See more Collapse

Assistant / Deputy Manager, Risk and Compliance

2 months ago


Singapore KEPPEL MANAGEMENT LTD. Full time
Roles & Responsibilities

JOB DESCRIPTION

  • Advising management on and ensuring compliance with applicable laws and regulations including MAS guidelines relating to AML/CFT, outsourcing and technology risk management; MAS Business Trust Act and SGX Listing Rules.
  • Managing periodic filings/notification to MAS or other relevant regulatory bodies.
  • Managing the Enterprise Risk Management (ERM) framework; and working closely with business heads in ensuring that the risk management processes are adhered to at the operational level.
  • Managing the implementation of risk and compliance programs.
  • Point of contact for regulators on risk and compliance matters.
  • Liaising with and managing auditors on risk and compliance related matters.
  • Supporting management in reporting to the boards and/or board committees on risk and compliance related matters.

JOB REQUIREMENTS

  • Degree in Finance/Banking/Accountancy
  • 6 to 8 years compliance/risk management/audit experience within REIT/business trust/fund management industry
  • Good knowledge/understanding of laws and regulations including Securities and Futures Act, Financial Advisers Act, MAS Business Trust Act and SGX Listing Rules
  • Good knowledge/understanding of Enterprise Risk Management principles and processes of REIT/business trust/fund management businesses
  • A self-motivated team player who is meticulous, detailed oriented, organized and able to learn quickly, independently with strong analytical skills
  • Able to think objectively, work independently and multi-task in a fast pace environment
  • Excellent written and oral communication and presentation and interpersonal skills
  • Strong stakeholder management skill and ability to interact well with different functions and levels

Tell employers what skills you have

Microsoft Excel
Assessing
Analytical Skills
Enterprise Risk Management
Outsourcing
Interpersonal Skills
Asian Markets
Risk Management
Securities
Adaptability
Compliance
Life Insurance
Team Player
Stakeholder Management

We have other current jobs related to this field that you can find below


  • Singapore THOMSON MEDICAL PTE. LTD. Full time

    The Director/Deputy Director, Risk and Compliance, working with the Chief Risk and Compliance Officer (CRCO), is primarily responsible for developing and implementing the Enterprise Risk Management (ERM) and Compliance functions for the Thomson Medical Group (TMG) to ensure effective administration and implementation of the ERM and Compliance practices in...


  • Singapore Keppel Management Ltd. Full time

    JOB DESCRIPTIONAdvising management on and ensuring compliance with applicable laws and regulations including MAS guidelines relating to AML/CFT, outsourcing and technology risk management MAS Business Trust Act and SGX Listing Rules.Managing periodic filings/notification to MAS or other relevant regulatory bodies.Managing the Enterprise Risk Management (ERM)...


  • Singapore Movement for the Intellectually Disabled of Singapore Full time

    COMPANY DESCRIPTIONThe Movement for the Intellectually Disabled of Singapore (MINDS) has been caring for Persons with Intellectual Disabilities (PWIDs) and their families since 1962.Grounded in the belief that all PWIDs have innate abilities and talents, MINDS is committed to empowering them and enhancing their quality of life, while advocating for greater...


  • Singapore THOMSON MEDICAL PTE. LTD. Full time

    Roles & Responsibilities(A) JOB SUMMARYThis role will collaborate with various departments to develop and implement risk management, compliance and ESG strategies, policies and initiatives, helping the company to remain resilient and build a sustainable business.(B) PRIMARY DUTIES & JOB RESPONSIBILITIESRisk Management:- Assist with the implementation and...


  • Singapore Thomson Medical Pte. Ltd. Full time

    (A) JOB SUMMARYThis role will collaborate with various departments to develop and implement risk management, compliance and ESG strategies, policies and initiatives, helping the company to remain resilient and build a sustainable business.(B) PRIMARY DUTIES & JOB RESPONSIBILITIESRisk Management:- Assist with the implementation and enhancement of the...


  • Singapore LTA Land Transport Authority Full time

    [What the role is]MANAGER / DEPUTY MANAGER, COMPLIANCE MANAGEMENT AND ENFORCEMENT OPERATIONS[What you will be working on]You will be responsible to lead a team to oversee manpower, logistics, procurement and administrative support for Enforcement and Compliance Management sub-group.You will work with a team and parties across different divisions to: Initiate...


  • Singapore EQUIOM FIDUCIARY SERVICES PTE. LTD. Full time

    Job Title: Compliance Support and Risk Management SpecialistCompany: Leading Financial Services GroupThe main goal is to provide top-notch compliance support and risk management services to the Group's businesses in Singapore. The role involves overseeing all local regulatory compliance and risk management activities and offering strategic compliance advice...


  • Singapore EQUIOM FIDUCIARY SERVICES PTE. LTD. Full time

    Roles & ResponsibilitiesThe overall objective is to deliver high-quality compliance support and risk management service to Group businesses in Singapore and to direct and oversee all local regulatory compliance and risk management activities.To be responsible for providing strategic compliance advice to the respective Singapore businesses and ensure the...


