Compliance Manager

4 weeks ago

Singapore ARTA TECH PTE. LTD. Full time
Roles & Responsibilities

Your Role

You’ll take the lead in building and implementing our compliance program with regards to Arta's Singapore business with compliance matters relating to the Monetary Authority of Singapore (MAS) and assist the Singapore based team with compliance matters relating to the Securities and Exchange Commission (SEC, a U.S. regulator).

  • Lead the development, implementation, and refinement of the compliance program for Arta's Singapore business and ensure adherence to all MAS rules and regulations;
  • Coordinate with internal stakeholders and local compliance consultants in regards to regulatory requirements and best practices;
  • Interface with internal teams in regards to all matters relating to compliance – in particular with the marketing, product management, member success, and research teams, including as it pertains to SEC rules and regulations;
  • Develop familiarity and expertise in aspects of compliance across Arta broadly, including the U.S.-based registered investment advisor, foreign regulatory matters, broker-dealer matters, and insurance among others; and
  • Embody the culture of compliance at Arta at all times.
  • Report to the Chief Compliance Officer, Dave Wilkinson.
What You Will Do
  • Develop and implement policies and procedures for Arta's Singapore business across all topics relating to compliance;
  • Ensure any and all MAS regulatory filings or other regulatory obligations are met;
  • Familiarize and educate yourself in regards to MAS regulatory developments and how they apply across all business lines with regards to Arta's Singapore business;
  • Be a thought partner to all internal teams across Arta (in SG or elsewhere) and facilitate solutions to regulatory considerations, including SEC related matters;
  • Develop educational materials for colleagues and lead compliance trainings on MAS specific regulations and best practices;
  • Oversee compliance onboarding of new Singapore-based employees and offboarding of departing employees;
  • Assist with marketing and product reviews as they pertain to Arta’s Singapore and U.S. businesses; and
  • Provide timely responses to compliance related questions from Arta employees, business partners, and vendors as needed.
Who You Are
  • At least 5-8 years of experience in compliance roles, preferably with Fintechs;
  • Deep knowledge of MAS rules and regulations, as well as associated laws;
  • Knowledge of SEC rules and regulations, as well as associated laws;
  • Familiarity with business-to-consumer regulatory considerations and best practices;
  • Able to manage multiple projects simultaneously and pivot quickly as priorities change, comfortable with a degree of ambiguity;
  • Demonstrate excellent communication skills (written and verbal);
  • Willing to do whatever work is necessary;
  • Self-sufficient and approach your work proactively – Arta is a fast-paced startup and you need to keep up;
  • Have a general familiarity with technical concepts and their application in financial services (for example, AI generally and specifically LLMs and Machine Learning);
  • Based in Singapore.
What We Offer
  • Robust health insurance offering for you and your family
  • 20 weeks of parental leave
  • 15 days PTO annually plus national and company holidays
  • Up to SG$75 per month reimbursement for internet
  • SG$100 per month for wellness stipend

Tell employers what skills you have

Excellent Communication Skills
Machine Learning
Due Diligence
Regulatory Compliance
Risk Management
Securities
Product Management
Educational Materials
Compliance
Audits
AML
Regulatory Requirements
KYC
Health Insurance
Audit
Financial Services

  • Area Sales Manager

    2 weeks ago

    Singapore Link Compliance Full time

    Job Responsibilities:Collaborate directly with End-users, OEMs, and Channel Partners, spearheading our aftermarket business growth.Coordinate sales activities through selected channel partners in the territory.Enhance customer relationships at all levels, contributing to company growth.Deliver booking targets & growth strategies, managing bookings...

  • Key Account Manager

    2 weeks ago

    Singapore Link Compliance Full time

    Key Account Manager SEA You will plan, organize, drive and monitor the sales and promotional activities and meet the key financial and non-financial parameters set out for the assigned key accounts. Reporting line Head of Wholesale & Travel Retail APAC Working location Orchard Road You are responsible for:Managing and supporting assigned accounts to achieve...

  • E-commerce Marketing Manager

    2 weeks ago

    Singapore Link Compliance Full time

    ResponsibilitiesCreate and execute social media strategies to increase the company's online presence.Take ownership and spearhead the comprehensive strategy formulation and planning for online campaigns across the entire Domestic Promotions and Campaign team.Offer guidance, direction, and supervision to both sitewide and category marketers.Supervise the...

  • Compliance Manager

    2 weeks ago

    Singapore VGROUP HOLDINGS PTE. LTD. Full time

    Roles & ResponsibilitiesWe are in search of an outstanding Compliance Manager to bolster our expansion. We need a dedicated, detail-oriented, and ethically sound individual to collaborate with the global team in overseeing and upholding regulatory standards across all business levels while providing valuable insights on compliance.In a nutshell, here's what...

  • Compliance Manager

    2 weeks ago

    Singapore Funds Partnership Asia Full time

    Contract Type:PermanentLocation:SingaporeCategory:ComplianceSubcategory:Contact Name:Daryl Emmanuelle Ong -Date Published:15-Feb-2023Our client is a listed energy infrastructure and technology company with global presence and 40 years of history. As part of their growth, they are launching an Asset Management division with their first fund to be focused on...

  • Compliance Manager

    4 weeks ago

    Singapore VGROUP HOLDINGS PTE. LTD. Full time

    Roles & ResponsibilitiesWe are looking for an amazing Compliance Manager to support our growth!We are looking for a passionate analytical, diligent, highly ethical Compliance Manager who will work closely with the Global team members to orchestrate and maintain the enforcing regulations in all aspects and levels of business as well as provide guidance on...

