Assistant Vice President/Vice President, Internal Audit Department - SMBC Sumitomo Mitsui Banking Corporation Singapore Posted 2 months ago Permanent Competitive As Regional Internal Auditor, you will add value and improve the bank's operations by bringing an efficient and...


  • Singapore Temasek International Pte Ltd Full time

    Vice President, Organisation & People (Total Rewards Vice President, Organisation & People (Total Rewards Temasek International Pte Ltd Singapore Posted 1 day ago Permanent Competitive Responsibilities:Be a thought leader who can partner with HR Business Partners and Talent Acquisition to advise and deliver practical solutions to the business on...

  • Vice President

    1 week ago


    Singapore ACCEL TEAM PTE. LTD. Full time

    Job Title: Vice President of Mergers and Acquisitions (M&A) - Special Purpose Acquisition Company (SPAC)Location: Singapore (Based in SG, with a focus on SPAC opportunities in the US or Asia)Job Summary: As the Vice President of Mergers and Acquisitions for a Special Purpose Acquisition Company (SPAC) based in Singapore, your primary responsibility will be...


  • Singapore Morgan Philips Specialist Recruitment Full time

    Your Next CompanyYou will be joining a global leading Technology and IT Services provider with more than 30,000 employees worldwide.As part of their expansion strategy, they are seeking a highly motivated and experienced Vice President of Sales to join their growing team.What You Will Be DoingAs the Vice President of Sales, your primary role will involve...


  • Singapore MITSUBISHI HEAVY INDUSTRIES ASIA PACIFIC PTE. LTD. Full time

    As a Senior Vice President, responsible for providing corporate support to Mitsubishi Power Asia Pacific (MPW-AP) and Mitsubishi Power (MPW) Group, oversees the organization's Corporate functions operations that comprising of Regional Internal Audit & Compliance, Legal, Human Resources, IT, Corporate Affairs, Corporate Strategy and Finance & Accounting...

  • Vice President

    1 week ago


    Singapore NTT Limited Full time

    Vice President - Head of Consulting (APAC) page is loaded Vice President - Head of Consulting (APAC) Apply locations Kallang, Singapore time type Full time posted on Posted Yesterday job requisition id R Want to be a part of our team?The main objective of the Vice President, Consulting is to enable and oversee the execution of the consulting services...

  • Vice President

    1 week ago


    Singapore ALTO PARTNERS PTE. LTD. Full time

    We're looking for a Vice President to source, screen and evaluate new investments across Southeast Asia.This individual will also be expected to support the firm's existing portfolio and management activities including but not limited to the following activities: Collate and keep track of traction and progress of portfolio companies Attend board and update...


  • Singapore JJ Consulting Services Full time

    **Our Client is a leading company in Singapore, who is seeking to recruit an Assistant Vice President (SAP Payroll).Assistant Vice President (SAP Payroll)Responsibilities: Provides technical support, troubleshooting, and guidance to users. Assists to identify system improvements and enhancements; recommends and implements solutions. Evaluates and implements...


  • Singapore PARKWAY COLLEGE OF NURSING AND ALLIED HEALTH PTE LTD Full time

    Assistant Vice President, Radiology (Operations) Job number SGGA00208 Work LocationContract Type Contract Type Permanent CountryThe RoleThis position will be taking on the Head of Department for Medi-Rad, that provides outpatient radiology services.Key accountabilitiesIn this role, Assistant Vice President of Radiology will report to CEO of Radiology and be...

  • Vice President

    1 week ago


    Singapore HBA OFFSHORE PTE. LIMITED Full time

    The Vice President (Investment) will serve as a key member of the leadership team for the oil and gas company undergoing an Initial Public Offering (IPO) in the USA. This role will be responsible for overseeing all aspects of the investment process, including financial analysis, due diligence, valuation, and investor relations. The incumbent will work...

  • Vice President

    1 week ago


    Singapore MUFG BANK, LTD. SINGAPORE BRANCH Full time

    Job Responsibilities include: Drive the origination and execution of leveraged and acquisition financing deals both externally as well as internally, including supporting the credit decision making to have better understanding and monitoring of risk inherent to each deal and client. Undertake financial modelling and credit diligence, including for structured...


  • Singapore Blackstone Group Full time

    Blackstone is the world's largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1 trillion in assets under management include...


  • Singapore Great Eastern Full time

    Assistant Vice President - Underwriting (Financial Lines)Assistant Vice President - Underwriting (Financial Lines) Banking - Business (Banking & Financial Services) Full time Add expected salary to your profile for insights Your role is to execute the Financial Lines business plan to achieve both top-line growth and bottom-line profitability with a...


  • Singapore BCD Travel Corporate Full time

    BCD Travel: Connect, collaborate and celebrateVice President, Finance, Asia Pacific Full time, Singapore_As a Vice President, Finance, Asia Pacific, you will have the responsibility to manage all the financial reporting requirements of BCD Travel within APAC. You will also establish financial policies and procedures to ensure that the assets of the company...


  • Singapore Ares Management Corporation Full time

    Associate Vice President, ComplianceOver the last 20 years, Ares' success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development...