[PERM] Compliance Manager – Asset Management firm
2 weeks ago
Responsibilities:
- Oversee and manage end to end AML/KYC duediligence checks and compliance matters as required under CapitalMarket Service (CMS) license requirements
- Develop, implement and maintain a robust complianceframework to ensure controls are in place
- Review, revise and uplift all compliance manuals andpolicies and procedures, including Enterprise Wide Risk Assessment(EWRA)
- Identify regulatory trends anddevelopments that impact business areas and advise on any materialimpacts to current activities
- Provideregulatory/compliance advisory support to relevant businessunits
- Provide advice with respect to marketingrequirements of funds in various jurisdictions
- Organize and conduct staff compliancetrainings
- Assist with or take charge of ad-hocprojects or tasks as may be assigned from time-to-time
Requirements:
- Degree with min 6 years of relevant complianceexperience within the fund management, investment management orcapital market service licensed entity or regulatory consultingenvironment
- Good knowledge of key applicableregulations such as the Securities & Futures Act, FinancialAdvisers Act, MAS Notices and Guidelines, AML/CFTregulations
Pleasestate your availability, current and expected salary in theresume.
We regret thatonly shortlisted candidates will be notified.
GMP Technologies (S) Pte Ltd | EA Licence: 11C3793 | EddieTang | Registration No: R1221129
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