  • Singapore WEBULL SECURITIES (SINGAPORE) PTE. LTD. Full time

    Roles & ResponsibilitiesResponsibilities: Provide regulatory compliance advice to business and support functions. Provide coverage and support across various compliance business as usual matters including name screening, enhanced customer due diligence, transaction monitoring, trade surveillance, personal account dealing reviews and marketing materials...


  • Singapore WEBULL SECURITIES (SINGAPORE) PTE. LTD. Full time

    Roles & ResponsibilitiesResponsibilities: Provide regulatory compliance advice to business and support functions. Provide coverage and support across various compliance business as usual matters including name screening, enhanced customer due diligence, transaction monitoring, trade surveillance, personal account dealing reviews and marketing materials...


  • Singapore PRUDENTIAL ASSURANCE COMPANY SINGAPORE (PTE) LIMITED Full time

    **Job Profile Summary: Your role is crucial for ensuring that the company operates within legal boundaries, adheres to regulations, and maintains ethical standards. Your responsibilities include overseeing regulatory compliance, assessing risks, and designing and implementing risk and compliance programs. Effective communication, analytical thinking, and...


  • Singapore Mount Elizabeth Hospital Full time

    The RoleSupporting the IHH SG Data Protection Officer (DPO), the Deputy DPO is responsible for the delivery of IHH SG Data Protection Management Program (DPMP). The DPMP ensures compliance with the PDPA, and its work streams include policy, people and process management.Under policy management, the Deputy DPO will keep abreast of the latest regulatory...


  • Singapore AGENCY FOR INTEGRATED CARE PTE. LTD. Full time

    Roles & Responsibilities Partner Sector Divisions in the management of grants to ensure adequate governance and compliance with Grant Policy & Best Practices, from scheme design to closure Attend Sector Divisions’ enquiries relating to grant management processes Review processes and suggest improvements to strengthen grant governance and mitigate risks ...


  • Singapore EXCLUSIVE NETWORKS ASIA PTE. LTD. Full time

    Roles & ResponsibilitiesDUTIES AND RESPONSIBILITIESThis role reports to the Global Risk & Compliance Director who is based in Paris, France. Exclusive Networks’ Risk and Compliance Group department is in charge of the global Compliance programs, in particular drive the Corruption prevention program to strengthen its roll-out and control its effectiveness...


  • Singapore EXCLUSIVE NETWORKS ASIA PTE. LTD. Full time

    Roles & ResponsibilitiesDUTIES AND RESPONSIBILITIESThis role reports to the Global Risk & Compliance Director who is based in Paris, France. Exclusive Networks’ Risk and Compliance Group department is in charge of the global Compliance programs, in particular drive the Corruption prevention program to strengthen its roll-out and control its effectiveness...

  • Manager, Risk

    2 months ago


    Singapore KEPPEL MANAGEMENT LTD. Full time

    Roles & ResponsibilitiesJOB DESCRIPTIONAs part of the Risk and Compliance team, you will be integral in working with relevant stakeholders to support the organization in developing and implementing the overall risk management strategy and related initiatives as well as ensuring compliance to regulations and internal policies. Support ‘middle-office’...


  • Singapore HAITONG INTERNATIONAL SECURITIES GROUP (SINGAPORE) PTE. LTD. Full time

    Roles & ResponsibilitiesJob Description:-Provide oversight on all compliance and risk management matters across business operations with relevant l-legislation/ regulations/ rules/ internal policies-Monitor and assess regulatory updates, and provide advisory on compliance and risk implications of business decisions, both for on-going issues and in project...


  • Singapore HAITONG INTERNATIONAL SECURITIES GROUP (SINGAPORE) PTE. LTD. Full time

    Roles & ResponsibilitiesJob Description:-Provide oversight on all compliance and risk management matters across business operations with relevant l-legislation/ regulations/ rules/ internal policies-Monitor and assess regulatory updates, and provide advisory on compliance and risk implications of business decisions, both for on-going issues and in project...


  • Singapore AMPLIFY HEALTH ASIA PTE. LIMITED Full time

    Instructions for interested applicantsWhere you would add valueAs Risk and Compliance Manager, you will report to and support the Head of Risk and Compliance to drive, execute and manage the end-to-end Risk Management Framework and its effective implementation across business and in accordance with the Board and regulatory requirements.How you would make a...


  • Singapore HAITONG INTERNATIONAL SECURITIES GROUP (SINGAPORE) PTE. LTD. Full time

    Job Summary:Haitong International Securities Group (Singapore) Pte Ltd is looking for a dynamic and all rounded individual to provide compliance and risk management support for its growing business lines of securities financing, asset management, private wealth management, custodian services, institutional equity and corporate finance.Job Description:...