Assistant Manager, Compliance

2 weeks ago


Singapore BTI EXECUTIVE SEARCH PTE. LTD. Full time

Job Responsibilities:

  • Conduct AML/KYC periodic reviews on high risk and high net worth customers as well as customers who are public figures.
  • Review and investigate alerts escalated from the first level
  • Formalize an analysis based on the transaction investigation
  • Implement compliance review program by performing compliance review on business activities and operations to identify any compliance gaps and recommend necessary changes
  • Participate in the review and approval process for new business initiatives, and develop compliance program for monitoring new business
  • Provide ongoing advisory to business on compliance and regulatory requirements;
  • Liaise with front office and support functions to evaluate and monitor implementation of control processes
  • Advise, support and report to the Head of Compliance on the identification and changes in the regulatory and compliance environment
  • Handle or coordinate regulatory or audit requests / inquiries / examinations
  • To assist and facilitate the training for the staff of Business

Job Requirements:

  • Degree from local university
  • 67 years' of relevant experience, preferably in the banking industry
  • Able to demonstrate strong knowledge of MAS regulatory requirements, in particular regarding SFA and FAA
  • Familiar with AML framework, control activities and processes
  • Exhibit positive attitude and a good team player
  • Effectively bilingual in English & Chinese, as the incumbent is required to communicate with colleagues in HQ
EA License No. 16S8296 EA Reg No. R

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