Avp, Compliance-aml

2 weeks ago

Singapore ADDX Full time

Who are we?

  • We are ADDX, the entry point into private markets, and we aim to democratize private market investments. As a team, we strive to build a future where everybody can access financial ecosystems easily, fairly, and safely. Our team's belief is real economies benefit when capital flows freely and efficiently, especially in the private market space.
***
Why join us?

  • We have built the world's first fully regulated platform for digital securities, licensed by the Monetary Authority of Singapore (MAS).
  • ADDX is a global private market exchange headquartered in Singapore. To date, ADDX has listed more than 60 deals on its platform and worked with bluechip names such as Hamilton Lane, Partners Group, Investcorp, Singtel, UOB, CGS-CIMB, as well as Temasekowned entities Mapletree, Azalea, SeaTown and Fullerton Fund Management.
. The full-service capital market platform has raised a total of US$140 million in funding since its inception in 201- We are backed by companies such as Singapore Exchange (SGX), the Stock Exchange of Thailand (SET), Temasek subsidiary Heliconia Capital, Japan Investments Corporation, the Development Bank of Japan (DBJ), UOB, KB Securities, Tokai Tokyo Financial Holdings and Hamilton Lane.

  • We are growing, and we are looking for talented individuals to join our team and take us forward as the leader of the private market. If you believe in a future of fair financial markets, just like we do, we've been waiting for you at ADDX.

Responsibilities:

  • Develop of compliance initiatives and programs relating to Anti-Money Laundering/Counter-Terrorism Financing (AML/CTF)
  • Handle the management and execution of second line monitoring and assessment program for Anti-Money Laundering/Counter
  • Terrorism Financing (AML/CTF)
  • Improve, maintain and ensure compliance with AML/CTF policies and procedures
  • Execution of projects and initiatives for improving or resolving identified weakness in the AML/CTF setup
  • Monitoring, analyse and review alerts generated by transactions monitoring systems
  • Carry out detailed and prompt investigation of all AML/CTF incidents and cases
  • File suspicious transaction report if needed
  • Identify and inform relevant stakeholders of any changes to legislations and other regulatory requirements relating to AML/CTF
  • Manage the resolution of cases through internal and external communications
  • Review of sanctions matters
  • Review onboarding and periodic reviews of clients with elevated AML risk rating
  • Develop and execute facetoface training for staff in various business units as required
- . Conduct EWRA

Requirements:

- . Degree holder

  • Positive attitude with a growth mindset.
  • Highly motivated selfstarter and teamplayer
  • Bachelor's degree in a related field (eg: Banking, Finance, Business). Familiar with financial terms and definitions
  • Minimum 5 years' experience working in the Financial / Fintech industry, with key job scopes comprising of handling of AML/CFT related matters
  • Good verbal and written communication skills
  • Strong analytical and investigative skills.
  • ICA Diploma / CAMS / CGSS certification will be advantageous
  • Compliance experience in Digital Payment Tokens activities will be advantageous.

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