SM/AVP, Business Management and Operation Control, Private Banking
3 days ago
Job Summary
- Assist Head of PB in providing general client servicing support to front office including new account opening/ account review, transactions documentation checking/filling, sales order checking, etc.
- Develop AML control strategies to optimize account opening and underwriting opportunities to support business growth, while ensuring an appropriate balance between risk and return.
- Implement operational management and internal control in business unit.
- Support management to formulate business plans and develop sales management reports and MIS to drive business growth.
- Provide backup support to other team members.
Job Responsibilities
- Implement AML Policy and the relevant procedures and guideline.
- Perform client due diligence on-boarding checks and review as defined by prevailing policies and guidelines which may also be regulatory, and liaise with Frontline, Compliance for smooth and timely account opening and review.
- To clear system generated name screening alerts or perform manual screening.
- Collaborate with front office and other stakeholders to supplement and improve relevant operating procedures to ensure full compliance with policies and regulatory.
- Implement risk management control policies and procedures in related to AML/FT risk, compliance risk, operational risk and credit risk, on day-to-day business activities.
- To perform management reporting and data analysis on key operational risk items.
- Ensure adequate training is provided to the related staff within Private Banking Department so that they could perform their functions at a professional level, in term of practices, compliance and operational standard.
- Ensure full compliance of operation manual, investment & insurance sales workflow, sales guideline to PB frontline.
- Support the front office on general banking transactions / sales order, ensure client due diligence & client suitability checks are in order, and to ensure accuracy of capture to avoid incidents and dealing errors.
- Provide regular quality checking and phone call monitoring.
- Processing/fulfillment and follow up with back office to ensure timely and accurate order processing.
- Conduct day-to-day monitoring on client’s credit position and guide RMs to take appropriate action in case of any excess or warning signals.
- To support other teams where necessary on various activities e.g. such as signature verification, information retrieval, etc.
- To collaborate with Hong Kong and/or Singapore RMs and Assistants and other stake holders to deliver consistent best experience to our clients.
- To proactively identify areas of improvement and suggest viable solutions.
- To participate in compliance/operation related projects as a content provider or a stakeholder.
- To ensure no repeat review findings by Compliance, Group Compliance, Internal or External Auditors.
- Assist and participate in projects; liaise with different departments to ensure projects are completed on a timely manner.
- Carry out administrative tasks and assist in other ad-hoc work.
- Comply with anti-money laundering / counter terrorist financing requirement and sanction risks controls in accordance with regulatory standards and CNCBI policies.
Job Requirements
- Bachelor's degree in any Finance & Banking or equivalent fields.
- Minimum 5 years of relevant experience in banking in compliance, risk and operation management.
- At least 3 years of hands-on experience in the AML field (client onboarding review [including documentation], ongoing periodic client review, transactions monitoring) in a Private Bank and must be familiar with the MAS 626 requirements or other international AML/CFT standards.
- In depth understanding of risk management for private banking products, investment products and credit products & delivery channel.
- Familiar with relevant regulatory and statutory requirements.
Tell employers what skills you have
Information Retrieval
Front Office
Due Diligence
Data Analysis
Sales Management
Private Banking
Channel
Insurance Sales
Underwriting
AML
Operational Risk
Screening
Back Office
Credit Risk
MIS
-
Singapore China CITIC Bank International Limited (SG Branch) Full timeJob Summary Assist Head of PB in providing general client servicing support to front office including new account opening/ account review, transactions documentation checking/filling, sales order checking, etc. Develop AML control strategies to optimize account opening and underwriting opportunities to support business growth, while ensuring an appropriate...
-
Singapore SUMITOMO MITSUI BANKING CORPORATION SINGAPORE BRANCH Full timeJob Title: AVP/VP, Corporate Banking, Internal Audit DepartmentWe are seeking a highly skilled and experienced AVP/VP to join our Corporate Banking team as an Internal Audit Department member. The successful candidate will be responsible for leading and executing audits independently and efficiently, including audit planning, key control evaluation and...
-
Business Unit Controller
3 weeks ago
Singapore DBS Bank Limited Full timeAbout DBS Bank LimitedDBS Bank Limited is a leading financial services group in Asia, with a strong presence in the region. As a bank with a rich history, we have a deep understanding of the needs of our customers and a commitment to delivering world-class financial services.Job SummaryWe are seeking a highly skilled Business Unit Controller to join our...
-
Singapore Sumitomo Mitsui Banking Corporation Full timeJob SummaryAs an AVP, Credit Risk Manager, Global Banking Subsidiaries at Sumitomo Mitsui Banking Corporation, you will play a crucial role in supporting Relationship Managers to develop relationships with commodity trading subsidiary companies of top-tier Western/Asian multinational corporations. Your primary responsibility will be to manage and control the...
-
Singapore DBS Bank Limited Full timeBusiness Function As the leading bank in Asia, DBS Consumer Banking Group is in a unique position to help our customers realise their dreams and ambitions. As a market leader in the consumer banking business, DBS has a full spectrum of products and services, including deposits, investments, insurance, mortgages, credit cards and personal loans, to help our...
-
Senior Business Manager
6 days ago
Singapore China CITIC Bank International Limited (SG Branch) Full timeJob SummaryWe are seeking a highly skilled and experienced professional to join our Private Banking team as a Senior Business Manager. The successful candidate will be responsible for providing general client servicing support to our front office, including new account opening, account review, and transactions documentation checking.Key...
