Middle Office Executive
4 days ago
Job Scope
- Perform KYC/CDD/IPPC checking functions including periodic review and updates to ensure relevancy of client onboarded documents and supporting agreements in client and vendor counterparty data base.
- Monitor IPPC risk compliance and provide internal training, reporting and prepare/submit external regulatory filings.
- Perform inventory management reconciliation and maintenance.
- Assist the front and back-office teams for smooth daily operations and other ad-hoc task projects.
Requirements
- Problem solver with self-directed initiative
- Responsible team player with collaborative mindset
- Able to start work immediately.
Commodities
Stock Reconciliations
Derivatives
Middle Office
Due Diligence
Regulatory Compliance
Know Your Client - KYC
Risk Management
Risk Analysis
Risk Mgmt
Inventory Management
Compliance
Trade Compliance
Compliance Audits
Risk and Regulatory
Administrative Support
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