  • Compliance Manager

    4 weeks ago

    Singapore KLIQ PTE. LTD. Full time

    Roles & ResponsibilitieseRemit Singapore is a secure global money transfer service offered by Kliq Pte Ltd. We are a Singapore based Fintech Company and currently looking for a experienced Compliance Manager to join us.Responsibilities: Act as a subject matter expert to provide pragmatic compliance solutions, Maintain and Strengthen Compliance Policies and...

  • Compliance Manager

    4 weeks ago

    Singapore KLIQ PTE. LTD. Full time

    Roles & ResponsibilitieseRemit Singapore is a secure global money transfer service offered by Kliq Pte Ltd. We are a Singapore based Fintech Company and currently looking for a experienced Compliance Manager to join us.Responsibilities: Act as a subject matter expert to provide pragmatic compliance solutions, Maintain and Strengthen Compliance Policies and...

  • Compliance Manager

    2 weeks ago

    Singapore KLIQ PTE. LTD. Full time

    Roles & ResponsibilitieseRemit Singapore is a secure global money transfer service offered by Kliq Pte Ltd. We are a Singapore based Fintech Company and currently looking for a experienced Compliance Manager to join us.Responsibilities:Act as a subject matter expert to provide pragmatic compliance solutions, Maintain and Strengthen Compliance Policies and...

  • Compliance Manager

    2 weeks ago

    Singapore RevUp Consulting Full time

    Manager, General Compliance - Regional Corporate Bank - Central, SingaporeAn established Regional Corporate Bank is seeking an experienced Compliance Officer to provide compliance guidance and support compliance team for the local business.You will lead the compliance team to ensure the bank is always compliant with the rules and regulations. You will be the...

  • Compliance Manager

    2 weeks ago

    Singapore Bank of Singapore Full time

    At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive remuneration packages, we offer non-financial benefits and...

  • Compliance Manager

    2 weeks ago

    Singapore CHINA UNICOM (SINGAPORE) OPERATIONS PTE. LTD. Full time

    Main Roles and Responsibilities:1) Take the lead in promoting the management and control of high-quality development in the region;2) Cooperate with the Legal Department and the Corporate Development Department of the headquarter to fulfill compliance due-diligence per regional company compliance management standards (including license management);3)...

  • Compliance Manager

    2 weeks ago

    Singapore PASONA SINGAPORE PTE. LTD. Full time

    Roles & ResponsibilitiesCompliance Manager (Banking)Our client a Japanese Bank is looking for a Compliance Manager to join their organization.• Location: Raffles Place• Working hours: 08:30 to 17:00 (Monday to Friday)• Salary: up to $12,000 + AWS and Variable Bonus providedJob Requirements:Manage the Compliance function of the Bank. Assume the...

  • Compliance Manager

    2 weeks ago

    Singapore Danos Group Full time

    Our client is a securities trading / brokerage firm with a strong track record in the region. As the business continues to grow they are looking for a Compliance Manager and the role is based in Singapore. Key responsibilities: • Cover a full spectrum of Compliance scope includes regulatory compliance, internal compliance, financial crime and compliance...

  • Compliance Manager

    2 weeks ago

    Singapore Ethos BeathChapman Full time

    Job Details:LocationSingaporeSalaryCompetitive SalaryJob TypePermanentRefBHContactWeiyun Teo- Postedabout 1 hour agoThe Role:My Client is a global fund manager and we are looking for a Compliance Manager for the Singapore office. This is a new headcount in the business with growth potential to take on a regional portfolio within the business. You will be...

  • Manager, Compliance

    2 months ago

    Singapore LIM & TAN SECURITIES PTE LTD Full time

    Roles & ResponsibilitiesWe are looking for an experienced Compliance Manager to be responsible for ensuring adherence to regulatory and compliance requirements of the relevant governing Authorities.Job Duties Establishes the Compliance department’s guidelines/policies and directs its technical and operational functions. Develops and executes a...

  • Compliance Manager

    2 months ago

    Singapore Space Executive Full time

    We are partnered exclusively with a leading independent retail foreign exchange group at Changi Airport, where your expertise in compliance management will ensure the integrity and efficiency of the latest Singapore operations. This role offers a dynamic environment where you can hone your skills and spearhead the group's critical endeavours into South East...

  • Compliance Manager

    4 weeks ago

    Singapore Space Executive Full time

    We are partnered exclusively with a leading independent retail foreign exchange group at Changi Airport, where your expertise in compliance management will ensure the integrity and efficiency of the latest Singapore operations. This role offers a dynamic environment where you can hone your skills and spearhead the group's critical endeavours into South East...

  • Compliance Manager

    2 weeks ago

    Singapore NCS Full time

    Compliance Manager:Date:6 Feb 2024Location: Singapore, SingaporeCompany:Singtel GroupNCS is a leading technology services firm with presence in Asia Pacific and partners with governments and enterprises to advance communities through technology. Combining the experience and expertise of our 12,000-strong team across 58 specializations, across 20 APAC...

  • Compliance Manager

    4 weeks ago

    Singapore Singtel Group Full time

    NCS is a leading technology services firm with presence in Asia Pacific and partners with governments and enterprises to advance communities through technology. Combining the experience and expertise of our 12,000-strong team across 58 specializations, across 20 APAC cities. The Compliance Manager will be reporting to the Compliance Director. This will role...