-
Singapore THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED Full timeFinancial Crime Risk Stewardship RoleWe are seeking a highly skilled and experienced Financial Crime Risk Steward to join our Global Private Banking and Wealth team. As a key member of our Financial Crime Risk Stewardship team, you will be responsible for reviewing and challenging the activities of our commercial risk-taking teams to ensure that they...
-
Singapore Sumitomo Mitsui Banking Corporation Full timeJob SummaryAs a seasoned Credit Analyst AVP, you will play a pivotal role in supporting Relationship Managers in developing relationships with commodity trading subsidiary companies of top-tier Western/Asian multinational corporations. Your expertise will be instrumental in managing and controlling credit risk for clients, including comprehensive credit...
-
Private Bank Client Service Executive
2 days ago
Singapore DEUTSCHE BANK AKTIENGESELLSCHAFT Full timeJob Title: Private Bank Client Service ExecutiveDeutsche Bank is seeking a highly skilled Private Bank Client Service Executive to join our team. As a key member of our Private Banking division, you will be responsible for providing exceptional client service and support to our high net worth clients.Key Responsibilities:Support Private Bankers in providing...
-
Product Control AVP
3 weeks ago
Singapore The Edge Partnership Full timeJob DescriptionThe Edge Partnership is seeking a highly skilled Product Control AVP to join our team. As a key member of our financial services team, you will be responsible for reviewing and analyzing P&L attribution, and resolving any gaps in the P&L.Key Responsibilities:Financial Analysis: Review and analyze P&L attribution, and resolve any gaps in the...
-
Singapore Sumitomo Mitsui Banking Corporation Full timeJob SummaryWe are seeking a highly skilled and experienced professional to join our team as an AVP, Planning Group. Global Transaction Banking Department. The successful candidate will be responsible for supporting the planning and execution of our TB business strategy, including service planning, deposit marketing strategy, and liaison between various...
-
Banking: Loan Operations
3 weeks ago
Singapore The Resolute Hunter Pte Ltd Full timeTHE COMPANY Rooted in their commitment and service to their clients, the company has a well-received yet stable brand within the Banking sector. They currently seek a Loan and Treasury Operations (Senior Officer/AM/Manager/AVP) to be part of their Operations team. JOB RESPONSIBILITIES To be part of the Loan and Treasury Operations Handle Treasury products...
-
Private Banking Specialist
2 weeks ago
Singapore AGRICULTURAL BANK OF CHINA LIMITED Full timeJob SummaryWe are seeking a highly skilled and experienced Private Banking Specialist to join our team at AGRICULTURAL BANK OF CHINA LIMITED. As a key member of our Private Banking department, you will be responsible for developing and implementing product and process flows, as well as designing and maintaining internal risk management and control...
-
AVP, Risk Management
2 days ago
Singapore GIC PRIVATE LIMITED Full timeRole SummaryGIC PRIVATE LIMITED is seeking a highly skilled AVP, Risk to join our Chief Operating Officer (COO) Office. As a key member of our team, you will play a critical role in driving operational excellence and aligning our operations with strategic goals.Key ResponsibilitiesDrive compliance with operational risk processes and manage technology,...
-
Private Banking Relationship Manager
2 weeks ago
Singapore CATHAY UNITED BANK Full timeCareer OpportunityWe are seeking a highly skilled Private Banking Relationship Manager to join our team at CATHAY UNITED BANK. As a key member of our private banking team, you will be responsible for growing our private banking/wealth management business in the south east Asia and Greater China region.Key ResponsibilitiesIdentify and acquire new Ultra High...
-
Singapore THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED Full timeFinancial Crime Oversight Senior ManagerHSBC is seeking a highly skilled Senior Manager to join our Global Private Banking and Wealth team as a Financial Crime Oversight Senior Manager. This role will be responsible for reviewing and challenging the onboarding of high-risk and SCC relationships across GPB booking centers globally, as well as carrying out...
-
AVP, Agency Operations, Credit Specialist
2 days ago
Singapore SUMITOMO MITSUI BANKING CORPORATION SINGAPORE BRANCH Full timeJob DescriptionWe are seeking a highly skilled and experienced AVP, Agency Operation, Credit Middle to join our team at Sumitomo Mitsui Banking Corporation Singapore Branch. The successful candidate will be responsible for handling loan administration and operation functions of syndicated loans, ensuring efficient execution of day-to-day functions in...
-
Singapore DBS BANK LTD. Full timeJob Title: AVP, Business Analyst, Regional Consumer Banking Operations Management, TechnologyAbout the RoleDBS Bank Ltd. is seeking a highly skilled Business Analyst to join our Regional Consumer Banking Operations Management team. As a Business Analyst, you will play a key role in driving business growth and improving operational efficiency across various...
-
Manager, Financial Management
2 weeks ago
Singapore CHINA CITIC BANK INTERNATIONAL LIMITED SINGAPORE BRANCH Full timeRoles & ResponsibilitiesJob SummaryAssist the Head of Financial Management Department (“FMD”) in the preparation of periodic financial reports to Head Office, regulators and local management, as well as maintain the bank reconciliation, payment control and tax reporting function.Job Description Prepare all financial reports (including Private Banking...
-
Tdi – Java Engineer
3 weeks ago
Singapore Deutsche Bank Full time:Details of the Division and Team:The candidate must have proven good technical skills & leadership in order to oversees the technical aspects of a delivery team/vendor by making software engineering and design decisions and supervising system modifications in response to business needs. To meet the requirements of the business, the candidate will actively...
