AML/KYC - Wealth Management Consultant

Roles & ResponsibilitiesResponsibilities: Perform KYC due diligence for new and existing private banking clients on a timely basis. Review information and documentation in respect of AML/KYC/CDD process to ensure relevance and completeness of KYC information. Review private banking client profiles prior to account opening and ensure compliance with MAS...

Assessing AML/KYC risk and approval for new Standard and Medium Risk (Risk Countries) client relationships booked within the bank. Work closely with head office and overseas offices to provide input on account opening. Review and approve the onboarding of new clients and accounts of individual, Domiciliary Companies, Legal Entities, Financial Institutions,...

Key Responsibilities 1. Drive Client Acquisition and Foster Long-term Relationships Proactively prospect and acquire new clients while nurturing lasting relationships to meet individual targets. Actively strengthen and deepen relationships with existing clients both onshore & offshore to build a strong foundation for sustained customer growth. 2. Provide...

Key Responsibilities 1. Drive Client Acquisition and Foster Long-term Relationships Proactively prospect and acquire new clients while nurturing lasting relationships to meet individual targets. Actively strengthen and deepen relationships with existing clients both onshore & offshore to build a strong foundation for sustained customer growth. 2. Provide...

Participate to the review of KYC files and AML procedures and to the assessment of regulatory issues in terms of AML requirements. Contribute to remediation engagements through onsite review of KYC documentation for clients/investors. Perform gap analysis and identify AML and/or Compliance/Regulatory issues compared to the laws and regulations in force....

Roles & ResponsibilitiesThis role in the Financial Crime Compliance Department's Client Onboarding Team involves assisting the Head of KYC Advisory in implementing initiatives related to the Client Lifecycle Management Target Operating Model ("CLM TOM") and process improvements. The ideal candidate will excel at project management, process mapping,...

In J.P. Morgan, the Wholesale KYC Operations (WKO) team plays a critical role in ensuring that as an organization, we are compliant with multiple regulations, in order to protect the bank's reputation and financial assets.As a KYC Specialist, you will partner with the client-facing teams to ensure all client records are compliant with Anti-Money Laundering...

To clear the backlog of KYC reviews and to assist the current team to get up to speed.Responsibilities: To conduct KYC/AML screening on Financial Institutions. Assess and analyse new and existing counterparties in accordance with the company's KYC policy (e,g. performs adverse news, sanctions, PEP, directorship, ownership identification, screening and...

CTBC Bank Co., Ltd SingaporePosted 4 hours ago In-Office Permanent Competitive J Posted by Jamie Cheng RecruiterFollow To review and approve new account on boarding and KYC periodical review, conduct gap analysis of MAS and HKMA consultation papers and new regulations, handle internal and external audits, and monitor transaction irregularity.KEY...

Roles & Responsibilities· Diploma/ Bachelor’s in any Finance & Banking or equivalent fields.· Previous experience or Knowledge in KYC/AML / due diligence process in a client facing environment is highly preferable with minimum of 2 years of experience.· Highly analytical person with ability to recognise important information and identify risks and with...

Roles & Responsibilities· Diploma/ Bachelor’s in any Finance & Banking or equivalent fields.· Previous experience or Knowledge in KYC/AML / due diligence process in a client facing environment is highly preferable with minimum of 2 years of experience.· Highly analytical person with ability to recognise important information and identify risks and with...

Top-tier European private bank is looking to hire a KYC Client Onboarding Officer to assess AML/KYC risk for high risk accounts for escalation to Compliance and final approval of Standard and Medium Risk client relationships booked the bank. Review and approve onboarding of new client relationships/accounts for individuals, domiciliary companies, legal...

VP/AVP, KYC Specialist (Client Onboarding), Private Banking, Consumer Banking GroupBusiness Function DBS' Private Banking offers a one-stop, full-service touch-point for total banking requirements and provides the highest level of personalised banking. We have a team of dedicated, experienced investment advisors who identify opportunities in the various...

VP/AVP, KYC Specialist (Client Onboarding), Private Banking, Consumer Banking GroupBusiness Function DBS' Private Banking offers a one-stop, full-service touch-point for total banking requirements and provides the highest level of personalised banking. We have a team of dedicated, experienced investment advisors who identify opportunities in the various...

Responsibilities Exhibit the highest standards of customer service with clear transparent communication to the banker articulating onboarding requirement and time commitments Single point of contact to appropriately route all queries for responsible cases, including issues around PEP, screening, regulatory, compliance, legal, operational risk Analyze AML...

Our TeamIncident & Client Advisory (ICA) is part of the Assets & Wealth Management Operations Team supporting all aspects of client Onboarding to include the fulfilment of Anti Money Laundering (AML) and Know Your Client (KYC) requirements for the Wealth Management division of J.P Morgan Chase & Co, Asset & Wealth Management business segment. ICA ensure all...

Business Function DBS' Private Banking offers a one-stop, full-service touch-point for total banking requirements and provides the highest level of personalised banking. We have a team of dedicated, experienced investment advisors who identify opportunities in the various asset classes and employ the best strategies and product vehicles to cater to each...

Roles & ResponsibilitiesWelcome to our Incident and Client Advisory team Are you passionate/ If you're enthusiastic about implementing controls and diligently overseeing them to safeguard the firm? If that resonates with you, then you've landed at the perfect spot with us. The Incident and Client Advisory (ICA) team is part of the Assets and Wealth...

Roles & ResponsibilitiesResponsibilities Monitor, analyze and escalate suspicious transactions Coordinate with Compliance and Business Units, respond to queries and assist in AML investigation Conduct initial checks on CDD alerts, handle risk change requests and address CDD emails promptly Review and handle Watch List Management alerts Perform various...

Roles & ResponsibilitiesMandatory Skills:Compliance tech domain –Strong domain knowledge of Compliance tech program i.e. AML-KYC and Transaction monitoring apps like ACTIMIZEExperience in various testing tool suites like HP UFT/QTP, Querysurge, Loadrunner/Performance Center/Sitescope, HP ALM / Quality Center, Tosca, Selenium, JIRA etc.Job ObjectivesManage...