See more Collapse

Vice President, Compliance

1 month ago

Singapore Mizuho Bank Full time
Overview of Division/Department

Compliance Section

Company Profile
MIZUHO BANK, LTD. IS A SUBSIDIARY OF THE JAPAN-BASED MIZUHO FINANCIAL GROUP, INC. (LISTED ON THE TOKYO STOCK EXCHANGE AND NYSE) AND IS ONE OF THE LARGEST FINANCIAL SERVICES COMPANIES IN THE WORLD. MIZUHO BANK, LTD. PROVIDES FINANCIAL AND STRATEGIC SOLUTIONS FOR THE INCREASINGLY DIVERSE AND SOPHISTICATED NEEDS OF ITS CLIENTS WITH OFFICES LOCATED IN ALL THE MAJOR CITIES OF THE WORLD SUCH AS TOKYO, NEW YORK, LONDON, HONG KONG AND SINGAPORE.

Job Responsibilities
Job Description
You will be responsible for supporting the Chief Compliance Officer and Section Head of Compliance, in managing Regulatory Compliance (RC), ensuring local regulatory compliance and aligning with Head Office Compliance framework. You will be responsible for the implementation of RC frameworks, policies and procedures for the Bank.

The Role Responsibility:
  • To be responsible for handling submissions, regulatory enquiries, audits and maintain good working relationship with the regulatory authorities, including coordination for any regulator's on-site inspection, if required.
  • To identify and manage compliance and regulatory risks, act as a point of escalation for any policy and regulatory breaches to senior management.
  • To be responsible for formulating, reviewing, and maintaining compliance framework, policies and procedures to ensure ongoing compliance with relevant laws and regulations.
  • To keep abreast of regulatory developments, manage regulatory consultations and oversee regulatory change implementation.
  • To drive pro-active regulatory engagement and effectively manage regulatory relationships.
  • To conduct periodic internal compliance trainings and compliance risk assessments.


Job Requirements
  • 10 years of financial sector experience, with 5 years in RC second line of defense roles.
  • Possess advanced level of proficiency in compliance advisory on regulations, policies and standards.
  • Able to take the lead, solve problems under pressure, innovate and achieve results sustainably.
  • Possess strong stakeholder management skills; able to collaborate and communicate effectively.
  • MAS Regulatory/ regulatory liaison experience.

We have other current jobs related to this field that you can find below

  • Associate Vice President, Compliance

    2 weeks ago

    Singapore Ares Management Corporation Full time

    Associate Vice President, ComplianceOver the last 20 years, Ares' success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development...

  • Compliance Advisory – Apac Vice President

    2 weeks ago

    Singapore Barclays Full time

    Compliance Advisory, APAC Vice PresidentSingaporeAs a Barclays Compliance Advisory - APAC Vice President, you will provide oversight on our Cross Border framework. Your key accountabilities will include providing advisory, supporting risk assessments, adherence to regulatory management programmes and policies and standards. You will also provide compliance...

  • Vice President of Art Investments

    2 weeks ago

    Singapore NORMAN INVESTMENT GROUP PTE. LTD. Full time

    Roles & ResponsibilitiesThe Vice President of Art InvestmentsThe Vice President of Art Investments is responsible for overseeing and managing the art investment operations of the company. The individual will be expected to develop and execute strategies to increase the company's art investment portfolio and maximize returns.Key responsibilities include:...

  • Vice President

    2 weeks ago

    Singapore ENGAGE GROUP PTE. LTD. Full time

    **Vice President (VP/SVP), Innovative & Strategic Marketing - Healthcare & MedTech - Category Design & Creation (APAC, Greater Asia)An American Multinational Medical Technology company, Top 10 globally is seeking for a Vice President / Senior Vice President Level Marketing Leader with ' Blue Ocean' mindset to develop strategies, drive market development and...

  • Assistant Vice President/Vice President, Internal Audit Department

    2 weeks ago

    Singapore Sumitomo Mitsui Banking Corporation Full time

    Assistant Vice President/Vice President, Internal Audit Department - SMBC Assistant Vice President/Vice President, Internal Audit Department - SMBC Sumitomo Mitsui Banking Corporation Singapore Posted 2 months ago Permanent Competitive As Regional Internal Auditor, you will add value and improve the bank's operations by bringing an efficient and...

  • Assistant Vice President

    2 weeks ago

    Singapore JJ Consulting Services Full time

    **Our Client is a leading company in Singapore, who is seeking to recruit an Assistant Vice President (SAP Payroll).Assistant Vice President (SAP Payroll)Responsibilities: Provides technical support, troubleshooting, and guidance to users. Assists to identify system improvements and enhancements; recommends and implements solutions. Evaluates and implements...

  • Vice President of Sales it Services

    2 weeks ago

    Singapore Morgan Philips Specialist Recruitment Full time

    Your Next CompanyYou will be joining a global leading Technology and IT Services provider with more than 30,000 employees worldwide.As part of their expansion strategy, they are seeking a highly motivated and experienced Vice President of Sales to join their growing team.What You Will Be DoingAs the Vice President of Sales, your primary role will involve...

  • Assistant Vice President

    2 weeks ago

    Singapore Great Eastern Full time

    Assistant Vice President - Underwriting (Financial Lines)Assistant Vice President - Underwriting (Financial Lines) Banking - Business (Banking & Financial Services) Full time Add expected salary to your profile for insights Your role is to execute the Financial Lines business plan to achieve both top-line growth and bottom-line profitability with a...

  • Assistant Vice President

    2 weeks ago

    Singapore The Maples Group (Financial Services) Full time

    Position:Assistant Vice President**Location:Singapore**The Maples Group is a standard bearer in financial and legal services, trusted by many of the world's largest hedge fund managers, private equity firms and international corporations.Our distinction flows from our carefully curated team: 2,500+ professionals characterised by tenacity, ethics and exacting...

  • Vice President, Organisation

    2 weeks ago

    Singapore Temasek International Pte Ltd Full time

    Vice President, Organisation & People (Total Rewards Vice President, Organisation & People (Total Rewards Temasek International Pte Ltd Singapore Posted 1 day ago Permanent Competitive Responsibilities:Be a thought leader who can partner with HR Business Partners and Talent Acquisition to advise and deliver practical solutions to the business on...

  • Vice President

    2 weeks ago

    Singapore NTT Limited Full time

    Vice President - Head of Consulting (APAC) page is loaded Vice President - Head of Consulting (APAC) Apply locations Kallang, Singapore time type Full time posted on Posted Yesterday job requisition id R Want to be a part of our team?The main objective of the Vice President, Consulting is to enable and oversee the execution of the consulting services...

  • Senior Vice-president, Technology Risk

    2 weeks ago

    Singapore Hays Finance Technology Singapore Full time

    A New York Stock Exchange listed global bank is looking for a Senior Vice-President, Technology Risk.Your new companyA New York Stock Exchange listed global bank is looking for a Senior Vice-President, Technology Risk to join their team. This will be an expansion role as they seek to grow their team.Your new role To manage the Technology Risk Team in...

  • Assistant Vice President/vice President, Strategic

    2 weeks ago

    Singapore Temasek Full time

    Company : Temasek International Pte. Ltd.Dept : Strategic Development (SD)Position : Assistant Vice President/Vice PresidentOverviewThe Strategic Development (SD) team invests in global disruptive deep-tech ventures and business platforms. The SD team leverages its deep understanding of science and technology, global reach, technology investment acumen,...

  • Associate Vice President, Compliance

    2 weeks ago

    Singapore Ares Management Full time

    Over the last 20 years, Ares' success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development and employee-focused programming, we...

  • Corporate Finance, Senior Vice President/ Vice

    2 weeks ago

    Singapore Blackstone Group Full time

    Blackstone is the world's largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1 trillion in assets under management include...

  • Assistant Vice President, Radiology

    2 weeks ago

    Singapore PARKWAY COLLEGE OF NURSING AND ALLIED HEALTH PTE LTD Full time

    Assistant Vice President, Radiology (Operations) Job number SGGA00208 Work LocationContract Type Contract Type Permanent CountryThe RoleThis position will be taking on the Head of Department for Medi-Rad, that provides outpatient radiology services.Key accountabilitiesIn this role, Assistant Vice President of Radiology will report to CEO of Radiology and be...

  • Senior Vice President

    2 weeks ago

    Singapore MITSUBISHI HEAVY INDUSTRIES ASIA PACIFIC PTE. LTD. Full time

    As a Senior Vice President, responsible for providing corporate support to Mitsubishi Power Asia Pacific (MPW-AP) and Mitsubishi Power (MPW) Group, oversees the organization's Corporate functions operations that comprising of Regional Internal Audit & Compliance, Legal, Human Resources, IT, Corporate Affairs, Corporate Strategy and Finance & Accounting...

  • Vice President

    2 weeks ago

    Singapore Barclays Full time

    Vice President - Fixed Income LegalSingaporeAs a Barclays Vice President - Fixed Income Legal, you will be a lawyer in the APAC Markets Legal team based in Singapore and provide transactional support and legal and regulatory advice and risk management to the APAC Markets business, with a primary focus on fixed income, emerging markets, and the corporate risk...

  • Vice President

    2 weeks ago

    Singapore ACCEL TEAM PTE. LTD. Full time

    Job Title: Vice President of Mergers and Acquisitions (M&A) - Special Purpose Acquisition Company (SPAC)Location: Singapore (Based in SG, with a focus on SPAC opportunities in the US or Asia)Job Summary: As the Vice President of Mergers and Acquisitions for a Special Purpose Acquisition Company (SPAC) based in Singapore, your primary responsibility will be...

  • Vice President, Analytics and Automation

    2 weeks ago

    Singapore United Overseas Bank Full time

    Vice President, Analytics and Automation - Watchlist Management, Group CompliancePosting Date: 10-Feb-2023Location: Singapore (City Area), Singapore, 048624Company: United Overseas Bank LtdAbout UOBUnited Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia...